Data / Investment advisers / Illinois / Nuveen Fund Advisors, LLC
Nuveen Fund Advisors, LLC, Chicago, IL: $186 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Nuveen Fund Advisors, LLC is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $186 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include investment companies and pooled investment vehicles. It is paid through a percentage of assets under management.
The request: Watch Nuveen Fund Advisors, LLC (CRD number 104626): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 104626
- SEC file number
- 801-14147
- SEC status
- Approved, effective November 2, 1978
- Main office
- 333 West Wacker Drive, Chicago, IL 60606
- Phone
- (312) 917-7700
- Regulatory AUM
- $186,250,952,275 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $186,250,952,275
- Accounts
- 235
- Employees
- 137, of which 25 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 5
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 142 | $147.38 billion |
| Pooled investment vehicles | 93 | $38.87 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $186.25 billion | March 30, 2026 |
| December 1, 2025 | $162.63 billion | March 28, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Northern Trust Investments, Incorporated | Chicago | $1.25 trillion | 9 | adviserinfo.sec.gov |
| Nuveen Asset Management, LLC | Chicago | $280.48 billion | 28 | adviserinfo.sec.gov |
| L&G, Asset Management, America | Chicago | $267.16 billion | 20 | adviserinfo.sec.gov |
| Balyasny Asset Management L.P. | Chicago | $248.14 billion | 43 | adviserinfo.sec.gov |
| Hightower Advisors, LLC | Chicago | $198.58 billion | 1 | adviserinfo.sec.gov |
| Thoma Bravo | Chicago | $182.94 billion | 151 | adviserinfo.sec.gov |
| GC Advisors LLC | Chicago | $177.85 billion | 42 | adviserinfo.sec.gov |
| Aon Investments USA Inc. | Chicago | $150.99 billion | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving pooled investment vehicles
- Nuveen Fund Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.