Data / Investment advisers / New Jersey / Simplicity Wealth
Simplicity Wealth, Summit, NJ: $4.3 billion AUM, SEC registered investment adviser
Simplicity Wealth is an SEC registered investment adviser with its main office in Summit, New Jersey and reports $4.3 billion in regulatory assets under management in its Form ADV filed July 8, 2026. Its clients include other investment advisers, individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 300572
- SEC file number
- 801-114798
- SEC status
- Approved, effective March 11, 2019
- Legal name
- Simplicity Wealth LLC
- Main office
- 475 Springfield Ave. Suite #1, Summit, NJ 07901
- Phone
- (844) 220-8326
- Website
- taylorwealthandinsurance.com
- Regulatory AUM
- $4,271,040,743 in the Form ADV filed July 8, 2026
- Discretionary AUM
- $4,188,453,501
- Non discretionary AUM
- $82,587,242
- Accounts
- 14,045
- Employees
- 424, of which 190 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 52
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- July 8, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 36 | $2.51 billion |
| Individuals (other than high net worth individuals) | 7,811 | $1.08 billion |
| High net worth individuals | 645 | $634.6 million |
| Banking or thrift institutions | 2 | $44.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $4.27 billion | March 25, 2026 |
| December 1, 2025 | $3.60 billion | March 26, 2025 |
Other advisers in Summit
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ecp | Summit | $33.39 billion | 53 | adviserinfo.sec.gov |
| Circle Wealth Management, LLC | Summit | $14.07 billion | Not listed | adviserinfo.sec.gov |
| Forza Investment Group, LP | Summit | $4.64 billion | 8 | adviserinfo.sec.gov |
| Solus Alternative Asset Management LP | Summit | $3.19 billion | 11 | adviserinfo.sec.gov |
| Conversant Capital LLC | Summit | $3.12 billion | 21 | adviserinfo.sec.gov |
| RSW Investments | Summit | $2.30 billion | Not listed | adviserinfo.sec.gov |
| TLG Advisors, Inc. | Summit | $2.30 billion | Not listed | adviserinfo.sec.gov |
| Ridgeleigh Capital | Summit | $1.03 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Summit, NJ
- Investment advisers in New Jersey
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving other investment advisers
- Advisers serving individuals
- Simplicity Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.