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Data / Investment advisers / Alabama / Birmingham

Investment advisers in Birmingham, AL: 55 firms, $133 billion in AUM

55 investment advisers have their main office in Birmingham, Alabama: 50 SEC registered and 5 exempt reporting. The registered advisers report $133 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Waverly Advisors, LLC with $29.9 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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  • 55Advisers
  • 50SEC registered
  • 5Exempt reporting
  • $133 billionTotal AUM
  • 45Advisers over $100 million
  • 25Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Waverly Advisors, LLCBirmingham$29.87 billion35,70941419(205) 871-3334waverly-advisors.comadviserinfo.sec.gov
Highland Associates IncBirmingham$20.99 billion61194(205) 933-8664adviserinfo.sec.gov
Regions Investment Management, Inc.Birmingham$20.14 billion228Not listed(205) 326-7074regions.comadviserinfo.sec.gov
Harbert Fund Advisors, LLCBirmingham$7.82 billion4414744(205) 987-5500adviserinfo.sec.gov
Vulcan Value Partners LLCBirmingham$6.08 billion160384(205) 803-1582adviserinfo.sec.gov
Resource Management Service, LLCBirmingham$5.92 billion141495(205) 991-9516resourcemgt.comadviserinfo.sec.gov
Eversource Wealth Advisors, LLCBirmingham$5.10 billion13,689761(205) 982-5515reinholdfinancial.comadviserinfo.sec.gov
Stonex Advisors Inc.Birmingham$5.09 billion15,487220Not listed(800) 292-2411adviserinfo.sec.gov
Johnson Sterling, Inc.Birmingham$3.90 billion36510Not listed(205) 871-9940johnsonsterling.comadviserinfo.sec.gov
The Welch Group, LLCBirmingham$3.68 billion4,52828Not listed(205) 879-5001welchgroup.comadviserinfo.sec.gov
Oneascent Financial Services LLCBirmingham$3.54 billion16,009161Not listed(205) 313-9142adviserinfo.sec.gov
Arlington Partners LLCBirmingham$2.31 billion241415(205) 488-4300arlington.comadviserinfo.sec.gov
Lanark Financial, Inc.Birmingham$1.78 billion4,96668Not listed(800) 521-9390nbcsecurities.comadviserinfo.sec.gov
Southern Financial Group, LLCBirmingham$1.05 billion2,5978Not listed(205) 383-1415thesouthernfinancialgroup.comadviserinfo.sec.gov
Anderson Growth Partners, LLCBirmingham$1.01 billion2091437(205) 909-0950agpadvisors.comadviserinfo.sec.gov
Oneascent Investment Solutions, LLCBirmingham$987.2 million4727Not listed(205) 313-9142adviserinfo.sec.gov
Oakworth Asset Management, LLCBirmingham$846.3 million74620Not listed(205) 263-4700oakworth.comadviserinfo.sec.gov
Mayfair Advisory Group, LLCBirmingham$806.4 million1,2404Not listed(205) 395-6970adviserinfo.sec.gov
Park Lane Advisors, LLCBirmingham$799 million843(205) 383-8782tenet-partners.comadviserinfo.sec.gov
BHK Investment AdvisorsBirmingham$794.1 million7719Not listed(205) 322-2025bhkllc.comadviserinfo.sec.gov
Meld Financial, Inc.Birmingham$776.4 million1,94215Not listed(205) 967-4200meldfinancial.comadviserinfo.sec.gov
Porter White Investment Advisors, Inc.Birmingham$748.2 million3297Not listed(205) 252-3681pwco.comadviserinfo.sec.gov
BMSS Wesson Wealth SolutionsBirmingham$704 million1,18311Not listed(205) 982-5555adviserinfo.sec.gov
Fairvoy Private Wealth, LLCBirmingham$605.1 million1,2698Not listed(205) 578-6250adviserinfo.sec.gov
Mainsail Asset Management, LLCBirmingham$598.8 million88974(205) 536-7776investprudently.comadviserinfo.sec.gov
Oneascent Family OfficesBirmingham$544.5 million29214Not listed(205) 313-9142adviserinfo.sec.gov
Bonaventure Capital, LLCBirmingham$493.8 million3034(205) 775-7971bonaventurecapital.netadviserinfo.sec.gov
Oneascent Wealth ManagementBirmingham$475.6 million2,61623Not listed(205) 313-9142oneascent.comadviserinfo.sec.gov
Kassouf Wealth Advisors, LLCBirmingham$471.3 million44010Not listed(205) 776-0100kassoufwealth.comadviserinfo.sec.gov
Money Management Services IncBirmingham$442.7 million1,37712Not listed(205) 871-7526mmsfamily.comadviserinfo.sec.gov
Steadmont Advisors, LLCBirmingham$430.7 million1,2495Not listed(205) 721-7005steadmontadvisors.comadviserinfo.sec.gov
Navigate Wealth Management, LLCBirmingham$429.6 million8738Not listed(205) 224-9500adviserinfo.sec.gov
Cook & Bynum Capital Management, LLCBirmingham$359.8 million583(205) 994-2815cookandbynum.comadviserinfo.sec.gov
Forager Capital Management, LLCBirmingham$352.9 million232(205) 383-4763foragercap.comadviserinfo.sec.gov
Navigate 401k, LLCBirmingham$317.9 million804Not listed(205) 224-9502navigate401k.comadviserinfo.sec.gov
Trust Advisory Group LTDBirmingham$313.5 million79222Not listed(800) 292-2411adviserinfo.sec.gov
Brookline Investments, Inc.Birmingham$281.5 million3337(205) 263-2332adviserinfo.sec.gov
Birmingham Capital Management Co IncBirmingham$273.6 million801Not listed(205) 967-7062adviserinfo.sec.gov
New Capital PartnersBirmingham$232.6 million585(205) 939-8400newcapitalpartners.comadviserinfo.sec.gov
Approach Retirement Advisors, LLCBirmingham$227.5 million5472Not listed(205) 588-8637approachretirement.comadviserinfo.sec.gov
Walton FinancialBirmingham$182.9 million5267Not listed(205) 871-0154adviserinfo.sec.gov
Greybox InvestmentsBirmingham$176.7 million2123Not listed(205) 703-0900greyboxinvestments.comadviserinfo.sec.gov
Featheringill Capital, LLCBirmingham$142.9 million666(205) 879-2722featheringillcapital.comadviserinfo.sec.gov
BHK Securities, LLCBirmingham$128.4 million1848Not listed(205) 322-2025bhkllc.comadviserinfo.sec.gov
Abacus Investments LLCBirmingham$105.9 million2111(205) 661-8189abacusinvestments.comadviserinfo.sec.gov
McKinney Capital, LLCBirmingham$91 million451(205) 697-1837mckinneycapital.netadviserinfo.sec.gov
Oneascent CapitalBirmingham$55.6 million312(205) 847-1343oneascent.comadviserinfo.sec.gov
Fidelis Capital, LLCBirmingham$18.3 million311(205) 578-0592adviserinfo.sec.gov
H/N ManagementBirminghamNot listedNot listedNot listed3(205) 328-3120adviserinfo.sec.gov
Redhawk AdvisoryBirminghamNot listedNot listedNot listed3(205) 530-3722adviserinfo.sec.gov
First Avenue Ventures GP, LLCBirminghamNot listedNot listedNot listed2(205) 578-1005adviserinfo.sec.gov
Reseed Fund Manager, LLCBirminghamNot listedNot listedNot listed2(205) 276-1717reseedpartners.comadviserinfo.sec.gov
Sig Capital, LLCBirminghamNot listedNot listedNot listed1(205) 963-0846adviserinfo.sec.gov
Navigate Private Fund Advisors LLCBirminghamNot listed04Not listed(610) 761-5671adviserinfo.sec.gov
Somerset Advisory, LLCBirminghamNot listed06Not listed(888) 501-2607adviserinfo.sec.gov

Advisers in Birmingham that manage private funds

25 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
Harbert Fund Advisors, LLCBirminghamAL44316420$6.92 billion$7.82 billionadviserinfo.sec.gov
Anderson Growth Partners, LLCBirminghamAL371311Not listedNot listed$839.3 million$1.01 billionadviserinfo.sec.gov
Waverly Advisors, LLCBirminghamAL1917Not listed5$1.85 billion$29.87 billionadviserinfo.sec.gov
Arlington Partners LLCBirminghamAL1517Not listed5$1.52 billion$2.31 billionadviserinfo.sec.gov
Brookline Investments, Inc.BirminghamAL7Not listed24Not listed$222.5 million$281.5 millionadviserinfo.sec.gov
Featheringill Capital, LLCBirminghamAL6Not listed6Not listedNot listed$117.9 million$142.9 millionadviserinfo.sec.gov
Resource Management Service, LLCBirminghamAL5Not listedNot listedNot listed4$1.54 billion$5.92 billionadviserinfo.sec.gov
New Capital PartnersBirminghamAL5Not listed5Not listedNot listed$232.6 million$232.6 millionadviserinfo.sec.gov
Highland Associates IncBirminghamAL4Not listedNot listedNot listedNot listed$1.61 billion$20.99 billionadviserinfo.sec.gov
Vulcan Value Partners LLCBirminghamAL4Not listedNot listedNot listedNot listed$57.2 million$6.08 billionadviserinfo.sec.gov
Mainsail Asset Management, LLCBirminghamAL4Not listed2Not listed2$83 million$598.8 millionadviserinfo.sec.gov
Bonaventure Capital, LLCBirminghamAL413Not listedNot listed$38.5 million$493.8 millionadviserinfo.sec.gov
Park Lane Advisors, LLCBirminghamAL3Not listed3Not listedNot listed$49.4 million$799 millionadviserinfo.sec.gov
Cook & Bynum Capital Management, LLCBirminghamAL33Not listedNot listedNot listed$278.2 million$359.8 millionadviserinfo.sec.gov
H/N ManagementBirminghamAL3Not listed2Not listedNot listed$21.7 millionNot listedadviserinfo.sec.gov
Redhawk AdvisoryBirminghamAL3Not listedNot listed3Not listed$36 millionNot listedadviserinfo.sec.gov
Forager Capital Management, LLCBirminghamAL211Not listedNot listed$352.9 million$352.9 millionadviserinfo.sec.gov
Oneascent CapitalBirminghamAL2Not listedNot listedNot listedNot listed$24.1 million$55.6 millionadviserinfo.sec.gov
First Avenue Ventures GP, LLCBirminghamAL2Not listedNot listed2Not listed$2.3 millionNot listedadviserinfo.sec.gov
Reseed Fund Manager, LLCBirminghamAL2Not listedNot listedNot listed2$61.4 millionNot listedadviserinfo.sec.gov
Eversource Wealth Advisors, LLCBirminghamAL1Not listedNot listedNot listed1$9.4 million$5.10 billionadviserinfo.sec.gov
Abacus Investments LLCBirminghamAL1Not listed1Not listedNot listed$105.2 million$105.9 millionadviserinfo.sec.gov
McKinney Capital, LLCBirminghamAL1Not listed1Not listedNot listed$37.1 million$91 millionadviserinfo.sec.gov
Fidelis Capital, LLCBirminghamAL1Not listedNot listed1Not listed$12 million$18.3 millionadviserinfo.sec.gov
Sig Capital, LLCBirminghamAL11Not listedNot listedNot listed$44.9 millionNot listedadviserinfo.sec.gov

Newest SEC registrations in Birmingham

1 adviser with an SEC status effective in the 90 days to November 2, 2026.

AdviserCityStateSEC status effectiveAUMWebsiteSource
Somerset Advisory, LLCBirminghamALSeptember 17, 2026Not listedadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.