Data / Investment advisers / Minnesota / Schwarz Dygos Wheeler Investment Advisors LLC
Schwarz Dygos Wheeler Investment Advisors LLC, Minneapolis, MN: $730 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Schwarz Dygos Wheeler Investment Advisors LLC is an SEC registered investment adviser with its main office in Minneapolis, Minnesota and reports $730 million in regulatory assets under management in its Form ADV filed March 18, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Schwarz Dygos Wheeler Investment Advisors LLC (CRD number 147384): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 147384
- SEC file number
- 801-69248
- SEC status
- Approved, effective June 12, 2008
- Main office
- 50 South 6th Street, Suite 1405, Minneapolis, MN 55402
- Phone
- (612) 355-4360
- Regulatory AUM
- $730,354,266 in the Form ADV filed March 18, 2026
- Discretionary AUM
- $728,819,234
- Non discretionary AUM
- $1,535,032
- Accounts
- 2,004
- Employees
- 7, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 220 | $625 million |
| Individuals (other than high net worth individuals) | 303 | $101.6 million |
| Charitable organizations | 2 | $3.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $730.4 million | March 18, 2026 |
| December 1, 2025 | $644.4 million | April 17, 2025 |
Other advisers in Minneapolis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Everest Financial Group | Minneapolis | $1.00 billion | Not listed | adviserinfo.sec.gov |
| Goldner Hawn | Minneapolis | $898.9 million | 3 | adviserinfo.sec.gov |
| All Star Financial | Minneapolis | $881.7 million | Not listed | adviserinfo.sec.gov |
| Running Oak Capital LLC | Minneapolis | $874.7 million | Not listed | adviserinfo.sec.gov |
| Strong Tower Advisory Services | Minneapolis | $759.2 million | Not listed | adviserinfo.sec.gov |
| Summit Creek Advisors | Minneapolis | $650.9 million | Not listed | adviserinfo.sec.gov |
| White Oaks Wealth Advisors, Inc. | Minneapolis | $618.3 million | Not listed | adviserinfo.sec.gov |
| Allodium Investment Consultants, LLC | Minneapolis | $576.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minneapolis, MN
- Investment advisers in Minnesota
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Schwarz Dygos Wheeler Investment Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.