Data / Investment advisers / Pgim Limited
Pgim Limited, London, United Kingdom: $76.5 billion AUM, SEC registered investment adviser
Pgim Limited is an SEC registered investment adviser with its main office in London, United Kingdom and reports $76.5 billion in regulatory assets under management in its Form ADV filed August 25, 2026. Its clients include sovereign wealth funds and foreign official institutions, pooled investment vehicles and pension and profit sharing plans. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 24 private funds.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 160005
- SEC file number
- 801-73882
- SEC status
- Approved, effective March 30, 2012
- Main office
- Grand Buildings, 1-3 Strand Trafalgar Square, London, United Kingdom WC2N 5HR
- Phone
- +44 (0) 207 766 2400
- Regulatory AUM
- $76,451,725,569 in the Form ADV filed August 25, 2026
- Discretionary AUM
- $76,451,725,569
- Accounts
- 276
- Employees
- 299, of which 146 give investment advice
- Form of organization
- UK Limited Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 24: 24 securitized asset funds
- Gross assets of private funds
- $9,178,269,459
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Sovereign wealth funds and foreign official institutions | 26 | $29.23 billion |
| Pooled investment vehicles | 92 | $21.97 billion |
| Pension and profit sharing plans | 71 | $14.65 billion |
| Investment companies | 31 | $2.51 billion |
| Insurance companies | 16 | $2.20 billion |
| Other investment advisers | 9 | $1.62 billion |
| Banking or thrift institutions | 11 | $1.43 billion |
| Corporations or other businesses | 5 | $1.32 billion |
| High net worth individuals | Fewer than 5 | $870.2 million |
| State or municipal government entities | 13 | $650.9 million |
| Charitable organizations | Fewer than 5 | $3.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $76.45 billion | March 27, 2026 |
| December 1, 2025 | $65.20 billion | October 1, 2025 |
Also on SpecStream
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving sovereign wealth funds and foreign official institutions
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Pgim Limited on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.