Data / Investment advisers / Iowa / Matheson & Rock Wealth Management, LLC
Matheson & Rock Wealth Management, LLC, Davenport, IA: $530 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Matheson & Rock Wealth Management, LLC is an SEC registered investment adviser with its main office in Davenport, Iowa and reports $530 million in regulatory assets under management in its Form ADV filed January 8, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management and other fees.
The request: Watch Matheson & Rock Wealth Management, LLC (CRD number 289603): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 289603
- SEC file number
- 801-114867
- SEC status
- Approved, effective March 25, 2019
- Main office
- 2322 E. Kimberly Road, Suite 150n, Davenport, IA 52807
- Phone
- (800) 682-3937
- Regulatory AUM
- $530,000,000 in the Form ADV filed January 8, 2026
- Discretionary AUM
- $530,000,000
- Accounts
- 1,070
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 8, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 160 | $335 million |
| Individuals (other than high net worth individuals) | 265 | $149 million |
| Charitable organizations | 2 | $26 million |
| Banking or thrift institutions | 1 | $20 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $530 million | January 8, 2026 |
| December 1, 2025 | $435 million | January 20, 2025 |
Other advisers in Iowa
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| West Financial Advisors, L.L.C. | Des Moines | $674.2 million | Not listed | adviserinfo.sec.gov |
| Merkle Retirement Planning | Grimes | $568.8 million | Not listed | adviserinfo.sec.gov |
| Retireright Consulting Group | West des Moines | $561.1 million | Not listed | adviserinfo.sec.gov |
| Dynamic Financial Group | Cedar Falls | $539.6 million | Not listed | adviserinfo.sec.gov |
| Wealth Advisors of Iowa, LLC | West des Moines | $539.4 million | Not listed | adviserinfo.sec.gov |
| Independent Wealth Network, Inc. | Urbandale | $518.4 million | Not listed | adviserinfo.sec.gov |
| Wealthspan Partners, LLC | Davenport | $451.1 million | Not listed | adviserinfo.sec.gov |
| Nikulski Financial, Inc. | Bettendorf | $449 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Iowa
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Matheson & Rock Wealth Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.