Data / Investment advisers / Principal Asset Management (Asia)
Principal Asset Management (Asia), Wanchai, Hong Kong: $14.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Principal Asset Management (Asia) is an SEC registered investment adviser with its main office in Wanchai, Hong Kong and reports $14.4 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include pooled investment vehicles, banks and thrifts and pension and profit sharing plans. It is paid through a percentage of assets under management, fixed fees and performance based fees.
The request: Watch Principal Asset Management (Asia) (CRD number 322390): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 322390
- SEC file number
- 801-126155
- SEC status
- Approved, effective July 22, 2022
- Legal name
- Principal Asset Management Company (Asia) Limited
- Main office
- 29/F, Sun Hung Kai Centre 30 Harbour Road, Wanchai, Hong Kong
- Phone
- 852-2827-1628
- Regulatory AUM
- $14,380,880,456 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $13,558,514,231
- Non discretionary AUM
- $822,366,225
- Accounts
- 35
- Employees
- 39, of which 30 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 14 | $11.49 billion |
| Banking or thrift institutions | 1 | $1.99 billion |
| Pension and profit sharing plans | 8 | $383.9 million |
| Sovereign wealth funds and foreign official institutions | 1 | $242.8 million |
| Investment companies | 10 | $222.1 million |
| Corporations or other businesses | 1 | $50.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $14.38 billion | March 31, 2026 |
| December 1, 2025 | $13.57 billion | September 18, 2025 |
Also on SpecStream
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving banks and thrifts
- Principal Asset Management (Asia) on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.