Data / Investment advisers / Sparx Asset Management Korea Co., LTD.
Sparx Asset Management Korea Co., LTD., Seoul, Korea, South: $2.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sparx Asset Management Korea Co., LTD. is an SEC registered investment adviser with its main office in Seoul, Korea, South and reports $2.1 billion in regulatory assets under management in its Form ADV filed June 29, 2026. Its clients include sovereign wealth funds and foreign official institutions, pooled investment vehicles and banks and thrifts. It is paid through a percentage of assets under management and performance based fees.
The request: Watch Sparx Asset Management Korea Co., LTD. (CRD number 338393): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 338393
- SEC file number
- 801-135046
- SEC status
- Approved, effective January 2, 2026
- Main office
- 82, Saemunan-Ro 2f, Seoul, Korea, South 03185
- Phone
- (822) 570-1600
- Website
- sparxkorea.com
- Regulatory AUM
- $2,126,181,370 in the Form ADV filed June 29, 2026
- Discretionary AUM
- $2,121,442,985
- Non discretionary AUM
- $4,738,385
- Accounts
- 14
- Employees
- 23, of which 8 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $1.94 billion |
| Pooled investment vehicles | 6 | $144.8 million |
| Banking or thrift institutions | Fewer than 5 | $26.8 million |
| Pension and profit sharing plans | Fewer than 5 | $11 million |
| Other investment advisers | Fewer than 5 | $4.7 million |
| Corporations or other businesses | Fewer than 5 | $1.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $2.13 billion | June 29, 2026 |
| February 2, 2026 | $1.09 billion | December 10, 2025 |
Also on SpecStream
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving sovereign wealth funds and foreign official institutions
- Advisers serving pooled investment vehicles
- Sparx Asset Management Korea Co., LTD. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.