Data / Investment advisers / California / Focus Investment Advisors, Inc
Focus Investment Advisors, Inc, Solana Beach, CA: $956 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Focus Investment Advisors, Inc is an SEC registered investment adviser with its main office in Solana Beach, California and reports $956 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include pension and profit sharing plans and banks and thrifts. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Focus Investment Advisors, Inc (CRD number 109970): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 109970
- SEC file number
- 801-57176
- SEC status
- Approved, effective April 10, 2000
- Main office
- 514 Via de LA Valle Suite 200, Solana Beach, CA 92075
- Phone
- (760) 230-1880
- Website
- focusinvestment.com
- Regulatory AUM
- $956,186,841 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $469,275,694
- Non discretionary AUM
- $486,911,147
- Accounts
- 34
- Employees
- 7, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 35 | $798.5 million |
| Banking or thrift institutions | 1 | $157.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $956.2 million | March 30, 2026 |
| December 1, 2025 | $885 million | March 20, 2025 |
Other advisers in Solana Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| The Informed Momentum Company LLC | Solana Beach | $1.49 billion | Not listed | adviserinfo.sec.gov |
| Blankinship & Foster, LLC | Solana Beach | $939.5 million | Not listed | adviserinfo.sec.gov |
| Tide Rock Leverageco Manager, LLC | Solana Beach | $908.9 million | 3 | adviserinfo.sec.gov |
| First Turn Management, LLC | Solana Beach | $900.1 million | 2 | adviserinfo.sec.gov |
| Global Imc LLC | Solana Beach | $790 million | 2 | adviserinfo.sec.gov |
| Karmel Capital Management LLC | Solana Beach | $636.1 million | 9 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Solana Beach, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving banks and thrifts
- Focus Investment Advisors, Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.