Data / Investment advisers / Connecticut / Sound Mark Partners, LLC
Sound Mark Partners, LLC, Greenwich, CT: $272 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sound Mark Partners, LLC is an SEC registered investment adviser with its main office in Greenwich, Connecticut and reports $272 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include pooled investment vehicles and state and municipal governments. It is paid through a percentage of assets under management and performance based fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 169037
- SEC file number
- 801-78564
- SEC status
- Approved, effective September 16, 2013
- Main office
- 12 Havemeyer Place, 3rd Floor, Greenwich, CT 06830
- Phone
- (203) 413-4280
- Website
- soundmarkpartners.com
- Regulatory AUM
- $271,980,247 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $271,980,247
- Accounts
- 3
- Employees
- 6, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 2: 2 real estate funds
- Gross assets of private funds
- $252,130,246
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $252.1 million |
| State or municipal government entities | Fewer than 5 | $19.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $272 million | March 27, 2026 |
| December 1, 2025 | $315.3 million | March 19, 2025 |
Other advisers in Greenwich
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Greenhaven Road Investment Management, LP | Greenwich | $299.5 million | 4 | adviserinfo.sec.gov |
| Sarissa Capital Management LP | Greenwich | $298.3 million | 4 | adviserinfo.sec.gov |
| Generative Investment Partners LP | Greenwich | $293.9 million | 5 | adviserinfo.sec.gov |
| Greenwich Advisors, LLC | Greenwich | $293.2 million | Not listed | adviserinfo.sec.gov |
| Broadlight Capital Management, LLC | Greenwich | $287.5 million | 6 | adviserinfo.sec.gov |
| Fairlead Asset Management LLC | Greenwich | $271.6 million | Not listed | adviserinfo.sec.gov |
| Teton Advisors, LLC | Greenwich | $250.9 million | Not listed | adviserinfo.sec.gov |
| BRX Global | Greenwich | $231.4 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greenwich, CT
- Investment advisers in Connecticut
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving state and municipal governments
- Advisers that manage private funds
- Sound Mark Partners, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.