Data / Investment advisers / Alabama / Highland Associates Inc
Highland Associates Inc, Birmingham, AL: $21 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Highland Associates Inc is an SEC registered investment adviser with its main office in Birmingham, Alabama and reports $21 billion in regulatory assets under management in its Form ADV filed July 29, 2026. Its clients include corporations and other businesses, pension and profit sharing plans and pooled investment vehicles. It is paid through a percentage of assets under management and fixed fees. It advises 4 private funds.
The request: Watch Highland Associates Inc (CRD number 104948): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 104948
- SEC file number
- 801-30248
- SEC status
- Approved, effective August 21, 1987
- Main office
- 2545 Highland Avenue South Suite 200, Birmingham, AL 35205
- Phone
- (205) 933-8664
- Regulatory AUM
- $20,990,815,180 in the Form ADV filed July 29, 2026
- Discretionary AUM
- $7,450,237,813
- Non discretionary AUM
- $13,540,577,367
- Accounts
- 61
- Employees
- 19, of which 18 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 4: 4 other private funds
- Gross assets of private funds
- $1,606,590,008
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- July 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 23 | $12.16 billion |
| Pension and profit sharing plans | 16 | $6.18 billion |
| Pooled investment vehicles | 4 | $1.48 billion |
| Charitable organizations | 15 | $692.7 million |
| Insurance companies | 7 | $478.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $20.99 billion | March 30, 2026 |
| December 1, 2025 | $20.14 billion | November 13, 2025 |
Other advisers in Birmingham
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Waverly Advisors, LLC | Birmingham | $29.87 billion | 19 | adviserinfo.sec.gov |
| Regions Investment Management, Inc. | Birmingham | $20.14 billion | Not listed | adviserinfo.sec.gov |
| Harbert Fund Advisors, LLC | Birmingham | $7.82 billion | 44 | adviserinfo.sec.gov |
| Vulcan Value Partners LLC | Birmingham | $6.08 billion | 4 | adviserinfo.sec.gov |
| Resource Management Service, LLC | Birmingham | $5.92 billion | 5 | adviserinfo.sec.gov |
| Eversource Wealth Advisors, LLC | Birmingham | $5.10 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Birmingham, AL
- Investment advisers in Alabama
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving corporations and other businesses
- Advisers serving pension and profit sharing plans
- Advisers that manage private funds
- Highland Associates Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.