Data / Investment advisers / Connecticut / New England Asset Management, Inc.
New England Asset Management, Inc., Farmington, CT: $112 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
New England Asset Management, Inc. is an SEC registered investment adviser with its main office in Farmington, Connecticut and reports $112 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include insurance companies, state and municipal governments and pooled investment vehicles. It is paid through a percentage of assets under management and fixed fees. It advises 3 private funds.
The request: Watch New England Asset Management, Inc. (CRD number 105900): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105900
- SEC file number
- 801-22445
- SEC status
- Approved, effective October 24, 1984
- Main office
- 74 Batterson Park Rd. Pond View Corporate Center, Farmington, CT 06032
- Phone
- (860) 676-8722
- Regulatory AUM
- $111,718,023,582 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $87,309,518,834
- Non discretionary AUM
- $24,408,504,748
- Accounts
- 1,001
- Employees
- 122, of which 56 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 3: 3 securitized asset funds
- Gross assets of private funds
- $51,599,059
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 128 | $96.38 billion |
| State or municipal government entities | 14 | $15.23 billion |
| Pooled investment vehicles | 3 | $51.6 million |
| High net worth individuals | Fewer than 5 | $41.3 million |
| Pension and profit sharing plans | Fewer than 5 | $12.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $111.72 billion | March 31, 2026 |
| December 1, 2025 | $103.19 billion | March 28, 2025 |
Other advisers in Farmington
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Symetra Investment Management Company | Farmington | $88.78 billion | 1 | adviserinfo.sec.gov |
| Connecticut Wealth Management, LLC | Farmington | $4.48 billion | Not listed | adviserinfo.sec.gov |
| MJP Wealth Advisors | Farmington | $1.56 billion | Not listed | adviserinfo.sec.gov |
| Horizon Technology Finance | Farmington | $811.1 million | Not listed | adviserinfo.sec.gov |
| Pasi Investments, LLC | Farmington | $676.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Farmington, CT
- Investment advisers in Connecticut
- Advisers with Over $100 billion in AUM
- Advisers serving insurance companies
- Advisers serving state and municipal governments
- Advisers that manage private funds
- New England Asset Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.