Data / Investment advisers / New York / HSBC Global Asset Management (USA) Inc.
HSBC Global Asset Management (USA) Inc., New York, NY: $157 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
HSBC Global Asset Management (USA) Inc. is an SEC registered investment adviser with its main office in New York, New York and reports $157 billion in regulatory assets under management in its Form ADV filed September 22, 2026. Its clients include pooled investment vehicles, investment companies and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees.
The request: Watch HSBC Global Asset Management (USA) Inc. (CRD number 105686): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105686
- SEC file number
- 801-25999
- SEC status
- Approved, effective December 20, 1985
- Main office
- 66 Hudson Boulevard Floor 29, New York, NY 10001
- Phone
- (212) 525-4107
- Website
- assetmanagement.us.hsbc.com
- Regulatory AUM
- $156,561,215,534 in the Form ADV filed September 22, 2026
- Discretionary AUM
- $149,154,666,852
- Non discretionary AUM
- $7,406,548,682
- Accounts
- 95
- Employees
- 100, of which 65 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- September 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 49 | $76.82 billion |
| Investment companies | 2 | $53.87 billion |
| Corporations or other businesses | 30 | $13.09 billion |
| Insurance companies | 11 | $9.24 billion |
| Sovereign wealth funds and foreign official institutions | 1 | $2.23 billion |
| Pension and profit sharing plans | 2 | $1.32 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $156.56 billion | March 30, 2026 |
| December 1, 2025 | $130.50 billion | March 28, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Equitable Investment Management Group, LLC | New York | $167.15 billion | Not listed | adviserinfo.sec.gov |
| Alphadyne Asset Management LP | New York | $164.83 billion | 3 | adviserinfo.sec.gov |
| Cerity Partners LLC | New York | $161.68 billion | 10 | adviserinfo.sec.gov |
| Mackay Shields LLC | New York | $159.52 billion | 16 | adviserinfo.sec.gov |
| Exoduspoint Capital Management, LP | New York | $159.41 billion | 6 | adviserinfo.sec.gov |
| Schroder Investment Management North America Inc | New York | $150.40 billion | 17 | adviserinfo.sec.gov |
| Icapital Advisors, LLC | New York | $149.86 billion | 1,144 | adviserinfo.sec.gov |
| Blackstone Management Partners L.L.C. | New York | $145.73 billion | 36 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with Over $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving investment companies
- HSBC Global Asset Management (USA) Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.