Data / Investment advisers / Serving corporations and other businesses / Iowa
Investment advisers in Iowa serving corporations and other businesses: 51 firms
51 SEC registered investment advisers with a main office in Iowa report corporations and other businesses among their clients in Form ADV item 5.D, and together they attribute $27.8 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Principal Asset Management.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 51Advisers
- $27.8 billionAUM from this client type
- 51Advisers over $100 million
- November 2, 2026File date
Advisers in Iowa serving corporations and other businesses
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Principal Asset Management | Des Moines | 951 | $17.26 billion | $427.71 billion | adviserinfo.sec.gov |
| Principal Real Estate | Des Moines | 8 | $7.19 billion | $105.65 billion | adviserinfo.sec.gov |
| Sammons Financial Group Asset Management, LLC | West des Moines | 7 | $1.41 billion | $122.05 billion | adviserinfo.sec.gov |
| Foster Group, Inc. | Urbandale | 60 | $393.5 million | $4.78 billion | adviserinfo.sec.gov |
| BTC Capital Management | Des Moines | 21 | $222.4 million | $4.60 billion | adviserinfo.sec.gov |
| Integrity Alliance, LLC | Urbandale | 95 | $200.1 million | $5.41 billion | adviserinfo.sec.gov |
| Principal Securities, Inc. | Des Moines | 221 | $189.2 million | $17.02 billion | adviserinfo.sec.gov |
| Avantax Planning Partners, Inc. | Dubuque | 111 | $152.5 million | $7.57 billion | adviserinfo.sec.gov |
| Nations Financial Group, Inc. | Cedar Rapids | 14 | $113.3 million | $4.77 billion | adviserinfo.sec.gov |
| DMKC Advisory Services, LLC | Des Moines | Fewer than 5 | $94.2 million | $902.5 million | adviserinfo.sec.gov |
| BFC Planning, Inc. | Cedar Rapids | 78 | $92.8 million | $3.84 billion | adviserinfo.sec.gov |
| Ausdal Financial Partners, Inc. | Davenport | 97 | $82.7 million | $3.73 billion | adviserinfo.sec.gov |
| Investment Consulting Group Inc | Davenport | 16 | $62.1 million | $2.84 billion | adviserinfo.sec.gov |
| Northwest Wealth Management, LLC | Spencer | 17 | $48.7 million | $1.03 billion | adviserinfo.sec.gov |
| Gilbert & Cook, Inc. | West des Moines | 9 | $38.7 million | $1.70 billion | adviserinfo.sec.gov |
| Syverson Strege | West des Moines | Fewer than 5 | $35.7 million | $910.8 million | adviserinfo.sec.gov |
| Quad-Cities Investment Group, LLC | Davenport | 3 | $34 million | $425.5 million | adviserinfo.sec.gov |
| Steele Capital Management, Inc. | Dubuque | 20 | $26 million | $3.55 billion | adviserinfo.sec.gov |
| Aegon Asset Management US | Cedar Rapids | Fewer than 5 | $24.1 million | $88.80 billion | adviserinfo.sec.gov |
| Berthel Fisher & Company Financial Services, Inc. | Cedar Rapids | 19 | $20.4 million | $906.4 million | adviserinfo.sec.gov |
| Boyle Capital | West des Moines | 5 | $15 million | $342 million | adviserinfo.sec.gov |
| Wealth Advisors of Iowa, LLC | West des Moines | 12 | $13.7 million | $539.4 million | adviserinfo.sec.gov |
| Friday Financial | Dubuque | 7 | $12.7 million | $409.3 million | adviserinfo.sec.gov |
| Legacy Financial Group | Des Moines | 2 | $9.3 million | $1.01 billion | adviserinfo.sec.gov |
| FSB Premier Wealth Management, Inc. | Waterloo | 26 | $7.9 million | $431.7 million | adviserinfo.sec.gov |
| Accel Wealth Management | Waverly | 11 | $6.2 million | $1.15 billion | adviserinfo.sec.gov |
| Oasis Advisors | Forest City | 63 | $4.3 million | $277.7 million | adviserinfo.sec.gov |
| Basepoint Wealth, LLC | Cedar Rapids | 4 | $4.1 million | $883.8 million | adviserinfo.sec.gov |
| Beacon Capital, LLC | Cedar Rapids | 12 | $4 million | $278.3 million | adviserinfo.sec.gov |
| Pecaut Wealth Management | Sioux City | 2 | $3.8 million | $381.8 million | adviserinfo.sec.gov |
| Compass Financial Services | West des Moines | Fewer than 5 | $3.7 million | $407.4 million | adviserinfo.sec.gov |
| Water Valley Investment Advisors, Inc. | Sioux Center | 6 | $3.4 million | $157.2 million | adviserinfo.sec.gov |
| Nikulski Financial, Inc. | Bettendorf | 3 | $3.2 million | $449 million | adviserinfo.sec.gov |
| Merkle Retirement Planning | Grimes | 3 | $2.7 million | $568.8 million | adviserinfo.sec.gov |
| Rda Financial Network | Akron | 5 | $2.6 million | $675.2 million | adviserinfo.sec.gov |
| Polson Wealth Management | Des Moines | 4 | $2.1 million | $139.2 million | adviserinfo.sec.gov |
| Visionx Wealth Partners | Fort Dodge | 4 | $2 million | $110.2 million | adviserinfo.sec.gov |
| Bradford Financial Center | Clarion | 11 | $1.9 million | $229.7 million | adviserinfo.sec.gov |
| Midwestern Financial Group | Iowa City | Fewer than 5 | $1.4 million | $172.8 million | adviserinfo.sec.gov |
| Cedar Valley Wealth Advisors | Cedar Falls | Fewer than 5 | $1.2 million | $172.5 million | adviserinfo.sec.gov |
| Dynamic Financial Group | Cedar Falls | 4 | $1.1 million | $539.6 million | adviserinfo.sec.gov |
| Independent Wealth Network, Inc. | Urbandale | 4 | $872,578 | $518.4 million | adviserinfo.sec.gov |
| Five Talents Financial Management Group LLC | West des Moines | Fewer than 5 | $592,150 | $256 million | adviserinfo.sec.gov |
| Stackstone Wealth, LLC | Dubuque | 6 | $559,459 | $1.49 billion | adviserinfo.sec.gov |
| Stonefield Investment Advisory, Inc. | Cedar Rapids | 1 | $500,000 | $120.3 million | adviserinfo.sec.gov |
| Cedar Point Capital Partners, LLC | Cedar Rapids | 3 | $300,608 | $248.1 million | adviserinfo.sec.gov |
| Van Diest Capital | Polk City | 3 | $242,113 | $144.1 million | adviserinfo.sec.gov |
| Wealthspan Partners, LLC | Davenport | Fewer than 5 | $152,064 | $451.1 million | adviserinfo.sec.gov |
| Bridgeway Wealth Management, LLC | Cedar Rapids | Fewer than 5 | $150,788 | $164.6 million | adviserinfo.sec.gov |
| Iowa Wealth Management, LLC | West des Moines | Fewer than 5 | $76,602 | $123.9 million | adviserinfo.sec.gov |
| Retireright Consulting Group | West des Moines | 2 | $52,081 | $561.1 million | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.