Data / Investment advisers / Serving high net worth individuals / Connecticut

Investment advisers in Connecticut serving high net worth individuals: 188 firms

Name: Investment advisers in Connecticut serving high net worth individuals: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

188 SEC registered investment advisers with a main office in Connecticut report high net worth individuals among their clients in Form ADV item 5.D, and together they attribute $197 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Steward Partners Investment Advisory, LLC.

The request: Every investment adviser in Connecticut that serves high net worth individuals, with AUM, phone and website. $10 of work on sign-up, no card.

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SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

188Advisers
$197 billionAUM from this client type
184Advisers over $100 million
November 2, 2026File date

Advisers in Connecticut serving high net worth individuals

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Steward Partners Investment Advisory, LLC	Stamford	23,474	$27.89 billion	$36.73 billion	adviserinfo.sec.gov
New Edge Wealth	Stamford	1,557	$17.64 billion	$19.93 billion	adviserinfo.sec.gov
O'shaughnessy Asset Management, LLC	Stamford	10,734	$16.00 billion	$19.78 billion	adviserinfo.sec.gov
Apella Wealth	West Hartford	3,591	$9.39 billion	$11.07 billion	adviserinfo.sec.gov
AQR Capital Management, LLC	Greenwich	97	$9.12 billion	$311.70 billion	adviserinfo.sec.gov
Bradley Foster & Sargent Inc	Hartford	1,013	$7.57 billion	$9.07 billion	adviserinfo.sec.gov
Gamco Asset Management Inc.	Greenwich	1,757	$4.62 billion	$11.69 billion	adviserinfo.sec.gov
Connecticut Wealth Management, LLC	Farmington	830	$4.07 billion	$4.48 billion	adviserinfo.sec.gov
Coastal Bridge Advisors	Westport	579	$3.85 billion	$5.02 billion	adviserinfo.sec.gov
Colter Lewis Investment Partners, LLC	Greenwich	130	$3.36 billion	$3.41 billion	adviserinfo.sec.gov
Northcoast Asset Management LLC	Stamford	1,209	$3.18 billion	$4.97 billion	adviserinfo.sec.gov
Chilton Investment Services, LLC	Stamford	506	$3.14 billion	$8.15 billion	adviserinfo.sec.gov
Essex Financial Services, Inc.	Essex	895	$2.87 billion	$4.17 billion	adviserinfo.sec.gov
Clinton Investment Management, LLC	Stamford	959	$2.87 billion	$3.91 billion	adviserinfo.sec.gov
Procyon	Shelton	691	$2.84 billion	$9.20 billion	adviserinfo.sec.gov
Principle Wealth	Madison	613	$2.81 billion	$3.20 billion	adviserinfo.sec.gov
Main Street Research LLC	Lakeville	815	$2.55 billion	$2.68 billion	adviserinfo.sec.gov
Basso Capital Management, L.P.	Stamford	66	$2.53 billion	$2.56 billion	adviserinfo.sec.gov
RZH Advisors LLC	Stamford	306	$2.34 billion	$2.45 billion	adviserinfo.sec.gov
Sprott Asset Management USA Inc.	Darien	1,062	$2.24 billion	$10.12 billion	adviserinfo.sec.gov
Greenwich Wealth Management, LLC	Greenwich	491	$2.23 billion	$3.52 billion	adviserinfo.sec.gov
Adviceone Advisory Services, LLC	Glastonbury	783	$1.81 billion	$2.05 billion	adviserinfo.sec.gov
Rossmore Private Capital, LLC	Glastonbury	190	$1.75 billion	$1.92 billion	adviserinfo.sec.gov
Clear Harbor Asset Management, LLC	Stamford	451	$1.73 billion	$2.05 billion	adviserinfo.sec.gov
Moneco Advisors	Fairfield	762	$1.70 billion	$2.28 billion	adviserinfo.sec.gov
Avity Investment Management Inc.	Greenwich	241	$1.69 billion	$2.03 billion	adviserinfo.sec.gov
Yhb Investment Advisors Inc	West Hartford	360	$1.69 billion	$2.28 billion	adviserinfo.sec.gov
Voya Financial Advisors, Inc.	Windsor	3,095	$1.60 billion	$3.87 billion	adviserinfo.sec.gov
Edgewood Management LLC	Greenwich	226	$1.46 billion	$21.52 billion	adviserinfo.sec.gov
A.G.P / Alliance Global Partners	Westport	603	$1.40 billion	$2.95 billion	adviserinfo.sec.gov
Oakridge Management Group LLC	Stamford	40	$1.34 billion	$1.37 billion	adviserinfo.sec.gov
Trivium Point Advisory, LLC	Wilton	319	$1.30 billion	$1.63 billion	adviserinfo.sec.gov
Johnson Brunetti	Wethersfield	724	$1.24 billion	$2.78 billion	adviserinfo.sec.gov
Private Capital Advisors, Inc.	Darien	76	$1.19 billion	$1.28 billion	adviserinfo.sec.gov
Bourgeon Capital Management LLC	Darien	187	$1.16 billion	$1.28 billion	adviserinfo.sec.gov
Symmetry Partners	Glastonbury	675	$1.09 billion	$4.73 billion	adviserinfo.sec.gov
Third View Private Wealth	Westport	183	$1.08 billion	$1.16 billion	adviserinfo.sec.gov
HTG Investment Advisors Inc	New Canaan	248	$1.06 billion	$1.11 billion	adviserinfo.sec.gov
Baxter Investment Management	Riverside	222	$1.05 billion	$1.17 billion	adviserinfo.sec.gov
MJP Wealth Advisors	Farmington	279	$987.5 million	$1.56 billion	adviserinfo.sec.gov
Fierston Financial Group Inc	West Hartford	180	$950 million	$1.04 billion	adviserinfo.sec.gov
QP Global Family Offices, LLC	Greenwich	10	$936 million	$1.05 billion	adviserinfo.sec.gov
Sky Investment Group LLC	Hartford	386	$913.2 million	$931 million	adviserinfo.sec.gov
Hardman Johnston Global Advisors LLC	Stamford	161	$873.3 million	$8.77 billion	adviserinfo.sec.gov
Founders Capital Management, LLC	Hartford	134	$860.1 million	$920.3 million	adviserinfo.sec.gov
Asset Management Group, Inc.	Stamford	98	$796.7 million	$898.3 million	adviserinfo.sec.gov
RMC Investment Advisors	West Hartford	160	$794.4 million	$1.07 billion	adviserinfo.sec.gov
Sovereign Financial Group, Inc.	Stamford	282	$769 million	$1.08 billion	adviserinfo.sec.gov
Gilman Hill Asset Management, LLC	New Canaan	255	$743.9 million	$1.24 billion	adviserinfo.sec.gov
Night Owl Capital Management, LLC	Greenwich	143	$718.5 million	$1.10 billion	adviserinfo.sec.gov
Investmark Advisory Group LLC	Shelton	225	$674.2 million	$929.7 million	adviserinfo.sec.gov
Searle & Co.	Greenwich	119	$621.5 million	$629.9 million	adviserinfo.sec.gov
Round Rock Advisors LLC	Wilton	202	$595.4 million	$906.7 million	adviserinfo.sec.gov
Compass Wealth Management LLC	Guilford	153	$580.7 million	$682.5 million	adviserinfo.sec.gov
Jackson, Grant Investment Advisers, Inc.	Stamford	86	$571.7 million	$577.7 million	adviserinfo.sec.gov
Kreitler Financial LLC	New Haven	109	$543.3 million	$584.9 million	adviserinfo.sec.gov
N10° Wealth	Greenwich	107	$541.6 million	$553.1 million	adviserinfo.sec.gov
Litvak Wealth, LLC	Norwalk	58	$534.4 million	$536.1 million	adviserinfo.sec.gov
Virtus Fixed Income Advisers, LLC	Hartford	13	$521.2 million	$34.91 billion	adviserinfo.sec.gov
Fairfield, Bush & Co.	Darien	57	$518.3 million	$589 million	adviserinfo.sec.gov
Empower Financial Advisory, LLC	Glastonbury	200	$508.6 million	$635.8 million	adviserinfo.sec.gov
Stratis Capital, LLC	Darien	1	$507.5 million	$507.5 million	adviserinfo.sec.gov
Matson Financial Advisors, Inc.	Danbury	156	$481.8 million	$518.9 million	adviserinfo.sec.gov
HT Partners LLC	Centerbrook	48	$473.9 million	$556.3 million	adviserinfo.sec.gov
Cross Island Advisors LLC	Darien	Fewer than 5	$453 million	$453 million	adviserinfo.sec.gov
Birinyi Associates, Inc.	Westport	97	$449.9 million	$471.7 million	adviserinfo.sec.gov
Integra Global Advisors LLC	Stamford	38	$449.3 million	$684.1 million	adviserinfo.sec.gov
Castlekeep Investment Advisors	Westport	66	$433.4 million	$920.8 million	adviserinfo.sec.gov
Grey Ledge Advisors, LLC	Guilford	142	$432.6 million	$616 million	adviserinfo.sec.gov
Morse Asset Management, Inc.	Darien	144	$413.1 million	$534.3 million	adviserinfo.sec.gov
August Wealth Advisors LLC	Westport	192	$403.5 million	$436.6 million	adviserinfo.sec.gov
Jeffrey N. Mehler, CFP LLC	Essex	131	$393.4 million	$416.2 million	adviserinfo.sec.gov
Granite Group Advisors, LLC	Stamford	122	$393.4 million	$829.6 million	adviserinfo.sec.gov
Longwall Family Office	Westport	20	$390.1 million	$428.2 million	adviserinfo.sec.gov
Osaic Institutions, Inc.	Meriden	37	$389 million	$6.49 billion	adviserinfo.sec.gov
Riskbridge Advisors, LLC	Norwalk	59	$379 million	$898.3 million	adviserinfo.sec.gov
Sagebroadview Wealth Management, LLC	Farmington	101	$377.7 million	$397.2 million	adviserinfo.sec.gov
Monte Financial Group, LLC	Guilford	125	$376.7 million	$482.4 million	adviserinfo.sec.gov
Tweedy, Browne Company LLC	Stamford	142	$370.2 million	$7.13 billion	adviserinfo.sec.gov
Mark Sheptoff Financial Planning LLC	Glastonbury	100	$365.7 million	$466.5 million	adviserinfo.sec.gov
Warner Wealth	Madison	330	$346.3 million	$458.5 million	adviserinfo.sec.gov
New England Capital Financial Advisors LLC	Cheshire	176	$343 million	$768 million	adviserinfo.sec.gov
Herbert J. Sims Capital Management, Inc.	Fairfield	81	$315.8 million	$436.9 million	adviserinfo.sec.gov
Diastole Wealth Management	Guilford	86	$313.6 million	$396 million	adviserinfo.sec.gov
Ridgeview Asset Management Partners, LLC	Stamford	129	$312.6 million	$387.9 million	adviserinfo.sec.gov
Briggs Wealth Management, Inc.	Glastonbury	90	$304.5 million	$362 million	adviserinfo.sec.gov
N10° Assets	Greenwich	92	$303.6 million	$306.9 million	adviserinfo.sec.gov
HFM Wealth Management	West Hartford	31	$297.9 million	$699.6 million	adviserinfo.sec.gov
William Joseph Capital Management, Inc.	Bristol	167	$287.1 million	$694.3 million	adviserinfo.sec.gov
Greenhouse Wealth Management, LLC	Westport	67	$287 million	$288.6 million	adviserinfo.sec.gov
Sightline Wealth Advisors, LLC	Groton	118	$280.2 million	$354.2 million	adviserinfo.sec.gov
Scholtz & Company, LLC	Stamford	102	$280 million	$340.5 million	adviserinfo.sec.gov
5th Street Advisors, LLC	Southport	92	$277 million	$524.5 million	adviserinfo.sec.gov
Ayrshire Capital Management LLC	Westport	88	$270.2 million	$285.1 million	adviserinfo.sec.gov
Milestone Asset Management Group, LLC	Avon	124	$267.2 million	$309 million	adviserinfo.sec.gov
Mullaney Keating & Wright Inc	Middletown	75	$262.9 million	$391 million	adviserinfo.sec.gov
Hammond Iles Wealth Advisors	Wethersfield	127	$261.1 million	$474.9 million	adviserinfo.sec.gov
Thames Financial Management	Norwich	106	$245.4 million	$315.4 million	adviserinfo.sec.gov
Wmgna	Farmington	98	$242.5 million	$346.4 million	adviserinfo.sec.gov
Phraction Management LLC	Colchester	50	$242.4 million	$625.5 million	adviserinfo.sec.gov
Charter Research & Investment Group Inc	Southport	75	$230.3 million	$275.1 million	adviserinfo.sec.gov
Wharton Midmarket Investment Advisors Inc	Woodbridge	42	$223.7 million	$231.1 million	adviserinfo.sec.gov
Connecticut Capital Management Group, LLC	Milford	53	$223.5 million	$253.9 million	adviserinfo.sec.gov
Constitution Investment Advisory and Portfolio Management	Shelton	54	$217.2 million	$241.3 million	adviserinfo.sec.gov
Innovative Asset Advisors Group	Shelton	64	$206.5 million	$297.9 million	adviserinfo.sec.gov
Diamant Asset Management, Inc.	Ridgefield	59	$204.9 million	$211.5 million	adviserinfo.sec.gov
JC Capital Advisors Group LLC	Stamford	97	$204 million	$263 million	adviserinfo.sec.gov
Freedom Investment Management, Inc.	South Windsor	76	$203.5 million	$568.7 million	adviserinfo.sec.gov
Granite Islands Private Wealth, LLC	Guilford	379	$203 million	$229.9 million	adviserinfo.sec.gov
Lansdowne Wealth Management, LLC	Mystic	117	$198.5 million	$227.7 million	adviserinfo.sec.gov
Rpo LLC	Stamford	6	$197.9 million	$372.1 million	adviserinfo.sec.gov
Cramer Rosenthal McGlynn LLC	Stamford	80	$192.4 million	$2.27 billion	adviserinfo.sec.gov
Medallion Wealth Advisors, LLC	Farmington	51	$191.3 million	$516.9 million	adviserinfo.sec.gov
Beirne.	Darien	105	$189.5 million	$2.26 billion	adviserinfo.sec.gov
Drum Hill Capital, LLC	Westport	43	$185.2 million	$194.3 million	adviserinfo.sec.gov
John a. Bysko Associates	Old Lyme	67	$182.4 million	$204.3 million	adviserinfo.sec.gov
Pettee Investors Inc	Rowayton	27	$176.8 million	$191.9 million	adviserinfo.sec.gov
Energy Income Partners	Westport	89	$175.8 million	$6.06 billion	adviserinfo.sec.gov
Kennedy Wealth & Tax Management, LLC	Southbury	58	$172.9 million	$215.5 million	adviserinfo.sec.gov
Ais Capital Management L.P.	Wilton	38	$170.9 million	$358.3 million	adviserinfo.sec.gov
Abundant Wealth Management LLC	Stamford	13	$170.7 million	$243.8 million	adviserinfo.sec.gov
Greenwich Advisors, LLC	Greenwich	37	$170 million	$293.2 million	adviserinfo.sec.gov
Avos Capital Management, LLC	Darien	44	$167.1 million	$297.8 million	adviserinfo.sec.gov
Smith Brothers Financial, LLC	Glastonbury	80	$162.8 million	$1.11 billion	adviserinfo.sec.gov
Southport Station Financial Management, LLC	Southport	84	$161.5 million	$192.1 million	adviserinfo.sec.gov
Fcig Wealth Management, LLC	Plainfield	69	$158.8 million	$282.5 million	adviserinfo.sec.gov
Ladd Capital Management LLC	New Haven	38	$156.1 million	$176.6 million	adviserinfo.sec.gov
Its Asset Management, L.P.	North Haven	20	$154.6 million	$297.8 million	adviserinfo.sec.gov
Spurstone	Higganum	58	$154.1 million	$192.1 million	adviserinfo.sec.gov
Conifer Investments LTD	West Hartford	24	$150.9 million	$524 million	adviserinfo.sec.gov
Barron Financial Group, LLP	Torrington	65	$149.8 million	$199.1 million	adviserinfo.sec.gov
Somnio Financial Group, LLC	Glastonbury	71	$148.8 million	$168.3 million	adviserinfo.sec.gov
WJ Financial Advisors, LLC	Killingworth	71	$145 million	$203.4 million	adviserinfo.sec.gov
JK Private Wealth, LLC	Glastonbury	73	$143.1 million	$156.4 million	adviserinfo.sec.gov
LCR Wealth Management LLC	Westport	43	$141.2 million	$151.8 million	adviserinfo.sec.gov
Toomey Investment Management, Inc	Wallingford	76	$139.4 million	$321 million	adviserinfo.sec.gov
Quorus Inc.	Westport	130	$138.6 million	$148.2 million	adviserinfo.sec.gov
Alchemi Wealth, LLC	Essex	91	$136.5 million	$286.9 million	adviserinfo.sec.gov
Aspetuck Financial Management LLC	Westport	33	$136.3 million	$178.3 million	adviserinfo.sec.gov
Loretta Nolan Associates, LLC	Old Greenwich	40	$133.6 million	$135.8 million	adviserinfo.sec.gov
Sound Portfolio Advisors, LLC	Mystic	62	$129.2 million	$151.1 million	adviserinfo.sec.gov
East Guilford Financial Services LLC	Madison	53	$127.9 million	$193.1 million	adviserinfo.sec.gov
Telos Partners LLC	Avon	33	$126.8 million	$139.5 million	adviserinfo.sec.gov
Colchester Investment Counsel LLC	Ridgefield	38	$122 million	$128.9 million	adviserinfo.sec.gov
Heritage Capital, LLC	Woodbridge	68	$116.8 million	$146.9 million	adviserinfo.sec.gov
Rja Asset Management LLC	Stamford	5	$115.3 million	$588.9 million	adviserinfo.sec.gov
Vision Investment Advisors, LLC	Stamford	54	$114.4 million	$137.4 million	adviserinfo.sec.gov
Cooper Financial Services, Inc.	Shelton	51	$111.9 million	$184.1 million	adviserinfo.sec.gov
Morrissey Wealth Management LLC	North Haven	48	$104.2 million	$165.1 million	adviserinfo.sec.gov
Dunham Lane Capital Partners LLC	Greenwich	72	$101.3 million	$117.2 million	adviserinfo.sec.gov
Cook Pine Capital LLC	Greenwich	2	$97.1 million	$490.3 million	adviserinfo.sec.gov
Springboard Asset Management LLC	Cheshire	38	$90.3 million	$136.8 million	adviserinfo.sec.gov
Fiscal Wisdom Wealth Management LLC	Canton	52	$87.3 million	$386 million	adviserinfo.sec.gov
Catum Advisory Group, LLC.	Wilton	35	$86.4 million	$128.6 million	adviserinfo.sec.gov
Eagle Capital Advisors, LLC	Middlebury	18	$81.8 million	$116.4 million	adviserinfo.sec.gov
Pasi Investments, LLC	Farmington	35	$81.2 million	$676.3 million	adviserinfo.sec.gov
Wealthshape LLC	Windsor	81	$81 million	$109.4 million	adviserinfo.sec.gov
Agilis Investment Management LLC	Wilton	163	$79.9 million	$123.8 million	adviserinfo.sec.gov
Top Private Wealth	Glastonbury	37	$74.5 million	$106.5 million	adviserinfo.sec.gov
Burne Financial Concepts, LLC	Watertown	23	$74 million	$113.7 million	adviserinfo.sec.gov
Sullivan Financial, LLC	Essex	28	$66.5 million	$119.1 million	adviserinfo.sec.gov
Bridgelight Financial Advisors, Inc	Shelton	36	$61 million	$150.8 million	adviserinfo.sec.gov
P.A.W. Capital Partners, LP	Greenwich	27	$54.4 million	$166.8 million	adviserinfo.sec.gov
Stonebridge Advisors LLC	Wilton	11	$50.8 million	$11.83 billion	adviserinfo.sec.gov
Ganim Private Wealth	Shelton	2	$49.5 million	$238.6 million	adviserinfo.sec.gov
The Dowling Group Wealth Management	Greenwich	20	$45.2 million	$179.3 million	adviserinfo.sec.gov
New England Asset Management, Inc.	Farmington	Fewer than 5	$41.3 million	$111.72 billion	adviserinfo.sec.gov
Tumolo Wealth Management LLC	East Lyme	31	$39.3 million	$134 million	adviserinfo.sec.gov
Sustainable Growth Advisers, LP	Stamford	10	$39.3 million	$16.66 billion	adviserinfo.sec.gov
Cruiser Capital Advisors, LLC	Stamford	3	$37.8 million	$104.4 million	adviserinfo.sec.gov
U.S.A. Financial & Tax Services, LLC	Farmington	27	$34.1 million	$159.3 million	adviserinfo.sec.gov
Talson Capital Management L.P.	Stamford	14	$33.5 million	$1.06 billion	adviserinfo.sec.gov
Wright Private Asset Management LLC	Shelton	16	$27.7 million	$74.1 million	adviserinfo.sec.gov
Tanaka Capital Management Inc	Greenwich	7	$19.3 million	$69.4 million	adviserinfo.sec.gov
33 Capital Management LLC	Greenwich	2	$16.4 million	$112.7 million	adviserinfo.sec.gov
Pier Capital, LLC	Stamford	Fewer than 5	$14.6 million	$647.7 million	adviserinfo.sec.gov
Wright Investors Service Inc	Shelton	9	$12.2 million	$1.21 billion	adviserinfo.sec.gov
Alexander Capital Advisors, LLC	New Canaan	10	$11.4 million	$104.2 million	adviserinfo.sec.gov
Teewinot Capital Advisers, L.L.C.	Norwalk	1	$10.1 million	$1.61 billion	adviserinfo.sec.gov
Private Capital Asset Management LLC	Darien	2	$10.1 million	$13 million	adviserinfo.sec.gov
Rye Brook Capital, LLC	Greenwich	3	$8.4 million	$327.3 million	adviserinfo.sec.gov
Newday	Southbury	Fewer than 5	$6.5 million	$6.5 million	adviserinfo.sec.gov
Knights of Columbus Asset Advisors LLC	New Haven	Fewer than 5	$6.2 million	$30.51 billion	adviserinfo.sec.gov
Spectrum Asset Management, Inc.	Stamford	1	$4.5 million	$18.30 billion	adviserinfo.sec.gov
Excel Wealth Management, LLC	Manchester	Fewer than 5	$4.3 million	$310.5 million	adviserinfo.sec.gov
Sound Shore Management Inc	Greenwich	2	$3.6 million	$3.40 billion	adviserinfo.sec.gov
Hudson Structured Capital Management LTD.	Stamford	Fewer than 5	$2.7 million	$4.03 billion	adviserinfo.sec.gov
Rangeley Capital, LLC	New Canaan	Fewer than 5	$511,054	$220.5 million	adviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.