Data / Investment advisers / Serving pension and profit sharing plans / Connecticut
Investment advisers in Connecticut serving pension and profit sharing plans: 113 firms
113 SEC registered investment advisers with a main office in Connecticut report pension and profit sharing plans among their clients in Form ADV item 5.D, and together they attribute $101 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Usi Advisors.
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- 113Advisers
- $101 billionAUM from this client type
- 111Advisers over $100 million
- November 2, 2026File date
Advisers in Connecticut serving pension and profit sharing plans
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Usi Advisors | Glastonbury | 845 | $37.93 billion | $56.28 billion | adviserinfo.sec.gov |
| AQR Capital Management, LLC | Greenwich | 16 | $9.30 billion | $311.70 billion | adviserinfo.sec.gov |
| Virtus Fixed Income Advisers, LLC | Hartford | 46 | $7.66 billion | $34.91 billion | adviserinfo.sec.gov |
| Axiom Investors | Greenwich | 7 | $6.52 billion | $28.06 billion | adviserinfo.sec.gov |
| Pentegra Investors, Inc. | Shelton | 248 | $5.60 billion | $5.60 billion | adviserinfo.sec.gov |
| Bridgewater Associates, LP | Westport | 7 | $5.32 billion | $150.16 billion | adviserinfo.sec.gov |
| Procyon | Shelton | 156 | $4.91 billion | $9.20 billion | adviserinfo.sec.gov |
| Hartford Investment Management Company | Hartford | 5 | $3.87 billion | $123.58 billion | adviserinfo.sec.gov |
| Cigna Investments, Inc. | Bloomfield | 1 | $3.83 billion | $25.76 billion | adviserinfo.sec.gov |
| K2/D&S Management Co., L.L.C. | Stamford | 18 | $2.21 billion | $6.53 billion | adviserinfo.sec.gov |
| Portfolio Advisors LLC | Darien | Fewer than 5 | $1.11 billion | $47.84 billion | adviserinfo.sec.gov |
| Hardman Johnston Global Advisors LLC | Stamford | 20 | $1.06 billion | $8.77 billion | adviserinfo.sec.gov |
| Smith Brothers Financial, LLC | Glastonbury | 112 | $867.5 million | $1.11 billion | adviserinfo.sec.gov |
| Altrinsic Global Advisors, LLC | Stamford | Fewer than 5 | $802.3 million | $12.22 billion | adviserinfo.sec.gov |
| Gamco Asset Management Inc. | Greenwich | 50 | $612.2 million | $11.69 billion | adviserinfo.sec.gov |
| Edgewood Management LLC | Greenwich | 13 | $597.6 million | $21.52 billion | adviserinfo.sec.gov |
| Essex Financial Services, Inc. | Essex | 108 | $565.3 million | $4.17 billion | adviserinfo.sec.gov |
| Pasi Investments, LLC | Farmington | 179 | $505.1 million | $676.3 million | adviserinfo.sec.gov |
| Sustainable Growth Advisers, LP | Stamford | 7 | $497.2 million | $16.66 billion | adviserinfo.sec.gov |
| Symmetry Partners | Glastonbury | 319 | $477.7 million | $4.73 billion | adviserinfo.sec.gov |
| Steward Partners Investment Advisory, LLC | Stamford | 506 | $450.9 million | $36.73 billion | adviserinfo.sec.gov |
| Lone Pine Capital LLC | Greenwich | 1 | $364.8 million | $21.62 billion | adviserinfo.sec.gov |
| Apella Wealth | West Hartford | 145 | $363.1 million | $11.07 billion | adviserinfo.sec.gov |
| Goodwin Capital Advisers, Inc. | Hartford | Fewer than 5 | $302.3 million | $986.6 million | adviserinfo.sec.gov |
| MJP Wealth Advisors | Farmington | 36 | $297.9 million | $1.56 billion | adviserinfo.sec.gov |
| Nebrodi Partners, LLC | Hartford | 1 | $297 million | $1.48 billion | adviserinfo.sec.gov |
| Excel Wealth Management, LLC | Manchester | 63 | $264 million | $310.5 million | adviserinfo.sec.gov |
| Coastal Bridge Advisors | Westport | 107 | $254.4 million | $5.02 billion | adviserinfo.sec.gov |
| Chilton Investment Company, Inc. | Stamford | Fewer than 5 | $230.2 million | $1.32 billion | adviserinfo.sec.gov |
| Wright Investors Service Inc | Shelton | 8 | $215 million | $1.21 billion | adviserinfo.sec.gov |
| Ganim Private Wealth | Shelton | Fewer than 5 | $188 million | $238.6 million | adviserinfo.sec.gov |
| Tweedy, Browne Company LLC | Stamford | 4 | $180.2 million | $7.13 billion | adviserinfo.sec.gov |
| Trivium Point Advisory, LLC | Wilton | 62 | $171.3 million | $1.63 billion | adviserinfo.sec.gov |
| New Edge Wealth | Stamford | 10 | $170.9 million | $19.93 billion | adviserinfo.sec.gov |
| 5th Street Advisors, LLC | Southport | 11 | $162.9 million | $524.5 million | adviserinfo.sec.gov |
| Integra Global Advisors LLC | Stamford | Fewer than 5 | $151.6 million | $684.1 million | adviserinfo.sec.gov |
| Aetna Asset Advisors, LLC | Hartford | 1 | $151.4 million | $850.2 million | adviserinfo.sec.gov |
| Conning, Inc. | Hartford | 6 | $147.8 million | $106.90 billion | adviserinfo.sec.gov |
| Chilton Investment Services, LLC | Stamford | 5 | $133.3 million | $8.15 billion | adviserinfo.sec.gov |
| Baypointe Partners, LLC | Stamford | 2 | $122.1 million | $270.5 million | adviserinfo.sec.gov |
| Principle Wealth | Madison | 20 | $113.1 million | $3.20 billion | adviserinfo.sec.gov |
| Yhb Investment Advisors Inc | West Hartford | 9 | $109.1 million | $2.28 billion | adviserinfo.sec.gov |
| Eagle Point Credit Management LLC | Greenwich | Fewer than 5 | $108 million | $13.24 billion | adviserinfo.sec.gov |
| Sprott Asset Management USA Inc. | Darien | 54 | $89.7 million | $10.12 billion | adviserinfo.sec.gov |
| Sound Shore Management Inc | Greenwich | 1 | $82.8 million | $3.40 billion | adviserinfo.sec.gov |
| Knights of Columbus Asset Advisors LLC | New Haven | Fewer than 5 | $82.7 million | $30.51 billion | adviserinfo.sec.gov |
| Stonebridge Advisors LLC | Wilton | 11 | $72.1 million | $11.83 billion | adviserinfo.sec.gov |
| O'shaughnessy Asset Management, LLC | Stamford | 18 | $69.8 million | $19.78 billion | adviserinfo.sec.gov |
| New England Capital Financial Advisors LLC | Cheshire | 17 | $63.9 million | $768 million | adviserinfo.sec.gov |
| Avity Investment Management Inc. | Greenwich | Fewer than 5 | $54.2 million | $2.03 billion | adviserinfo.sec.gov |
| Bourgeon Capital Management LLC | Darien | 21 | $50.2 million | $1.28 billion | adviserinfo.sec.gov |
| Mark Sheptoff Financial Planning LLC | Glastonbury | 10 | $46.2 million | $466.5 million | adviserinfo.sec.gov |
| Grey Ledge Advisors, LLC | Guilford | 55 | $42 million | $616 million | adviserinfo.sec.gov |
| Granite Group Advisors, LLC | Stamford | 2 | $39.2 million | $829.6 million | adviserinfo.sec.gov |
| A.G.P / Alliance Global Partners | Westport | 41 | $37.5 million | $2.95 billion | adviserinfo.sec.gov |
| Bradley Foster & Sargent Inc | Hartford | 7 | $36 million | $9.07 billion | adviserinfo.sec.gov |
| Greenwich Wealth Management, LLC | Greenwich | 6 | $35.5 million | $3.52 billion | adviserinfo.sec.gov |
| Catum Advisory Group, LLC. | Wilton | 19 | $35.4 million | $128.6 million | adviserinfo.sec.gov |
| Energy Income Partners | Westport | 4 | $31.8 million | $6.06 billion | adviserinfo.sec.gov |
| Clear Harbor Asset Management, LLC | Stamford | 7 | $31.5 million | $2.05 billion | adviserinfo.sec.gov |
| Fcig Wealth Management, LLC | Plainfield | Fewer than 5 | $30.9 million | $282.5 million | adviserinfo.sec.gov |
| Northcoast Asset Management LLC | Stamford | 18 | $27.5 million | $4.97 billion | adviserinfo.sec.gov |
| Freedom Investment Management, Inc. | South Windsor | 29 | $26.7 million | $568.7 million | adviserinfo.sec.gov |
| Moneco Advisors | Fairfield | 7 | $24.6 million | $2.28 billion | adviserinfo.sec.gov |
| Round Rock Advisors LLC | Wilton | Fewer than 5 | $22.6 million | $906.7 million | adviserinfo.sec.gov |
| Cramer Rosenthal McGlynn LLC | Stamford | 7 | $22 million | $2.27 billion | adviserinfo.sec.gov |
| Sullivan Financial, LLC | Essex | 6 | $19.7 million | $119.1 million | adviserinfo.sec.gov |
| Fierston Financial Group Inc | West Hartford | Fewer than 5 | $18.4 million | $1.04 billion | adviserinfo.sec.gov |
| JC Capital Advisors Group LLC | Stamford | 3 | $18 million | $263 million | adviserinfo.sec.gov |
| Aspetuck Financial Management LLC | Westport | 6 | $17.9 million | $178.3 million | adviserinfo.sec.gov |
| Main Street Research LLC | Lakeville | 8 | $16.9 million | $2.68 billion | adviserinfo.sec.gov |
| Granite Islands Private Wealth, LLC | Guilford | 9 | $13.6 million | $229.9 million | adviserinfo.sec.gov |
| Pier Capital, LLC | Stamford | Fewer than 5 | $13.6 million | $647.7 million | adviserinfo.sec.gov |
| Fiscal Wisdom Wealth Management LLC | Canton | 137 | $13.1 million | $386 million | adviserinfo.sec.gov |
| New England Asset Management, Inc. | Farmington | Fewer than 5 | $12.3 million | $111.72 billion | adviserinfo.sec.gov |
| HT Partners LLC | Centerbrook | Fewer than 5 | $11.4 million | $556.3 million | adviserinfo.sec.gov |
| Warner Wealth | Madison | 13 | $10.9 million | $458.5 million | adviserinfo.sec.gov |
| Its Asset Management, L.P. | North Haven | Fewer than 5 | $10.5 million | $297.8 million | adviserinfo.sec.gov |
| The Dowling Group Wealth Management | Greenwich | 2 | $9.7 million | $179.3 million | adviserinfo.sec.gov |
| Milestone Asset Management Group, LLC | Avon | Fewer than 5 | $9.6 million | $309 million | adviserinfo.sec.gov |
| Baxter Investment Management | Riverside | 9 | $9.3 million | $1.17 billion | adviserinfo.sec.gov |
| Tanaka Capital Management Inc | Greenwich | 1 | $9.1 million | $69.4 million | adviserinfo.sec.gov |
| Thames Financial Management | Norwich | 5 | $8.9 million | $315.4 million | adviserinfo.sec.gov |
| Burne Financial Concepts, LLC | Watertown | Fewer than 5 | $8.8 million | $113.7 million | adviserinfo.sec.gov |
| Toomey Investment Management, Inc | Wallingford | 6 | $8.8 million | $321 million | adviserinfo.sec.gov |
| Scholtz & Company, LLC | Stamford | 1 | $8.4 million | $340.5 million | adviserinfo.sec.gov |
| Gilman Hill Asset Management, LLC | New Canaan | Fewer than 5 | $8.2 million | $1.24 billion | adviserinfo.sec.gov |
| Kennedy Wealth & Tax Management, LLC | Southbury | 2 | $7.9 million | $215.5 million | adviserinfo.sec.gov |
| Sky Investment Group LLC | Hartford | 2 | $7.5 million | $931 million | adviserinfo.sec.gov |
| HFM Wealth Management | West Hartford | 2 | $7.4 million | $699.6 million | adviserinfo.sec.gov |
| RMC Investment Advisors | West Hartford | 2 | $7.2 million | $1.07 billion | adviserinfo.sec.gov |
| Compass Wealth Management LLC | Guilford | 3 | $6.9 million | $682.5 million | adviserinfo.sec.gov |
| Southport Station Financial Management, LLC | Southport | Fewer than 5 | $6.1 million | $192.1 million | adviserinfo.sec.gov |
| Kreitler Financial LLC | New Haven | Fewer than 5 | $5.5 million | $584.9 million | adviserinfo.sec.gov |
| Eagle Capital Advisors, LLC | Middlebury | 1 | $5 million | $116.4 million | adviserinfo.sec.gov |
| Agilis Investment Management LLC | Wilton | 12 | $4.2 million | $123.8 million | adviserinfo.sec.gov |
| Diamant Asset Management, Inc. | Ridgefield | Fewer than 5 | $4.1 million | $211.5 million | adviserinfo.sec.gov |
| Alchemi Wealth, LLC | Essex | 5 | $4 million | $286.9 million | adviserinfo.sec.gov |
| Wealthshape LLC | Windsor | Fewer than 5 | $3.7 million | $109.4 million | adviserinfo.sec.gov |
| Asset Management Group, Inc. | Stamford | 8 | $3.6 million | $898.3 million | adviserinfo.sec.gov |
| Sovereign Financial Group, Inc. | Stamford | Fewer than 5 | $3.1 million | $1.08 billion | adviserinfo.sec.gov |
| Riskbridge Advisors, LLC | Norwalk | 2 | $2.8 million | $898.3 million | adviserinfo.sec.gov |
| Beirne. | Darien | Fewer than 5 | $2.7 million | $2.26 billion | adviserinfo.sec.gov |
| Vision Investment Advisors, LLC | Stamford | 2 | $2.5 million | $137.4 million | adviserinfo.sec.gov |
| Mullaney Keating & Wright Inc | Middletown | 1 | $2.4 million | $391 million | adviserinfo.sec.gov |
| Rossmore Private Capital, LLC | Glastonbury | 1 | $2.3 million | $1.92 billion | adviserinfo.sec.gov |
| HTG Investment Advisors Inc | New Canaan | Fewer than 5 | $1.7 million | $1.11 billion | adviserinfo.sec.gov |
| Medallion Wealth Advisors, LLC | Farmington | 1 | $1.3 million | $516.9 million | adviserinfo.sec.gov |
| Charter Research & Investment Group Inc | Southport | Fewer than 5 | $1.3 million | $275.1 million | adviserinfo.sec.gov |
| Private Capital Advisors, Inc. | Darien | 1 | $721,692 | $1.28 billion | adviserinfo.sec.gov |
| Empower Financial Advisory, LLC | Glastonbury | 5 | $300,000 | $635.8 million | adviserinfo.sec.gov |
| LCR Wealth Management LLC | Westport | 1 | $11,580 | $151.8 million | adviserinfo.sec.gov |
| Usi Securities, Inc. | Glastonbury | 163 | Not listed | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.