Data / Investment advisers / Illinois / David Vaughan Investments, LLC
David Vaughan Investments, LLC, Peoria, IL: $5.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
David Vaughan Investments, LLC is an SEC registered investment adviser with its main office in Peoria, Illinois and reports $5.3 billion in regulatory assets under management in its Form ADV filed July 20, 2026. Its clients include high net worth individuals, banks and thrifts and charitable organizations. It is paid through a percentage of assets under management and fixed fees.
The request: Watch David Vaughan Investments, LLC (CRD number 105990): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105990
- SEC file number
- 801-12642
- SEC status
- Approved, effective March 17, 1977
- Main office
- 5823 N Forest Park Drive, Peoria, IL 61614
- Phone
- (309) 685-0033
- Regulatory AUM
- $5,331,382,823 in the Form ADV filed July 20, 2026
- Discretionary AUM
- $5,329,836,830
- Non discretionary AUM
- $1,545,993
- Accounts
- 4,288
- Employees
- 48, of which 48 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 721 | $3.70 billion |
| Banking or thrift institutions | Fewer than 5 | $561 million |
| Charitable organizations | 24 | $348.1 million |
| Pension and profit sharing plans | 40 | $318.3 million |
| Individuals (other than high net worth individuals) | 443 | $210.7 million |
| Insurance companies | Fewer than 5 | $150.9 million |
| Corporations or other businesses | 12 | $45.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $5.33 billion | March 30, 2026 |
| December 1, 2025 | $4.93 billion | October 3, 2025 |
Other advisers in Illinois
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Oasis Investment Strategies LLC | Chicago | $5.73 billion | Not listed | adviserinfo.sec.gov |
| Planpilot | Chicago | $5.58 billion | Not listed | adviserinfo.sec.gov |
| Crescent Grove Advisors | Lake Forest | $5.50 billion | Not listed | adviserinfo.sec.gov |
| Calamos Wealth Management LLC | Naperville | $5.48 billion | Not listed | adviserinfo.sec.gov |
| Aquatic Capital Management LLC | Chicago | $5.43 billion | 2 | adviserinfo.sec.gov |
| Alera Investment Advisors, LLC | Deerfield | $5.29 billion | Not listed | adviserinfo.sec.gov |
| Twin Bridge Capital Partners, LLC | Chicago | $5.20 billion | 9 | adviserinfo.sec.gov |
| Taiko | Chicago | $5.09 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Illinois
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving banks and thrifts
- David Vaughan Investments, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.