Data / Investment advisers / Texas / Alm First Financial Advisors LLC
Alm First Financial Advisors LLC, Dallas, TX: $76.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Alm First Financial Advisors LLC is an SEC registered investment adviser with its main office in Dallas, Texas and reports $76.2 billion in regulatory assets under management in its Form ADV filed October 6, 2026. Its clients include banks and thrifts, insurance companies and pooled investment vehicles. It is paid through a percentage of assets under management and fixed fees. It advises 3 private funds.
The request: Watch Alm First Financial Advisors LLC (CRD number 108561): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 108561
- SEC file number
- 801-57980
- SEC status
- Approved, effective September 22, 2000
- Main office
- 3800 Maple Avenue Ste. 600, Dallas, TX 75219
- Phone
- (800) 752-4628
- Regulatory AUM
- $76,173,495,779 in the Form ADV filed October 6, 2026
- Discretionary AUM
- $2,307,736,733
- Non discretionary AUM
- $73,865,759,046
- Accounts
- 189
- Employees
- 23, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 3: 2 liquidity funds, 1 other private fund
- Gross assets of private funds
- $42,032,462
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Banking or thrift institutions | 155 | $74.58 billion |
| Insurance companies | 3 | $1.51 billion |
| Pooled investment vehicles | 3 | $42 million |
| High net worth individuals | 1 | $39.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $76.17 billion | March 30, 2026 |
| December 1, 2025 | $68.88 billion | March 31, 2025 |
Other advisers in Dallas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| NB Alternatives Advisers LLC | Dallas | $160.24 billion | 159 | adviserinfo.sec.gov |
| Sixth Street Advisers, LLC | Dallas | $101.61 billion | 160 | adviserinfo.sec.gov |
| Barrow Hanley Global Investors | Dallas | $59.04 billion | 5 | adviserinfo.sec.gov |
| Hilltop Securities Asset Management, LLC | Dallas | $37.70 billion | Not listed | adviserinfo.sec.gov |
| Hudson Advisors | Dallas | $36.39 billion | 55 | adviserinfo.sec.gov |
| Guidestone Capital Management | Dallas | $36.24 billion | Not listed | adviserinfo.sec.gov |
| Lone Star Funds | Dallas | $35.73 billion | 33 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dallas, TX
- Investment advisers in Texas
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving banks and thrifts
- Advisers serving insurance companies
- Advisers that manage private funds
- Alm First Financial Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.