Data / Investment advisers / Connecticut / Dock Street Capital Management LLC
Dock Street Capital Management LLC, Westport, CT: $1.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Dock Street Capital Management LLC is an SEC registered investment adviser with its main office in Westport, Connecticut and reports $1.7 billion in regulatory assets under management in its Form ADV filed January 12, 2026. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 157155
- SEC file number
- 801-77192
- SEC status
- Approved, effective October 3, 2012
- Main office
- 575-B Riverside Avenue, Westport, CT 06880
- Phone
- (212) 457-8258
- Website
- dockstreetcap.com
- Regulatory AUM
- $1,652,212,784 in the Form ADV filed January 12, 2026
- Non discretionary AUM
- $1,652,212,784
- Accounts
- 60
- Employees
- 4, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 12, 2026
- SEC record
- Investment Adviser Public Disclosure
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $1.65 billion | January 12, 2026 |
| December 1, 2025 | $1.33 billion | January 27, 2025 |
Other advisers in Westport
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Compass Group Management LLC | Westport | $3.04 billion | Not listed | adviserinfo.sec.gov |
| A.G.P / Alliance Global Partners | Westport | $2.95 billion | 1 | adviserinfo.sec.gov |
| Ardmore Road Asset Management LP | Westport | $2.83 billion | 1 | adviserinfo.sec.gov |
| Cas Investment Partners, LLC | Westport | $2.45 billion | 2 | adviserinfo.sec.gov |
| Balance Point Capital Advisors, LLC | Westport | $2.44 billion | 8 | adviserinfo.sec.gov |
| Metaurus Advisors LLC | Westport | $1.58 billion | 1 | adviserinfo.sec.gov |
| Third View Private Wealth | Westport | $1.16 billion | Not listed | adviserinfo.sec.gov |
| BHMS Investments, LP | Westport | $1.01 billion | 7 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Westport, CT
- Investment advisers in Connecticut
- Advisers with $1 billion to $10 billion in AUM
- Dock Street Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.