Data / Investment advisers / Alabama / Trust Advisory Group LTD
Trust Advisory Group LTD, Birmingham, AL: $314 million AUM, SEC registered investment adviser
Trust Advisory Group LTD is an SEC registered investment adviser with its main office in Birmingham, Alabama and reports $314 million in regulatory assets under management in its Form ADV filed October 26, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 106926
- SEC file number
- 801-46919
- SEC status
- Approved, effective July 25, 1994
- Main office
- 2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
- Phone
- (800) 292-2411
- Regulatory AUM
- $313,523,737 in the Form ADV filed October 26, 2026
- Discretionary AUM
- $313,523,737
- Accounts
- 792
- Employees
- 22, of which 22 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 14
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- October 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 70 | $214.4 million |
| Individuals (other than high net worth individuals) | 492 | $99 million |
| Corporations or other businesses | 2 | $83,490 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $313.5 million | March 25, 2026 |
| December 1, 2025 | $494.4 million | September 9, 2025 |
Other advisers in Birmingham
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Steadmont Advisors, LLC | Birmingham | $430.7 million | Not listed | adviserinfo.sec.gov |
| Navigate Wealth Management, LLC | Birmingham | $429.6 million | Not listed | adviserinfo.sec.gov |
| Cook & Bynum Capital Management, LLC | Birmingham | $359.8 million | 3 | adviserinfo.sec.gov |
| Forager Capital Management, LLC | Birmingham | $352.9 million | 2 | adviserinfo.sec.gov |
| Navigate 401k, LLC | Birmingham | $317.9 million | Not listed | adviserinfo.sec.gov |
| Brookline Investments, Inc. | Birmingham | $281.5 million | 7 | adviserinfo.sec.gov |
| Birmingham Capital Management Co Inc | Birmingham | $273.6 million | Not listed | adviserinfo.sec.gov |
| New Capital Partners | Birmingham | $232.6 million | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Birmingham, AL
- Investment advisers in Alabama
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Trust Advisory Group LTD on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.