Data / Investment advisers / Wellington Management Japan Pte LTD
Wellington Management Japan Pte LTD, Tokyo, Japan: $17.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Wellington Management Japan Pte LTD is an SEC registered investment adviser with its main office in Tokyo, Japan and reports $17.7 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include banks and thrifts, sovereign wealth funds and foreign official institutions and pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 165192
- SEC file number
- 801-77317
- SEC status
- Approved, effective January 2, 2013
- Legal name
- Wellington Management Japan Pte. LTD.
- Main office
- Palace Building 7f 1-1-1 Marunouchi, Chiyoda-Ku, Tokyo, Japan 100-0005
- Phone
- 813-5533-0011
- Regulatory AUM
- $17,746,863,140 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $17,021,825,860
- Non discretionary AUM
- $725,037,280
- Accounts
- 49
- Employees
- 65, of which 9 give investment advice
- Form of organization
- Limited Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Banking or thrift institutions | 12 | $10.31 billion |
| Sovereign wealth funds and foreign official institutions | 13 | $3.97 billion |
| Pooled investment vehicles | 7 | $2.00 billion |
| Other investment advisers | 2 | $910.2 million |
| Pension and profit sharing plans | 15 | $559.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $17.75 billion | March 31, 2026 |
| December 1, 2025 | $17.88 billion | November 12, 2025 |
Also on SpecStream
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving banks and thrifts
- Advisers serving sovereign wealth funds and foreign official institutions
- Wellington Management Japan Pte LTD on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.