Data / Investment advisers / Texas / Vaughan Nelson Investment Management, L.P.
Vaughan Nelson Investment Management, L.P., Houston, TX: $12.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Vaughan Nelson Investment Management, L.P. is an SEC registered investment adviser with its main office in Houston, Texas and reports $12.2 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include investment companies, corporations and other businesses and other investment advisers. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
The request: Watch Vaughan Nelson Investment Management, L.P. (CRD number 106975): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 106975
- SEC file number
- 801-51795
- SEC status
- Approved, effective April 25, 1996
- Main office
- 600 Travis, Suite 3800, Houston, TX 77002
- Phone
- (713) 224-2545
- Regulatory AUM
- $12,241,335,106 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $12,235,627,305
- Non discretionary AUM
- $5,707,801
- Accounts
- 379
- Employees
- 53, of which 26 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 other private fund
- Gross assets of private funds
- $2,513,720
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: criminal actions, SEC or CFTC regulatory actions
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 13 | $4.82 billion |
| Corporations or other businesses | 63 | $2.30 billion |
| Other investment advisers | 9 | $1.12 billion |
| Charitable organizations | 75 | $971.2 million |
| Pension and profit sharing plans | 19 | $743.1 million |
| State or municipal government entities | 13 | $628.5 million |
| Pooled investment vehicles | 9 | $610.6 million |
| Insurance companies | 8 | $559.1 million |
| High net worth individuals | 155 | $461.2 million |
| Individuals (other than high net worth individuals) | 15 | $25.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $12.24 billion | March 30, 2026 |
| December 1, 2025 | $15.87 billion | March 26, 2025 |
Other advisers in Houston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Houston | $29.22 billion | Not listed | adviserinfo.sec.gov |
| Quantum Capital Group | Houston | $28.77 billion | 71 | adviserinfo.sec.gov |
| Garcia Hamilton & Associates LP | Houston | $24.86 billion | 1 | adviserinfo.sec.gov |
| Kayne Anderson Capital Advisors, L.P. | Houston | $14.29 billion | 54 | adviserinfo.sec.gov |
| Sarofim Trust Co | Houston | $12.96 billion | Not listed | adviserinfo.sec.gov |
| The Energy & Minerals Group LP | Houston | $12.02 billion | 33 | adviserinfo.sec.gov |
| The Windacre Partnership LLC | Houston | $11.42 billion | 1 | adviserinfo.sec.gov |
| CAZ Investments L.P. | Houston | $10.83 billion | 107 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Houston, TX
- Investment advisers in Texas
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving investment companies
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- Vaughan Nelson Investment Management, L.P. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.