Data / Investment advisers / Massachusetts / Putnam Investment Management, LLC
Putnam Investment Management, LLC, Boston, MA: $117 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Putnam Investment Management, LLC is an SEC registered investment adviser with its main office in Boston, Massachusetts and reports $117 billion in regulatory assets under management in its Form ADV filed September 16, 2026. Its clients include investment companies, other investment advisers and individuals. It is paid through a percentage of assets under management and performance based fees.
The request: Watch Putnam Investment Management, LLC (CRD number 106629): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 106629
- SEC file number
- 801-7974
- SEC status
- Approved, effective November 19, 1971
- Main office
- 100 Federal St, Boston, MA 02110
- Phone
- (617) 292-1000
- Website
- putnam.com
- Regulatory AUM
- $117,238,832,053 in the Form ADV filed September 16, 2026
- Discretionary AUM
- $110,554,689,541
- Non discretionary AUM
- $6,684,142,512
- Accounts
- 16,432
- Employees
- 139, of which 72 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- September 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 63 | $104.34 billion |
| Other investment advisers | 25 | $6.68 billion |
| Individuals (other than high net worth individuals) | 16,168 | $3.19 billion |
| Pooled investment vehicles | 6 | $1.46 billion |
| Insurance companies | Fewer than 5 | $763.9 million |
| High net worth individuals | 19 | $604.8 million |
| Corporations or other businesses | 87 | $126.6 million |
| Charitable organizations | 21 | $55.6 million |
| Pension and profit sharing plans | 39 | $8 million |
| State or municipal government entities | Fewer than 5 | $3.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $117.24 billion | December 24, 2025 |
| December 1, 2025 | $85.21 billion | January 10, 2025 |
Other advisers in Boston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Acadian Asset Management | Boston | $177.46 billion | 47 | adviserinfo.sec.gov |
| Boston Management and Research | Boston | $154.73 billion | 22 | adviserinfo.sec.gov |
| Nepc, LLC | Boston | $152.72 billion | 4 | adviserinfo.sec.gov |
| Rhumbline Advisers | Boston | $136.48 billion | 24 | adviserinfo.sec.gov |
| Income Research + Management | Boston | $130.65 billion | 15 | adviserinfo.sec.gov |
| Boston Partners | Boston | $116.17 billion | 4 | adviserinfo.sec.gov |
| MFS Institutional Advisors Inc. | Boston | $113.59 billion | 6 | adviserinfo.sec.gov |
| Natixis Advisors, LLC | Boston | $108.65 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Boston, MA
- Investment advisers in Massachusetts
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Advisers serving other investment advisers
- Putnam Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.