Data / Investment advisers / Alabama / Navigate Wealth Management, LLC
Navigate Wealth Management, LLC, Birmingham, AL: $430 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Navigate Wealth Management, LLC is an SEC registered investment adviser with its main office in Birmingham, Alabama and reports $430 million in regulatory assets under management in its Form ADV filed August 10, 2026. Its clients include high net worth individuals, individuals and other investment advisers. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Navigate Wealth Management, LLC (CRD number 173770): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 173770
- SEC file number
- 801-114048
- SEC status
- Approved, effective September 26, 2018
- Main office
- 2850 19th Street South Suite 350, Birmingham, AL 35209
- Phone
- (205) 224-9500
- Regulatory AUM
- $429,568,664 in the Form ADV filed August 10, 2026
- Discretionary AUM
- $429,568,664
- Accounts
- 873
- Employees
- 8, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 131 | $343.1 million |
| Individuals (other than high net worth individuals) | 140 | $65.3 million |
| Other investment advisers | 1 | $19.7 million |
| Corporations or other businesses | 2 | $1.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $429.6 million | March 3, 2026 |
| December 1, 2025 | $354.6 million | March 21, 2025 |
Other advisers in Birmingham
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Bonaventure Capital, LLC | Birmingham | $493.8 million | 4 | adviserinfo.sec.gov |
| Oneascent Wealth Management | Birmingham | $475.6 million | Not listed | adviserinfo.sec.gov |
| Kassouf Wealth Advisors, LLC | Birmingham | $471.3 million | Not listed | adviserinfo.sec.gov |
| Money Management Services Inc | Birmingham | $442.7 million | Not listed | adviserinfo.sec.gov |
| Steadmont Advisors, LLC | Birmingham | $430.7 million | Not listed | adviserinfo.sec.gov |
| Cook & Bynum Capital Management, LLC | Birmingham | $359.8 million | 3 | adviserinfo.sec.gov |
| Forager Capital Management, LLC | Birmingham | $352.9 million | 2 | adviserinfo.sec.gov |
| Navigate 401k, LLC | Birmingham | $317.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Birmingham, AL
- Investment advisers in Alabama
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Navigate Wealth Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.