Data / Investment advisers / Serving banks and thrifts / California

Investment advisers in California serving banks and thrifts: 24 firms

Name: Investment advisers in California serving banks and thrifts: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

24 SEC registered investment advisers with a main office in California report banks and thrifts among their clients in Form ADV item 5.D, and together they attribute $72 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Pacific Investment Management Company LLC.

The request: Every investment adviser in California that serves banks and thrifts, with AUM, phone and website. $10 of work on sign-up, no card.

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24Advisers
$72 billionAUM from this client type
23Advisers over $100 million
November 2, 2026File date

Advisers in California serving banks and thrifts

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Pacific Investment Management Company LLC	Newport Beach	35	$66.18 billion	$3.67 trillion	adviserinfo.sec.gov
Ares Capital Management LLC	Los Angeles	Fewer than 5	$2.20 billion	$97.62 billion	adviserinfo.sec.gov
Payden & Rygel	Los Angeles	Fewer than 5	$2.03 billion	$158.23 billion	adviserinfo.sec.gov
First Foundation Advisors	Irvine	157	$483.3 million	$5.06 billion	adviserinfo.sec.gov
TCW Asset Management Company LLC	Los Angeles	1	$434.3 million	$81.18 billion	adviserinfo.sec.gov
Hanwha Asset Management (USA) LTD.	San Francisco	1	$220.9 million	$4.00 billion	adviserinfo.sec.gov
Alphacore Capital LLC	LA Jolla	2	$205.9 million	$12.96 billion	adviserinfo.sec.gov
Focus Investment Advisors, Inc	Solana Beach	1	$157.7 million	$956.2 million	adviserinfo.sec.gov
Private Wealth Partners, LLC	Mill Valley	Fewer than 5	$51.2 million	$1.92 billion	adviserinfo.sec.gov
Congruence Capital, LLC	Los Angeles	1	$30.5 million	$333.5 million	adviserinfo.sec.gov
Franklin Advisers, Inc.	San Mateo	13	$21 million	$509.45 billion	adviserinfo.sec.gov
Lake Avenue Financial LLC	Pasadena	1	$10.3 million	$154.7 million	adviserinfo.sec.gov
Beacon Pointe Advisors, LLC	Newport Beach	1	$8.5 million	$54.87 billion	adviserinfo.sec.gov
Infanger Investment Technology, LLC	Mountain View	Fewer than 5	$6.3 million	$494.9 million	adviserinfo.sec.gov
Elmwood Wealth Management	Berkeley	2	$3.4 million	$477.9 million	adviserinfo.sec.gov
Integrity Wealth Advisors, Inc.	Ventura	1	$1.8 million	$285.5 million	adviserinfo.sec.gov
Western Asset Management Company	Pasadena	2	$1.1 million	$184.99 billion	adviserinfo.sec.gov
Perigon Wealth Management, LLC	San Francisco	Fewer than 5	$589,130	$11.29 billion	adviserinfo.sec.gov
Fuller & Thaler Asset Management Inc	San Mateo	Fewer than 5	$460,859	$30.25 billion	adviserinfo.sec.gov
Aperio Group, LLC	Sausalito	1	$440,772	$152.13 billion	adviserinfo.sec.gov
Stepstone Group LP	LA Jolla	9	Not listed	$107.82 billion	adviserinfo.sec.gov
Albourne America LLC	San Francisco	6	Not listed	Not listed	adviserinfo.sec.gov
Cliffwater LLC	Marina Del Rey	2	Not listed	$48.51 billion	adviserinfo.sec.gov
Stepstone Group Real Estate LP	LA Jolla	1	Not listed	$17.21 billion	adviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.