Data / Investment advisers / Serving investment companies / Connecticut
Investment advisers in Connecticut serving investment companies: 64 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
64 SEC registered investment advisers with a main office in Connecticut report investment companies among their clients in Form ADV item 5.D, and together they attribute $328 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Ast Investment Services, Inc.
The request: Every investment adviser in Connecticut that serves investment companies, with AUM, phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 64Advisers
- $328 billionAUM from this client type
- 58Advisers over $100 million
- November 2, 2026File date
Advisers in Connecticut serving investment companies
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Ast Investment Services, Inc. | Shelton | 1 | $91.47 billion | $91.47 billion | adviserinfo.sec.gov |
| Virtus Investment Advisers, LLC | Hartford | 106 | $51.74 billion | $51.74 billion | adviserinfo.sec.gov |
| AQR Capital Management, LLC | Greenwich | 39 | $32.26 billion | $311.70 billion | adviserinfo.sec.gov |
| Neos Investments | Westport | 19 | $21.69 billion | $21.69 billion | adviserinfo.sec.gov |
| Amg Funds LLC | Stamford | 5 | $18.25 billion | $18.25 billion | adviserinfo.sec.gov |
| Virtus Fixed Income Advisers, LLC | Hartford | 88 | $13.21 billion | $34.91 billion | adviserinfo.sec.gov |
| Stonebridge Advisors LLC | Wilton | 4 | $10.26 billion | $11.83 billion | adviserinfo.sec.gov |
| Sustainable Growth Advisers, LP | Stamford | 9 | $9.54 billion | $16.66 billion | adviserinfo.sec.gov |
| Edgewood Management LLC | Greenwich | 1 | $9.03 billion | $21.52 billion | adviserinfo.sec.gov |
| Spectrum Asset Management, Inc. | Stamford | 7 | $8.08 billion | $18.30 billion | adviserinfo.sec.gov |
| Sprott Asset Management USA Inc. | Darien | 14 | $6.53 billion | $10.12 billion | adviserinfo.sec.gov |
| Tweedy, Browne Company LLC | Stamford | 6 | $5.14 billion | $7.13 billion | adviserinfo.sec.gov |
| Energy Income Partners | Westport | 5 | $5.12 billion | $6.06 billion | adviserinfo.sec.gov |
| Gamco Asset Management Inc. | Greenwich | 9 | $4.41 billion | $11.69 billion | adviserinfo.sec.gov |
| Altrinsic Global Advisors, LLC | Stamford | 3 | $4.20 billion | $12.22 billion | adviserinfo.sec.gov |
| Axiom Investors | Greenwich | 6 | $3.71 billion | $28.06 billion | adviserinfo.sec.gov |
| Dynamic Beta Investments LLC | Greenwich | 3 | $3.71 billion | $5.67 billion | adviserinfo.sec.gov |
| Oxford Lane Management, LLC | Greenwich | 1 | $2.31 billion | $2.31 billion | adviserinfo.sec.gov |
| AQR Arbitrage, LLC | Greenwich | 1 | $2.12 billion | $4.38 billion | adviserinfo.sec.gov |
| Quantix Commodities LP | Greenwich | 2 | $1.95 billion | $1.95 billion | adviserinfo.sec.gov |
| Eagle Point Credit Management LLC | Greenwich | 3 | $1.85 billion | $13.24 billion | adviserinfo.sec.gov |
| Corecommodity Management, LLC | Stamford | 6 | $1.80 billion | $2.41 billion | adviserinfo.sec.gov |
| Rex Advisers, LLC | Fairfield | 14 | $1.75 billion | $1.84 billion | adviserinfo.sec.gov |
| Symmetry Partners | Glastonbury | 1 | $1.70 billion | $4.73 billion | adviserinfo.sec.gov |
| Portfolio Advisors LLC | Darien | 1 | $1.69 billion | $47.84 billion | adviserinfo.sec.gov |
| Usi Advisors | Glastonbury | 6 | $1.58 billion | $56.28 billion | adviserinfo.sec.gov |
| Metaurus Advisors LLC | Westport | 2 | $1.49 billion | $1.58 billion | adviserinfo.sec.gov |
| Knights of Columbus Asset Advisors LLC | New Haven | 9 | $1.28 billion | $30.51 billion | adviserinfo.sec.gov |
| Themes Management Company LLC | Greenwich | 90 | $1.23 billion | $1.23 billion | adviserinfo.sec.gov |
| Virtus Alternative Investment Advisers, LLC | Hartford | 4 | $1.05 billion | $1.05 billion | adviserinfo.sec.gov |
| Sound Shore Management Inc | Greenwich | 1 | $987.6 million | $3.40 billion | adviserinfo.sec.gov |
| Cramer Rosenthal McGlynn LLC | Stamford | 5 | $917.3 million | $2.27 billion | adviserinfo.sec.gov |
| K2/D&S Management Co., L.L.C. | Stamford | 1 | $532.6 million | $6.53 billion | adviserinfo.sec.gov |
| Quadratic Capital Management LLC | Greenwich | 2 | $508.1 million | $508.1 million | adviserinfo.sec.gov |
| Virtus Advisers, LLC | Hartford | 6 | $495.2 million | $1.42 billion | adviserinfo.sec.gov |
| Eagle Point Income Management LLC | Greenwich | 1 | $457.9 million | $457.9 million | adviserinfo.sec.gov |
| Hedgeye Asset Management, LLC | Stamford | 6 | $443.4 million | $443.4 million | adviserinfo.sec.gov |
| Hartford Investment Management Company | Hartford | 11 | $389.8 million | $123.58 billion | adviserinfo.sec.gov |
| Abs Global Investments | Stamford | 2 | $387.1 million | $10.48 billion | adviserinfo.sec.gov |
| Fairlead Asset Management LLC | Greenwich | 1 | $271.6 million | $271.6 million | adviserinfo.sec.gov |
| O'shaughnessy Asset Management, LLC | Stamford | 1 | $265.7 million | $19.78 billion | adviserinfo.sec.gov |
| Centerbook Partners LP | Greenwich | 1 | $261.9 million | $2.91 billion | adviserinfo.sec.gov |
| Teton Advisors, LLC | Greenwich | 3 | $250.9 million | $250.9 million | adviserinfo.sec.gov |
| Pier Capital, LLC | Stamford | 2 | $185.5 million | $647.7 million | adviserinfo.sec.gov |
| Clinton Investment Management, LLC | Stamford | 3 | $185.3 million | $3.91 billion | adviserinfo.sec.gov |
| Eagle Point Defensive Income Management LLC | Greenwich | 1 | $183.5 million | $183.5 million | adviserinfo.sec.gov |
| Pemberwick Investment Advisors, LLC | Greenwich | 1 | $173.7 million | $173.7 million | adviserinfo.sec.gov |
| Renaissance Capital LLC | Stamford | 2 | $144.3 million | $144.3 million | adviserinfo.sec.gov |
| Hoya Capital Real Estate, LLC | Rowayton | 2 | $132.4 million | $140.1 million | adviserinfo.sec.gov |
| Hardman Johnston Global Advisors LLC | Stamford | 1 | $125.4 million | $8.77 billion | adviserinfo.sec.gov |
| Eagle Point Enhanced Income Management LLC | Greenwich | 1 | $124.1 million | $124.1 million | adviserinfo.sec.gov |
| Bradley Foster & Sargent Inc | Hartford | 2 | $109.4 million | $9.07 billion | adviserinfo.sec.gov |
| Wavelength Capital Management, LLC | Westport | 1 | $104 million | $104 million | adviserinfo.sec.gov |
| Oxford Park Management, LLC | Greenwich | 1 | $71.4 million | $71.4 million | adviserinfo.sec.gov |
| Grayscale Advisors | Stamford | 6 | $47.4 million | $60.6 million | adviserinfo.sec.gov |
| Ellington Global Asset Management, LLC | Old Greenwich | 3 | $43.6 million | $9.18 billion | adviserinfo.sec.gov |
| Tanaka Capital Management Inc | Greenwich | 1 | $37.1 million | $69.4 million | adviserinfo.sec.gov |
| Monachil Capital Partners LP | Greenwich | 1 | $21.5 million | $71.7 million | adviserinfo.sec.gov |
| Granite Group Advisors, LLC | Stamford | 2 | $13 million | $829.6 million | adviserinfo.sec.gov |
| Breacher Capital Advisors, LLC | Stamford | 1 | $5 million | $7.5 million | adviserinfo.sec.gov |
| Graham Capital Management, L.P. | Rowayton | 7 | Not listed | $42.87 billion | adviserinfo.sec.gov |
| Tudor Investment Corporation | Stamford | 2 | Not listed | $106.84 billion | adviserinfo.sec.gov |
| Avos Capital Management, LLC | Darien | 1 | Not listed | $297.8 million | adviserinfo.sec.gov |
| Fairlead Strategies LLC | Greenwich | 1 | Not listed | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.