Data / Investment advisers / Serving state and municipal governments / Connecticut
Investment advisers in Connecticut serving state and municipal governments: 48 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
48 SEC registered investment advisers with a main office in Connecticut report state and municipal governments among their clients in Form ADV item 5.D, and together they attribute $93.8 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Portfolio Advisors LLC.
The request: Every investment adviser in Connecticut that serves state and municipal governments, with AUM, phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 48Advisers
- $93.8 billionAUM from this client type
- 48Advisers over $100 million
- November 2, 2026File date
Advisers in Connecticut serving state and municipal governments
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Portfolio Advisors LLC | Darien | Fewer than 5 | $18.05 billion | $47.84 billion | adviserinfo.sec.gov |
| New England Asset Management, Inc. | Farmington | 14 | $15.23 billion | $111.72 billion | adviserinfo.sec.gov |
| AQR Capital Management, LLC | Greenwich | 17 | $13.88 billion | $311.70 billion | adviserinfo.sec.gov |
| Conning, Inc. | Hartford | 17 | $9.85 billion | $106.90 billion | adviserinfo.sec.gov |
| Bridgewater Associates, LP | Westport | Fewer than 5 | $7.96 billion | $150.16 billion | adviserinfo.sec.gov |
| Voya Retirement Advisors, LLC | Windsor | 175 | $7.29 billion | $37.47 billion | adviserinfo.sec.gov |
| Virtus Fixed Income Advisers, LLC | Hartford | 11 | $4.18 billion | $34.91 billion | adviserinfo.sec.gov |
| Usi Advisors | Glastonbury | 107 | $3.24 billion | $56.28 billion | adviserinfo.sec.gov |
| Beirne. | Darien | 28 | $1.92 billion | $2.26 billion | adviserinfo.sec.gov |
| Hardman Johnston Global Advisors LLC | Stamford | 3 | $1.52 billion | $8.77 billion | adviserinfo.sec.gov |
| Axiom Investors | Greenwich | 5 | $1.22 billion | $28.06 billion | adviserinfo.sec.gov |
| Altrinsic Global Advisors, LLC | Stamford | Fewer than 5 | $1.17 billion | $12.22 billion | adviserinfo.sec.gov |
| Sound Shore Management Inc | Greenwich | 2 | $1.09 billion | $3.40 billion | adviserinfo.sec.gov |
| Ellington Management Group, L.L.C. | Old Greenwich | 1 | $786.9 million | $20.76 billion | adviserinfo.sec.gov |
| Land & Buildings Investment Management, LLC | Stamford | Fewer than 5 | $649.6 million | $790.1 million | adviserinfo.sec.gov |
| Goodwin Capital Advisers, Inc. | Hartford | Fewer than 5 | $595.4 million | $986.6 million | adviserinfo.sec.gov |
| Aristeia Capital, LLC | Greenwich | Fewer than 5 | $549.6 million | $13.73 billion | adviserinfo.sec.gov |
| Abs Global Investments | Stamford | 1 | $492.3 million | $10.48 billion | adviserinfo.sec.gov |
| Procyon | Shelton | 12 | $479.3 million | $9.20 billion | adviserinfo.sec.gov |
| Gamco Asset Management Inc. | Greenwich | 9 | $467.9 million | $11.69 billion | adviserinfo.sec.gov |
| Edgewood Management LLC | Greenwich | 7 | $413.8 million | $21.52 billion | adviserinfo.sec.gov |
| Gilman Hill Asset Management, LLC | New Canaan | Fewer than 5 | $350.7 million | $1.24 billion | adviserinfo.sec.gov |
| A&M Capital | Greenwich | Fewer than 5 | $314.9 million | $7.20 billion | adviserinfo.sec.gov |
| Virtus Capital Advisers, LLC | Hartford | Fewer than 5 | $313.9 million | $1.49 billion | adviserinfo.sec.gov |
| CF Private Equity, Inc. | Norwalk | Fewer than 5 | $278.2 million | $17.53 billion | adviserinfo.sec.gov |
| Freedom Investment Management, Inc. | South Windsor | Fewer than 5 | $234.9 million | $568.7 million | adviserinfo.sec.gov |
| O'shaughnessy Asset Management, LLC | Stamford | 9 | $207.1 million | $19.78 billion | adviserinfo.sec.gov |
| Cramer Rosenthal McGlynn LLC | Stamford | 4 | $197.9 million | $2.27 billion | adviserinfo.sec.gov |
| Sagard Private Equity Solutions | Greenwich | 1 | $178.2 million | $9.41 billion | adviserinfo.sec.gov |
| Coastal Bridge Advisors | Westport | 8 | $119.8 million | $5.02 billion | adviserinfo.sec.gov |
| Wright Investors Service Inc | Shelton | 5 | $97.6 million | $1.21 billion | adviserinfo.sec.gov |
| Highland Peak Capital, LLC | Old Greenwich | 1 | $95.6 million | $333.2 million | adviserinfo.sec.gov |
| Baypointe Partners, LLC | Stamford | 1 | $88.7 million | $270.5 million | adviserinfo.sec.gov |
| Knights of Columbus Asset Advisors LLC | New Haven | Fewer than 5 | $73.3 million | $30.51 billion | adviserinfo.sec.gov |
| Rja Asset Management LLC | Stamford | Fewer than 5 | $55.1 million | $588.9 million | adviserinfo.sec.gov |
| Sustainable Growth Advisers, LP | Stamford | 2 | $38.3 million | $16.66 billion | adviserinfo.sec.gov |
| Pier Capital, LLC | Stamford | Fewer than 5 | $33.4 million | $647.7 million | adviserinfo.sec.gov |
| Pasi Investments, LLC | Farmington | 9 | $25 million | $676.3 million | adviserinfo.sec.gov |
| Sound Mark Partners, LLC | Greenwich | Fewer than 5 | $19.9 million | $272 million | adviserinfo.sec.gov |
| RMC Investment Advisors | West Hartford | 2 | $8.8 million | $1.07 billion | adviserinfo.sec.gov |
| Essex Financial Services, Inc. | Essex | Fewer than 5 | $5.5 million | $4.17 billion | adviserinfo.sec.gov |
| K2/D&S Management Co., L.L.C. | Stamford | 1 | $2.1 million | $6.53 billion | adviserinfo.sec.gov |
| The Dowling Group Wealth Management | Greenwich | 1 | $2 million | $179.3 million | adviserinfo.sec.gov |
| Steward Partners Investment Advisory, LLC | Stamford | Fewer than 5 | $1.4 million | $36.73 billion | adviserinfo.sec.gov |
| Connecticut Wealth Management, LLC | Farmington | Fewer than 5 | $1.3 million | $4.48 billion | adviserinfo.sec.gov |
| Its Asset Management, L.P. | North Haven | Fewer than 5 | $419,421 | $297.8 million | adviserinfo.sec.gov |
| Hudson Structured Capital Management LTD. | Stamford | Fewer than 5 | $296,331 | $4.03 billion | adviserinfo.sec.gov |
| Greylock Capital Management, LLC | Stamford | 1 | $205,076 | $313.9 million | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.