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Investment advisers in Connecticut serving individuals: 163 firms

Name: Investment advisers in Connecticut serving individuals: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

163 SEC registered investment advisers with a main office in Connecticut report individuals among their clients in Form ADV item 5.D, and together they attribute $41.3 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Steward Partners Investment Advisory, LLC.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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163Advisers
$41.3 billionAUM from this client type
158Advisers over $100 million
November 2, 2026File date

Advisers in Connecticut serving individuals

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Steward Partners Investment Advisory, LLC	Stamford	18,249	$6.81 billion	$36.73 billion	adviserinfo.sec.gov
Osaic Institutions, Inc.	Meriden	15,761	$4.49 billion	$6.49 billion	adviserinfo.sec.gov
Edgewood Management LLC	Greenwich	616	$3.66 billion	$21.52 billion	adviserinfo.sec.gov
Voya Financial Advisors, Inc.	Windsor	13,218	$2.26 billion	$3.87 billion	adviserinfo.sec.gov
Chilton Investment Services, LLC	Stamford	1,172	$1.96 billion	$8.15 billion	adviserinfo.sec.gov
Johnson Brunetti	Wethersfield	5,314	$1.54 billion	$2.78 billion	adviserinfo.sec.gov
Northcoast Asset Management LLC	Stamford	3,203	$1.44 billion	$4.97 billion	adviserinfo.sec.gov
A.G.P / Alliance Global Partners	Westport	6,715	$1.39 billion	$2.95 billion	adviserinfo.sec.gov
Symmetry Partners	Glastonbury	7,801	$1.38 billion	$4.73 billion	adviserinfo.sec.gov
New Edge Wealth	Stamford	2,064	$1.20 billion	$19.93 billion	adviserinfo.sec.gov
Apella Wealth	West Hartford	4,548	$1.08 billion	$11.07 billion	adviserinfo.sec.gov
Knights of Columbus Asset Advisors LLC	New Haven	6,071	$956 million	$30.51 billion	adviserinfo.sec.gov
Clinton Investment Management, LLC	Stamford	1,136	$629.8 million	$3.91 billion	adviserinfo.sec.gov
Essex Financial Services, Inc.	Essex	1,885	$580.8 million	$4.17 billion	adviserinfo.sec.gov
Procyon	Shelton	2,084	$574.1 million	$9.20 billion	adviserinfo.sec.gov
Coastal Bridge Advisors	Westport	1,267	$573.6 million	$5.02 billion	adviserinfo.sec.gov
Moneco Advisors	Fairfield	2,019	$525.6 million	$2.28 billion	adviserinfo.sec.gov
Bradley Foster & Sargent Inc	Hartford	827	$489 million	$9.07 billion	adviserinfo.sec.gov
Sprott Asset Management USA Inc.	Darien	2,039	$423.5 million	$10.12 billion	adviserinfo.sec.gov
William Joseph Capital Management, Inc.	Bristol	1,712	$407.1 million	$694.3 million	adviserinfo.sec.gov
Conifer Investments LTD	West Hartford	17	$354.1 million	$524 million	adviserinfo.sec.gov
New England Capital Financial Advisors LLC	Cheshire	1,017	$351.5 million	$768 million	adviserinfo.sec.gov
Medallion Wealth Advisors, LLC	Farmington	2,416	$305.7 million	$516.9 million	adviserinfo.sec.gov
Sovereign Financial Group, Inc.	Stamford	1,006	$294.6 million	$1.08 billion	adviserinfo.sec.gov
Fiscal Wisdom Wealth Management LLC	Canton	2,624	$281.4 million	$386 million	adviserinfo.sec.gov
MJP Wealth Advisors	Farmington	586	$254.6 million	$1.56 billion	adviserinfo.sec.gov
Yhb Investment Advisors Inc	West Hartford	732	$251.7 million	$2.28 billion	adviserinfo.sec.gov
Adviceone Advisory Services, LLC	Glastonbury	666	$230.9 million	$2.05 billion	adviserinfo.sec.gov
Hammond Iles Wealth Advisors	Wethersfield	844	$210.6 million	$474.9 million	adviserinfo.sec.gov
Principle Wealth	Madison	560	$207.2 million	$3.20 billion	adviserinfo.sec.gov
Connecticut Wealth Management, LLC	Farmington	473	$205.3 million	$4.48 billion	adviserinfo.sec.gov
HFM Wealth Management	West Hartford	145	$195 million	$699.6 million	adviserinfo.sec.gov
Toomey Investment Management, Inc	Wallingford	1,215	$169.8 million	$321 million	adviserinfo.sec.gov
Sustainable Growth Advisers, LP	Stamford	160	$153.5 million	$16.66 billion	adviserinfo.sec.gov
Trivium Point Advisory, LLC	Wilton	467	$146.6 million	$1.63 billion	adviserinfo.sec.gov
Alchemi Wealth, LLC	Essex	1,035	$143.4 million	$286.9 million	adviserinfo.sec.gov
Investmark Advisory Group LLC	Shelton	373	$141.7 million	$929.7 million	adviserinfo.sec.gov
Clear Harbor Asset Management, LLC	Stamford	333	$136.1 million	$2.05 billion	adviserinfo.sec.gov
Round Rock Advisors LLC	Wilton	420	$133.8 million	$906.7 million	adviserinfo.sec.gov
Empower Financial Advisory, LLC	Glastonbury	90	$126.9 million	$635.8 million	adviserinfo.sec.gov
U.S.A. Financial & Tax Services, LLC	Farmington	633	$125.2 million	$159.3 million	adviserinfo.sec.gov
The Dowling Group Wealth Management	Greenwich	301	$122.4 million	$179.3 million	adviserinfo.sec.gov
RZH Advisors LLC	Stamford	145	$109.3 million	$2.45 billion	adviserinfo.sec.gov
Grey Ledge Advisors, LLC	Guilford	657	$106.6 million	$616 million	adviserinfo.sec.gov
Wmgna	Farmington	228	$103.9 million	$346.4 million	adviserinfo.sec.gov
Monte Financial Group, LLC	Guilford	309	$100 million	$482.4 million	adviserinfo.sec.gov
Warner Wealth	Madison	409	$97.1 million	$458.5 million	adviserinfo.sec.gov
Tumolo Wealth Management LLC	East Lyme	418	$94.7 million	$134 million	adviserinfo.sec.gov
Herbert J. Sims Capital Management, Inc.	Fairfield	256	$93.8 million	$436.9 million	adviserinfo.sec.gov
Freedom Investment Management, Inc.	South Windsor	409	$92.2 million	$568.7 million	adviserinfo.sec.gov
Its Asset Management, L.P.	North Haven	566	$92.1 million	$297.8 million	adviserinfo.sec.gov
Innovative Asset Advisors Group	Shelton	309	$91.5 million	$297.9 million	adviserinfo.sec.gov
Fcig Wealth Management, LLC	Plainfield	378	$90.1 million	$282.5 million	adviserinfo.sec.gov
Bridgelight Financial Advisors, Inc	Shelton	210	$89.7 million	$150.8 million	adviserinfo.sec.gov
Mullaney Keating & Wright Inc	Middletown	116	$80.5 million	$391 million	adviserinfo.sec.gov
Smith Brothers Financial, LLC	Glastonbury	295	$78.5 million	$1.11 billion	adviserinfo.sec.gov
Compass Wealth Management LLC	Guilford	214	$77.6 million	$682.5 million	adviserinfo.sec.gov
Asset Management Group, Inc.	Stamford	156	$73.7 million	$898.3 million	adviserinfo.sec.gov
Abundant Wealth Management LLC	Stamford	174	$73.1 million	$243.8 million	adviserinfo.sec.gov
Sightline Wealth Advisors, LLC	Groton	172	$72.9 million	$354.2 million	adviserinfo.sec.gov
Coinbase Asset Management, LLC	Stamford	Fewer than 5	$72.9 million	$840.5 million	adviserinfo.sec.gov
Cooper Financial Services, Inc.	Shelton	1,284	$72.2 million	$184.1 million	adviserinfo.sec.gov
Beirne.	Darien	330	$72 million	$2.26 billion	adviserinfo.sec.gov
Third View Private Wealth	Westport	139	$68.9 million	$1.16 billion	adviserinfo.sec.gov
RMC Investment Advisors	West Hartford	186	$68.2 million	$1.07 billion	adviserinfo.sec.gov
Stonebridge Advisors LLC	Wilton	210	$68 million	$11.83 billion	adviserinfo.sec.gov
Main Street Research LLC	Lakeville	203	$67.9 million	$2.68 billion	adviserinfo.sec.gov
HT Partners LLC	Centerbrook	67	$67.6 million	$556.3 million	adviserinfo.sec.gov
Baxter Investment Management	Riverside	203	$66.2 million	$1.17 billion	adviserinfo.sec.gov
Riskbridge Advisors, LLC	Norwalk	218	$65.4 million	$898.3 million	adviserinfo.sec.gov
East Guilford Financial Services LLC	Madison	248	$65.2 million	$193.1 million	adviserinfo.sec.gov
Pasi Investments, LLC	Farmington	216	$65 million	$676.3 million	adviserinfo.sec.gov
Morrissey Wealth Management LLC	North Haven	113	$60.8 million	$165.1 million	adviserinfo.sec.gov
Fairfield, Bush & Co.	Darien	184	$58.6 million	$589 million	adviserinfo.sec.gov
Briggs Wealth Management, Inc.	Glastonbury	42	$57.5 million	$362 million	adviserinfo.sec.gov
WJ Financial Advisors, LLC	Killingworth	201	$56.4 million	$203.4 million	adviserinfo.sec.gov
Diastole Wealth Management	Guilford	187	$56.3 million	$396 million	adviserinfo.sec.gov
Morse Asset Management, Inc.	Darien	36	$53.2 million	$534.3 million	adviserinfo.sec.gov
HTG Investment Advisors Inc	New Canaan	129	$52.3 million	$1.11 billion	adviserinfo.sec.gov
Thames Financial Management	Norwich	186	$50.7 million	$315.4 million	adviserinfo.sec.gov
Fierston Financial Group Inc	West Hartford	130	$50.6 million	$1.04 billion	adviserinfo.sec.gov
Barron Financial Group, LLP	Torrington	127	$49.2 million	$199.1 million	adviserinfo.sec.gov
Mark Sheptoff Financial Planning LLC	Glastonbury	135	$49.2 million	$466.5 million	adviserinfo.sec.gov
Scholtz & Company, LLC	Stamford	102	$49 million	$340.5 million	adviserinfo.sec.gov
Springboard Asset Management LLC	Cheshire	59	$46.2 million	$136.8 million	adviserinfo.sec.gov
Excel Wealth Management, LLC	Manchester	263	$42.2 million	$310.5 million	adviserinfo.sec.gov
Charter Research & Investment Group Inc	Southport	83	$38.6 million	$275.1 million	adviserinfo.sec.gov
Bourgeon Capital Management LLC	Darien	99	$36.9 million	$1.28 billion	adviserinfo.sec.gov
Private Capital Advisors, Inc.	Darien	180	$35.9 million	$1.28 billion	adviserinfo.sec.gov
5th Street Advisors, LLC	Southport	115	$35.4 million	$524.5 million	adviserinfo.sec.gov
Matson Financial Advisors, Inc.	Danbury	74	$34.4 million	$518.9 million	adviserinfo.sec.gov
Spurstone	Higganum	101	$34.2 million	$192.1 million	adviserinfo.sec.gov
Kennedy Wealth & Tax Management, LLC	Southbury	75	$33.5 million	$215.5 million	adviserinfo.sec.gov
August Wealth Advisors LLC	Westport	127	$33.1 million	$436.6 million	adviserinfo.sec.gov
Milestone Asset Management Group, LLC	Avon	90	$32.2 million	$309 million	adviserinfo.sec.gov
Top Private Wealth	Glastonbury	113	$31.9 million	$106.5 million	adviserinfo.sec.gov
Cramer Rosenthal McGlynn LLC	Stamford	163	$31.3 million	$2.27 billion	adviserinfo.sec.gov
Burne Financial Concepts, LLC	Watertown	121	$30.3 million	$113.7 million	adviserinfo.sec.gov
Eagle Capital Advisors, LLC	Middlebury	52	$29.6 million	$116.4 million	adviserinfo.sec.gov
Connecticut Capital Management Group, LLC	Milford	61	$29.6 million	$253.9 million	adviserinfo.sec.gov
Lansdowne Wealth Management, LLC	Mystic	240	$29.2 million	$227.7 million	adviserinfo.sec.gov
Founders Capital Management, LLC	Hartford	83	$29.2 million	$920.3 million	adviserinfo.sec.gov
JC Capital Advisors Group LLC	Stamford	102	$28 million	$263 million	adviserinfo.sec.gov
Tweedy, Browne Company LLC	Stamford	45	$27.1 million	$7.13 billion	adviserinfo.sec.gov
Heritage Capital, LLC	Woodbridge	78	$26.2 million	$146.9 million	adviserinfo.sec.gov
Sullivan Financial, LLC	Essex	93	$26.2 million	$119.1 million	adviserinfo.sec.gov
Wealthshape LLC	Windsor	55	$24.8 million	$109.4 million	adviserinfo.sec.gov
Night Owl Capital Management, LLC	Greenwich	53	$24.5 million	$1.10 billion	adviserinfo.sec.gov
Southport Station Financial Management, LLC	Southport	98	$24.5 million	$192.1 million	adviserinfo.sec.gov
Rossmore Private Capital, LLC	Glastonbury	63	$24.4 million	$1.92 billion	adviserinfo.sec.gov
Kreitler Financial LLC	New Haven	64	$24 million	$584.9 million	adviserinfo.sec.gov
Hardman Johnston Global Advisors LLC	Stamford	17	$23.8 million	$8.77 billion	adviserinfo.sec.gov
Basso Capital Management, L.P.	Stamford	48	$23.6 million	$2.56 billion	adviserinfo.sec.gov
Wright Investors Service Inc	Shelton	53	$23.6 million	$1.21 billion	adviserinfo.sec.gov
Sound Portfolio Advisors, LLC	Mystic	77	$21.9 million	$151.1 million	adviserinfo.sec.gov
Constitution Investment Advisory and Portfolio Management	Shelton	126	$21.4 million	$241.3 million	adviserinfo.sec.gov
Vision Investment Advisors, LLC	Stamford	73	$20.5 million	$137.4 million	adviserinfo.sec.gov
Aspetuck Financial Management LLC	Westport	54	$20.1 million	$178.3 million	adviserinfo.sec.gov
Jeffrey N. Mehler, CFP LLC	Essex	46	$20.1 million	$416.2 million	adviserinfo.sec.gov
Somnio Financial Group, LLC	Glastonbury	32	$19.5 million	$168.3 million	adviserinfo.sec.gov
Castlekeep Investment Advisors	Westport	50	$18.6 million	$920.8 million	adviserinfo.sec.gov
Sagebroadview Wealth Management, LLC	Farmington	47	$17.5 million	$397.2 million	adviserinfo.sec.gov
Greenwich Wealth Management, LLC	Greenwich	98	$16 million	$3.52 billion	adviserinfo.sec.gov
Greenwich Advisors, LLC	Greenwich	35	$15.4 million	$293.2 million	adviserinfo.sec.gov
John a. Bysko Associates	Old Lyme	55	$15.2 million	$204.3 million	adviserinfo.sec.gov
JK Private Wealth, LLC	Glastonbury	42	$13.4 million	$156.4 million	adviserinfo.sec.gov
Ladd Capital Management LLC	New Haven	31	$13.2 million	$176.6 million	adviserinfo.sec.gov
Granite Islands Private Wealth, LLC	Guilford	98	$13.1 million	$229.9 million	adviserinfo.sec.gov
Telos Partners LLC	Avon	32	$12.6 million	$139.5 million	adviserinfo.sec.gov
Dunham Lane Capital Partners LLC	Greenwich	74	$12 million	$117.2 million	adviserinfo.sec.gov
Avity Investment Management Inc.	Greenwich	33	$11.7 million	$2.03 billion	adviserinfo.sec.gov
N10° Wealth	Greenwich	20	$11.3 million	$553.1 million	adviserinfo.sec.gov
Ayrshire Capital Management LLC	Westport	23	$11.2 million	$285.1 million	adviserinfo.sec.gov
Gilman Hill Asset Management, LLC	New Canaan	34	$10.9 million	$1.24 billion	adviserinfo.sec.gov
Longwall Family Office	Westport	24	$10.2 million	$428.2 million	adviserinfo.sec.gov
Drum Hill Capital, LLC	Westport	29	$9.1 million	$194.3 million	adviserinfo.sec.gov
P.A.W. Capital Partners, LP	Greenwich	28	$8.9 million	$166.8 million	adviserinfo.sec.gov
Hoya Capital Real Estate, LLC	Rowayton	10	$7.7 million	$140.1 million	adviserinfo.sec.gov
Wright Private Asset Management LLC	Shelton	20	$7.7 million	$74.1 million	adviserinfo.sec.gov
Colchester Investment Counsel LLC	Ridgefield	20	$6.9 million	$128.9 million	adviserinfo.sec.gov
Catum Advisory Group, LLC.	Wilton	40	$6.8 million	$128.6 million	adviserinfo.sec.gov
Jackson, Grant Investment Advisers, Inc.	Stamford	8	$6 million	$577.7 million	adviserinfo.sec.gov
LCR Wealth Management LLC	Westport	30	$5.8 million	$151.8 million	adviserinfo.sec.gov
Quorus Inc.	Westport	44	$5.1 million	$148.2 million	adviserinfo.sec.gov
Tanaka Capital Management Inc	Greenwich	9	$3.9 million	$69.4 million	adviserinfo.sec.gov
Searle & Co.	Greenwich	7	$3.6 million	$629.9 million	adviserinfo.sec.gov
Integra Global Advisors LLC	Stamford	6	$3.4 million	$684.1 million	adviserinfo.sec.gov
N10° Assets	Greenwich	9	$3.3 million	$306.9 million	adviserinfo.sec.gov
Loretta Nolan Associates, LLC	Old Greenwich	16	$2.2 million	$135.8 million	adviserinfo.sec.gov
Agilis Investment Management LLC	Wilton	31	$2.2 million	$123.8 million	adviserinfo.sec.gov
Private Capital Asset Management LLC	Darien	4	$2 million	$13 million	adviserinfo.sec.gov
Birinyi Associates, Inc.	Westport	6	$1.9 million	$471.7 million	adviserinfo.sec.gov
Litvak Wealth, LLC	Norwalk	17	$1.7 million	$536.1 million	adviserinfo.sec.gov
Pettee Investors Inc	Rowayton	Fewer than 5	$1.7 million	$191.9 million	adviserinfo.sec.gov
Greenhouse Wealth Management, LLC	Westport	4	$1.6 million	$288.6 million	adviserinfo.sec.gov
Ganim Private Wealth	Shelton	48	$1.2 million	$238.6 million	adviserinfo.sec.gov
Wharton Midmarket Investment Advisors Inc	Woodbridge	1	$906,114	$231.1 million	adviserinfo.sec.gov
Alexander Capital Advisors, LLC	New Canaan	6	$511,000	$104.2 million	adviserinfo.sec.gov
Ais Capital Management L.P.	Wilton	1	$430,051	$358.3 million	adviserinfo.sec.gov
Avos Capital Management, LLC	Darien	4	$318,897	$297.8 million	adviserinfo.sec.gov
Colter Lewis Investment Partners, LLC	Greenwich	Fewer than 5	$25,000	$3.41 billion	adviserinfo.sec.gov
Plootus	New Haven	5,500	Not listed	Not listed	adviserinfo.sec.gov
Fairlead Strategies LLC	Greenwich	34	Not listed	Not listed	adviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.