Data / Investment advisers / Minnesota / Thomas Leo Advisory, LLC
Thomas Leo Advisory, LLC, Minneapolis, MN: $193 million AUM, SEC registered investment adviser
Thomas Leo Advisory, LLC is an SEC registered investment adviser with its main office in Minneapolis, Minnesota and reports $193 million in regulatory assets under management in its Form ADV filed October 20, 2026. Its clients include high net worth individuals, charitable organizations and individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 159271
- SEC file number
- 801-112656
- SEC status
- Approved, effective March 16, 2018
- Main office
- 2225 West 50th Street, Minneapolis, MN 55419
- Phone
- (612) 208-1641
- Website
- thomasleoadvisory.com
- Regulatory AUM
- $192,716,851 in the Form ADV filed October 20, 2026
- Discretionary AUM
- $191,234,930
- Non discretionary AUM
- $1,481,921
- Accounts
- 390
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 53 | $141.8 million |
| Charitable organizations | 1 | $29.1 million |
| Individuals (other than high net worth individuals) | 91 | $21.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $192.7 million | March 9, 2026 |
| December 1, 2025 | $170 million | February 18, 2025 |
Other advisers in Minneapolis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Colliers Securities LLC | Minneapolis | $329.6 million | Not listed | adviserinfo.sec.gov |
| Epiq Partners, LLC | Minneapolis | $290.9 million | Not listed | adviserinfo.sec.gov |
| PSC Capital Partners LLC | Minneapolis | $240.8 million | 6 | adviserinfo.sec.gov |
| Piper Heartland Healthcare Capital, LLC | Minneapolis | $218.3 million | 1 | adviserinfo.sec.gov |
| Element Squared Private Wealth | Minneapolis | $203.5 million | Not listed | adviserinfo.sec.gov |
| Northern Pacific Group, L.P. | Minneapolis | $58.6 million | 4 | adviserinfo.sec.gov |
| Northern Pacific Growth Investment Advisors, LLC | Minneapolis | $58.6 million | 3 | adviserinfo.sec.gov |
| Rally Ventures Management, LLC | Minneapolis | Not listed | 18 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minneapolis, MN
- Investment advisers in Minnesota
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Thomas Leo Advisory, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.