Data / Investment advisers / Serving banks and thrifts / New York
Investment advisers in New York serving banks and thrifts: 60 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
60 SEC registered investment advisers with a main office in New York report banks and thrifts among their clients in Form ADV item 5.D, and together they attribute $86.1 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Lazard Asset Management LLC.
The request: Every investment adviser in New York that serves banks and thrifts, with AUM, phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 60Advisers
- $86.1 billionAUM from this client type
- 56Advisers over $100 million
- November 2, 2026File date
Advisers in New York serving banks and thrifts
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Lazard Asset Management LLC | New York | 216 | $25.18 billion | $120.52 billion | adviserinfo.sec.gov |
| Guggenheim Partners Investment Management, LLC | New York | 17 | $17.97 billion | $240.66 billion | adviserinfo.sec.gov |
| Aksia LLC | New York | Fewer than 5 | $9.01 billion | $35.20 billion | adviserinfo.sec.gov |
| Morgan Stanley | Purchase | 4,257 | $6.39 billion | $1.96 trillion | adviserinfo.sec.gov |
| Haussmann 1864 Capital Management LLC | New York | 3 | $2.89 billion | $4.60 billion | adviserinfo.sec.gov |
| Ratson Advisory LLC | New York | Fewer than 5 | $2.24 billion | $2.39 billion | adviserinfo.sec.gov |
| DWS Investment Management Americas, Inc. | New York | 2 | $2.08 billion | $199.66 billion | adviserinfo.sec.gov |
| Brown Brothers Harriman Credit Partners, LLC | New York | 8 | $1.95 billion | $57.43 billion | adviserinfo.sec.gov |
| Goldman Sachs Asset Management, L.P. | New York | Fewer than 5 | $1.77 billion | $2.65 trillion | adviserinfo.sec.gov |
| Vontobel Asset Management, Inc. | New York | Fewer than 5 | $1.76 billion | $20.29 billion | adviserinfo.sec.gov |
| Epoch Investment Partners, Inc. | New York | 1 | $1.70 billion | $29.73 billion | adviserinfo.sec.gov |
| UBS Asset Management (Americas) LLC | New York | 1,168 | $1.42 billion | $588.22 billion | adviserinfo.sec.gov |
| J.P. Morgan Investment Management Inc. | New York | 16 | $1.35 billion | $3.52 trillion | adviserinfo.sec.gov |
| Bam Credit and Insurance Solutions Advisor LLC | New York | 1 | $1.12 billion | $107.29 billion | adviserinfo.sec.gov |
| Invesco Senior Secured Management, Inc. | New York | 2 | $1.04 billion | $29.38 billion | adviserinfo.sec.gov |
| Blackrock Financial Management, Inc | New York | 6 | $839.1 million | $1.60 trillion | adviserinfo.sec.gov |
| Pinebridge Investments LLC | New York | Fewer than 5 | $800.9 million | $76.73 billion | adviserinfo.sec.gov |
| HPS Investment Partners, LLC | New York | 1 | $739.2 million | $175.72 billion | adviserinfo.sec.gov |
| MGG Investment Group LP | New York | 2 | $591.3 million | $7.59 billion | adviserinfo.sec.gov |
| Blue Owl Credit Private Fund Advisors LLC | New York | 1 | $448.8 million | $46.06 billion | adviserinfo.sec.gov |
| Insight Investment | New York | Fewer than 5 | $328.4 million | $171.09 billion | adviserinfo.sec.gov |
| Clearbridge Investments, LLC | New York | 33 | $313.9 million | $184.81 billion | adviserinfo.sec.gov |
| Hunter Point Capital LP | New York | Fewer than 5 | $301 million | $7.81 billion | adviserinfo.sec.gov |
| Saluda Grade Asset Management LLC | New York | Fewer than 5 | $294.1 million | $5.83 billion | adviserinfo.sec.gov |
| BNY Mellon Advisors, Inc. | New York | Fewer than 5 | $271.7 million | $33.48 billion | adviserinfo.sec.gov |
| Apollo Capital Management, L.P. | New York | 2 | $254.5 million | $718.48 billion | adviserinfo.sec.gov |
| Franklin Templeton Private Portfolio Group, LLC | New York | 25 | $250.4 million | $139.88 billion | adviserinfo.sec.gov |
| CVC Credit Partners, LLC | New York | Fewer than 5 | $248.2 million | $61.63 billion | adviserinfo.sec.gov |
| Schroders Capital Management (US) LLC | New York | Fewer than 5 | $242.6 million | $34.59 billion | adviserinfo.sec.gov |
| Blackstone Liquid Credit Advisors I LLC | New York | Fewer than 5 | $229.6 million | $51.63 billion | adviserinfo.sec.gov |
| Muzinich & Co., Inc. | New York | Fewer than 5 | $215.3 million | $31.27 billion | adviserinfo.sec.gov |
| Mackay Shields LLC | New York | 1 | $207.3 million | $159.52 billion | adviserinfo.sec.gov |
| Graycliff Partners LP | New York | Fewer than 5 | $192.8 million | $1.98 billion | adviserinfo.sec.gov |
| Morgan Stanley Investment Management Inc. | New York | 1 | $179.4 million | $702.25 billion | adviserinfo.sec.gov |
| Evercore Wealth Management, LLC | New York | 8 | $154.3 million | $15.52 billion | adviserinfo.sec.gov |
| Chamonix Partners Capital Management LLC | New York | 1 | $149.2 million | $149.2 million | adviserinfo.sec.gov |
| Select Equity Group, L.P. | New York | Fewer than 5 | $141.3 million | $36.38 billion | adviserinfo.sec.gov |
| Capstone Investment Advisors, LLC | New York | 2 | $140 million | $91.53 billion | adviserinfo.sec.gov |
| Levin Capital Strategies, L.P. | New York | Fewer than 5 | $116.9 million | $1.66 billion | adviserinfo.sec.gov |
| Neuberger Berman Investment Advisers LLC | New York | 1 | $93.5 million | $398.65 billion | adviserinfo.sec.gov |
| Vectors Asset Management | New York | 1 | $88.9 million | $1.01 billion | adviserinfo.sec.gov |
| Maytech Global Investments | New York | 1 | $74.5 million | $895.1 million | adviserinfo.sec.gov |
| Oep Capital Advisors, L.P. | New York | 1 | $67 million | $15.73 billion | adviserinfo.sec.gov |
| RBC Capital Markets, LLC | New York | 7 | $55.6 million | $310.43 billion | adviserinfo.sec.gov |
| Eldridge Structured Credit Advisers, LLC | New York | 1 | $49.8 million | $10.53 billion | adviserinfo.sec.gov |
| Manning & Napier Advisors, LLC | Fairport | 2 | $40.9 million | $17.03 billion | adviserinfo.sec.gov |
| Alpinvest US Holdings, LLC | New York | 1 | $37.1 million | $57.66 billion | adviserinfo.sec.gov |
| Unfcu Advisors LLC | Long Island City | Fewer than 5 | $30.4 million | $30.4 million | adviserinfo.sec.gov |
| TD Private Client Wealth LLC | New York | 1 | $20 million | $8.57 billion | adviserinfo.sec.gov |
| AXA Investment Managers US Inc | New York | Fewer than 5 | $12.7 million | $79.24 billion | adviserinfo.sec.gov |
| Deltec Asset Management LLC | New York | 1 | $8.1 million | $782.8 million | adviserinfo.sec.gov |
| Belle Haven Investments, L.P. | Rye Brook | 1 | $1.1 million | $24.74 billion | adviserinfo.sec.gov |
| Cohen & Steers Capital Management Inc. | New York | Fewer than 5 | $983,198 | $85.67 billion | adviserinfo.sec.gov |
| Ameraudi Asset Management, Inc. | New York | 1 | $494,846 | $2.10 billion | adviserinfo.sec.gov |
| Western New York Financial Group, LLC | Buffalo | 1 | $492,496 | $84.1 million | adviserinfo.sec.gov |
| Clarion Partners | New York | Fewer than 5 | $2,735 | $73.68 billion | adviserinfo.sec.gov |
| Ice Data Pricing & Reference Data, LLC | New York | 283 | Not listed | Not listed | adviserinfo.sec.gov |
| Baird Strategas LLC | New York | 26 | Not listed | Not listed | adviserinfo.sec.gov |
| Jennison Associates | New York | 5 | Not listed | $214.84 billion | adviserinfo.sec.gov |
| Bessemer Investment Management LLC | New York | 1 | Not listed | $47.00 billion | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.