Data / Investment advisers / Illinois / Northern Trust Investments, Incorporated
Northern Trust Investments, Incorporated, Chicago, IL: $1.2 trillion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Northern Trust Investments, Incorporated is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $1.2 trillion in regulatory assets under management in its Form ADV filed June 15, 2026. Its clients include pooled investment vehicles, investment companies and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 9 private funds.
The request: Watch Northern Trust Investments, Incorporated (CRD number 105780): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105780
- SEC file number
- 801-33358
- SEC status
- Approved, effective November 25, 1988
- Main office
- 50 S Lasalle Street, Chicago, IL 60603
- Phone
- (312) 630-6000
- Regulatory AUM
- $1,245,248,223,540 in the Form ADV filed June 15, 2026
- Discretionary AUM
- $1,245,248,223,540
- Accounts
- 41,027
- Employees
- 662, of which 219 give investment advice
- Form of organization
- Illinois Banking Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees, other fees
- Private funds
- 9: 8 other private funds, 1 hedge fund
- Gross assets of private funds
- $1,664,142,479
- Other offices
- 8
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- June 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 237 | $509.36 billion |
| Investment companies | 104 | $294.53 billion |
| Corporations or other businesses | 3,627 | $111.90 billion |
| Pension and profit sharing plans | 330 | $110.58 billion |
| High net worth individuals | 15,055 | $94.55 billion |
| Insurance companies | 75 | $46.34 billion |
| Charitable organizations | 1,347 | $38.86 billion |
| Sovereign wealth funds and foreign official institutions | 29 | $30.32 billion |
| Individuals (other than high net worth individuals) | 20,223 | $8.81 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.25 trillion | March 30, 2026 |
| December 1, 2025 | $1.11 trillion | November 6, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Nuveen Asset Management, LLC | Chicago | $280.48 billion | 28 | adviserinfo.sec.gov |
| L&G, Asset Management, America | Chicago | $267.16 billion | 20 | adviserinfo.sec.gov |
| Balyasny Asset Management L.P. | Chicago | $248.14 billion | 43 | adviserinfo.sec.gov |
| Hightower Advisors, LLC | Chicago | $198.58 billion | 1 | adviserinfo.sec.gov |
| Nuveen Fund Advisors, LLC | Chicago | $186.25 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with Over $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving investment companies
- Advisers that manage private funds
- Northern Trust Investments, Incorporated on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.