Data / Investment advisers / Connecticut / Mill Road Capital
Mill Road Capital, Greenwich, CT: $754 million AUM, SEC registered investment adviser
Mill Road Capital is an SEC registered investment adviser with its main office in Greenwich, Connecticut and reports $754 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 5 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 157095
- SEC file number
- 801-73642
- SEC status
- Approved, effective March 5, 2012
- Legal name
- Mill Road Capital Management LLC
- Main office
- 334 Pemberwick Road 2nd Floor, Greenwich, CT 06831
- Phone
- (203) 987-3500
- Website
- millroadcapital.com
- Regulatory AUM
- $753,816,698 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $753,816,698
- Accounts
- 5
- Employees
- 12, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 5: 3 hedge funds, 2 other private funds
- Gross assets of private funds
- $753,816,698
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 5 | $753.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $753.8 million | March 31, 2026 |
| December 1, 2025 | $771.5 million | April 30, 2025 |
Other advisers in Greenwich
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cat Rock Capital Management LP | Greenwich | $968.5 million | 2 | adviserinfo.sec.gov |
| Ondo Capital Management LLC | Greenwich | $952.5 million | 1 | adviserinfo.sec.gov |
| Clearalpha Technologies LP | Greenwich | $931.6 million | 1 | adviserinfo.sec.gov |
| Grandview Property Partners, LLC | Greenwich | $890.1 million | 12 | adviserinfo.sec.gov |
| Prostar Capital (US) LLC | Greenwich | $757.4 million | 3 | adviserinfo.sec.gov |
| Piney Lake Capital Management LP | Greenwich | $744.9 million | 2 | adviserinfo.sec.gov |
| Union Capital Associates, L.P. | Greenwich | $721.5 million | 5 | adviserinfo.sec.gov |
| Fox Run Management LLC | Greenwich | $695.8 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greenwich, CT
- Investment advisers in Connecticut
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Mill Road Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.