Data / Investment advisers / Connecticut / Steeprock Capital
Steeprock Capital, Greenwich, CT: $2.6 billion AUM, SEC registered investment adviser
Steeprock Capital is an SEC registered investment adviser with its main office in Greenwich, Connecticut and reports $2.6 billion in regulatory assets under management in its Form ADV filed October 14, 2026. Its clients include insurance companies and pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 172775
- SEC file number
- 801-80347
- SEC status
- Approved, effective September 23, 2014
- Legal name
- Steeprock Capital II LLC
- Main office
- 2 Sound View Drive 2nd Floor, Greenwich, CT 06830
- Phone
- (212) 218-5055
- Website
- steeprockcapital.com
- Regulatory AUM
- $2,625,124,488 in the Form ADV filed October 14, 2026
- Discretionary AUM
- $219,571,038
- Non discretionary AUM
- $2,405,553,450
- Accounts
- 11
- Employees
- 12, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 6 | $2.13 billion |
| Pooled investment vehicles | 1 | $219.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.63 billion | March 19, 2026 |
| December 1, 2025 | $2.12 billion | March 26, 2025 |
Other advisers in Greenwich
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Marblegate Asset Management, LLC | Greenwich | $2.92 billion | 15 | adviserinfo.sec.gov |
| Centerbook Partners LP | Greenwich | $2.91 billion | 2 | adviserinfo.sec.gov |
| GHK Capital Partners LP | Greenwich | $2.76 billion | 10 | adviserinfo.sec.gov |
| Mangrove Partners | Greenwich | $2.71 billion | 1 | adviserinfo.sec.gov |
| Precision Capital Advisors, LLC | Greenwich | $2.69 billion | 34 | adviserinfo.sec.gov |
| Amulet Capital Partners, L.P. | Greenwich | $2.52 billion | 8 | adviserinfo.sec.gov |
| Oxford Lane Management, LLC | Greenwich | $2.31 billion | Not listed | adviserinfo.sec.gov |
| Sageview Capital LP | Greenwich | $2.31 billion | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greenwich, CT
- Investment advisers in Connecticut
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving insurance companies
- Advisers serving pooled investment vehicles
- Steeprock Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.