Data / Investment advisers / Iowa / Oasis Advisors
Oasis Advisors, Forest City, IA: $278 million AUM, SEC registered investment adviser
Oasis Advisors is an SEC registered investment adviser with its main office in Forest City, Iowa and reports $278 million in regulatory assets under management in its Form ADV filed October 8, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 335555
- SEC file number
- 801-132394
- SEC status
- Approved, effective April 11, 2025
- Legal name
- Oasis Advisors, LLC
- Main office
- 136 S 4th Street, Forest City, IA 50436
- Phone
- (641) 251-6001
- Regulatory AUM
- $277,687,094 in the Form ADV filed October 8, 2026
- Discretionary AUM
- $277,687,094
- Accounts
- 5,052
- Employees
- 28, of which 23 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 9
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 8, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 4,960 | $265 million |
| High net worth individuals | 27 | $4.6 million |
| Corporations or other businesses | 63 | $4.3 million |
| Pension and profit sharing plans | 1 | $3.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $277.7 million | March 23, 2026 |
| December 1, 2025 | $239.3 million | October 22, 2025 |
Other advisers in Iowa
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Vivid Wealth Management, LLC | West des Moines | $290.9 million | Not listed | adviserinfo.sec.gov |
| Kane Company Wealth Management, Inc. | Johnston | $284.7 million | Not listed | adviserinfo.sec.gov |
| Paladin Wealth Partners | Clive | $279.8 million | Not listed | adviserinfo.sec.gov |
| Wealth Advisors Group, LLC | Coralville | $278.5 million | Not listed | adviserinfo.sec.gov |
| Beacon Capital, LLC | Cedar Rapids | $278.3 million | Not listed | adviserinfo.sec.gov |
| TFP Management, LLC | Bettendorf | $273 million | Not listed | adviserinfo.sec.gov |
| Wilon Wealth Management | Urbandale | $264.1 million | Not listed | adviserinfo.sec.gov |
| Clarity Asset Management, Inc. | Ames | $257.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Iowa
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Oasis Advisors on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.