Data / Investment advisers / Connecticut / Swan Investment Partners
Swan Investment Partners, Old Greenwich, CT: $334 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Swan Investment Partners is an SEC registered investment adviser with its main office in Old Greenwich, Connecticut and reports $334 million in regulatory assets under management in its Form ADV filed July 16, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 5 private funds.
The request: Watch Swan Investment Partners (CRD number 331679): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 331679
- SEC file number
- 801-136935
- SEC status
- Approved, effective August 5, 2026
- Legal name
- Swan Investment Partners, LP
- Main office
- 18 Arcadia Road, Old Greenwich, CT 06870
- Phone
- (917) 843-1082
- Regulatory AUM
- $334,190,177 in the Form ADV filed July 16, 2026
- Discretionary AUM
- $334,190,177
- Accounts
- 5
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 5: 5 private equity funds
- Gross assets of private funds
- $247,361,185
- Umbrella registration
- 1 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 5 | $334.2 million |
Other advisers in Old Greenwich
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ellington Financial Management LLC | Old Greenwich | $19.35 billion | Not listed | adviserinfo.sec.gov |
| Ellington Global Asset Management, LLC | Old Greenwich | $9.18 billion | 4 | adviserinfo.sec.gov |
| Carrington Capital Management, LLC | Old Greenwich | $5.08 billion | Not listed | adviserinfo.sec.gov |
| Drake Capital Advisors LLC | Old Greenwich | $713.4 million | 2 | adviserinfo.sec.gov |
| Ellington Credit Company Management LLC | Old Greenwich | $415 million | Not listed | adviserinfo.sec.gov |
| Highland Peak Capital, LLC | Old Greenwich | $333.2 million | 2 | adviserinfo.sec.gov |
| Watchtower Advisors, LP | Old Greenwich | $289.5 million | 1 | adviserinfo.sec.gov |
| Loretta Nolan Associates, LLC | Old Greenwich | $135.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Old Greenwich, CT
- Investment advisers in Connecticut
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Swan Investment Partners on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.