Data / Investment advisers / Connecticut / Rja Asset Management LLC
Rja Asset Management LLC, Stamford, CT: $589 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Rja Asset Management LLC is an SEC registered investment adviser with its main office in Stamford, Connecticut and reports $589 million in regulatory assets under management in its Form ADV filed October 29, 2026. Its clients include pooled investment vehicles, charitable organizations and high net worth individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 153428
- SEC file number
- 801-71483
- SEC status
- Approved, effective May 24, 2010
- Main office
- Four Stamford Plaza 107 Elm Street, Stamford, CT 06902
- Phone
- (203) 655-8200
- Website
- rja-llc.com
- Regulatory AUM
- $588,940,507 in the Form ADV filed October 29, 2026
- Discretionary AUM
- $588,940,507
- Accounts
- 14
- Employees
- 8, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees, other fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $245,240,671
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $245.2 million |
| Charitable organizations | Fewer than 5 | $169.6 million |
| High net worth individuals | 5 | $115.3 million |
| State or municipal government entities | Fewer than 5 | $55.1 million |
| Other investment advisers | Fewer than 5 | $3.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $588.9 million | February 23, 2026 |
| December 1, 2025 | $992.5 million | March 20, 2025 |
Other advisers in Stamford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| TRGP Investment Partners, LP | Stamford | $726.8 million | 10 | adviserinfo.sec.gov |
| Integra Global Advisors LLC | Stamford | $684.1 million | 4 | adviserinfo.sec.gov |
| Pier Capital, LLC | Stamford | $647.7 million | 1 | adviserinfo.sec.gov |
| DWM Asset Management, LLC | Stamford | $645 million | 3 | adviserinfo.sec.gov |
| Olympiad Research LP | Stamford | $639.6 million | Not listed | adviserinfo.sec.gov |
| Jackson, Grant Investment Advisers, Inc. | Stamford | $577.7 million | Not listed | adviserinfo.sec.gov |
| Bastion Management II LLC | Stamford | $572.7 million | 5 | adviserinfo.sec.gov |
| Tower Bay Asset Management LP | Stamford | $513.6 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Stamford, CT
- Investment advisers in Connecticut
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving charitable organizations
- Advisers that manage private funds
- Rja Asset Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.