Data / Investment advisers / Connecticut / Counterpointe Investment Management LLC
Counterpointe Investment Management LLC, Stamford, CT: $1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Counterpointe Investment Management LLC is an SEC registered investment adviser with its main office in Stamford, Connecticut and reports $1 billion in regulatory assets under management in its Form ADV filed September 17, 2026. Its clients include insurance companies. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 333864
- SEC file number
- 801-132763
- SEC status
- Approved, effective May 13, 2025
- Main office
- 100 First Stamford Place Suite 615, Stamford, CT 06902
- Phone
- (855) 431-4400
- Regulatory AUM
- $1,047,740,128 in the Form ADV filed September 17, 2026
- Non discretionary AUM
- $1,047,740,128
- Accounts
- 2
- Employees
- 36, of which 22 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- September 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $1.05 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| September 1, 2026 | $1.05 billion | August 5, 2026 |
| April 1, 2026 | $1.07 billion | March 23, 2026 |
| December 1, 2025 | $684 million | September 9, 2025 |
Other advisers in Stamford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Witt Lake Asset Management LLC | Stamford | $1.12 billion | Not listed | adviserinfo.sec.gov |
| Sovereign Financial Group, Inc. | Stamford | $1.08 billion | Not listed | adviserinfo.sec.gov |
| Forester Capital, L.L.C. | Stamford | $1.07 billion | 12 | adviserinfo.sec.gov |
| Talson Capital Management L.P. | Stamford | $1.06 billion | 22 | adviserinfo.sec.gov |
| Post Road Group LLC | Stamford | $1.05 billion | 5 | adviserinfo.sec.gov |
| Fundsmith Partners US LLC | Stamford | $1.02 billion | Not listed | adviserinfo.sec.gov |
| Asset Management Group, Inc. | Stamford | $898.3 million | Not listed | adviserinfo.sec.gov |
| Cannae Portfolio Advisors, LLC | Stamford | $859.4 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Stamford, CT
- Investment advisers in Connecticut
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving insurance companies
- Counterpointe Investment Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.