Data / Investment advisers / Serving individuals / Kentucky
Investment advisers in Kentucky serving individuals: 68 firms
68 SEC registered investment advisers with a main office in Kentucky report individuals among their clients in Form ADV item 5.D, and together they attribute $12 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Keystone Financial Group, LLC.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 68Advisers
- $12 billionAUM from this client type
- 67Advisers over $100 million
- November 2, 2026File date
Advisers in Kentucky serving individuals
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Keystone Financial Group, LLC | Lexington | 6,138 | $1.11 billion | $2.34 billion | adviserinfo.sec.gov |
| Private Client Services, LLC | Louisville | 8,529 | $1.01 billion | $1.38 billion | adviserinfo.sec.gov |
| Strategic Wealth Investment Group, LLC | Louisville | 3,614 | $912.7 million | $1.38 billion | adviserinfo.sec.gov |
| Meridian Wealth Management, LLC | Lexington | 4,344 | $909.2 million | $4.98 billion | adviserinfo.sec.gov |
| KPP Advisory Services LLC | Louisville | 3,677 | $729.4 million | $1.24 billion | adviserinfo.sec.gov |
| MCF Advisors, LLC | Lexington | 2,792 | $393.9 million | $4.68 billion | adviserinfo.sec.gov |
| Tony Walker Financial | Bowling Green | 1,772 | $331 million | $373.7 million | adviserinfo.sec.gov |
| Moneywatch Advisors, Inc. | Lexington | 384 | $329.7 million | $329.7 million | adviserinfo.sec.gov |
| Retirement Planning Solutions, LLC | Louisville | 1,136 | $303.2 million | $467 million | adviserinfo.sec.gov |
| FWG Investments, LLC | Lexington | 1,794 | $293.7 million | $349 million | adviserinfo.sec.gov |
| Alexander Investment Services Co. | Louisville | 1,145 | $245.4 million | $576.8 million | adviserinfo.sec.gov |
| Investments & Financial Planning, LLC | Lexington | 696 | $236.2 million | $318.7 million | adviserinfo.sec.gov |
| Atlas Brown | Louisville | 388 | $204.6 million | $605.2 million | adviserinfo.sec.gov |
| Van Leeuwen Retirement & Investment Services | Richmond | 527 | $191.5 million | $559.4 million | adviserinfo.sec.gov |
| Magnate Advisory Services, LLC | Louisville | 1,505 | $188.8 million | $314.1 million | adviserinfo.sec.gov |
| Wealthmd Corporation | Louisville | 1,031 | $186.7 million | $250.5 million | adviserinfo.sec.gov |
| Lockshield Partners, Inc. | Glasgow | 1,053 | $185.5 million | $290.6 million | adviserinfo.sec.gov |
| First Kentucky Securities Corp | Louisville | 1,108 | $185.2 million | $566 million | adviserinfo.sec.gov |
| Demeter Tactical Investments Corp. | Prospect | 383 | $182.8 million | $265.3 million | adviserinfo.sec.gov |
| Dupree Financial Group, LLC | Lexington | 711 | $179.9 million | $404.4 million | adviserinfo.sec.gov |
| Owen Larue Financial Group | Elizabethtown | 779 | $178.6 million | $458.9 million | adviserinfo.sec.gov |
| J. Hagan Capital, Inc. | Louisville | 713 | $169.8 million | $341.8 million | adviserinfo.sec.gov |
| Invest Inc. | Lexington | 218 | $164.6 million | $164.6 million | adviserinfo.sec.gov |
| Cullinan Associates, Inc. | Louisville | 306 | $163.3 million | $1.48 billion | adviserinfo.sec.gov |
| Legacy Financial Advisors, Inc. | Covington | 579 | $160.7 million | $1.52 billion | adviserinfo.sec.gov |
| Reliant Wealth Planning, LLC | Louisville | 1,058 | $155.1 million | $595.2 million | adviserinfo.sec.gov |
| Journey Advisory Group, LLC | Covington | 522 | $150.1 million | $1.65 billion | adviserinfo.sec.gov |
| Guidance Capital, Inc. | Louisville | 650 | $142.4 million | $449.8 million | adviserinfo.sec.gov |
| Spectrum Financial Alliance, LTD., L.L.C. | Nicholasville | 387 | $136.3 million | $813 million | adviserinfo.sec.gov |
| Legacy Financial Independent Advisors LLC | Louisville | 585 | $134.9 million | $484 million | adviserinfo.sec.gov |
| E. S. Barr & Company | Lexington | 128 | $134.5 million | $2.22 billion | adviserinfo.sec.gov |
| Asio Capital LLC | Lexington | 154 | $122.3 million | $805.1 million | adviserinfo.sec.gov |
| Mercurio Wealth Advisors | Louisville | 431 | $113.5 million | $141.1 million | adviserinfo.sec.gov |
| Altus Wealth Management, LLC | Ft. Mitchell | 131 | $104.6 million | $405.2 million | adviserinfo.sec.gov |
| Family Wealth Planning Partners | Louisville | 1,090 | $97.6 million | $317.4 million | adviserinfo.sec.gov |
| Pillar Financial Advisors, LLC | Louisville | 151 | $97 million | $357.9 million | adviserinfo.sec.gov |
| Equity Advisors of Kentucky Inc | Lexington | 94 | $95.7 million | $141.6 million | adviserinfo.sec.gov |
| Renaissance Investment Management | Covington | 184 | $94.1 million | $2.91 billion | adviserinfo.sec.gov |
| Jennings & Associates Financial Advisors, LLC | Paducah | 504 | $90.8 million | $240.1 million | adviserinfo.sec.gov |
| Ballast, Inc. | Lexington | 237 | $88.3 million | $751.5 million | adviserinfo.sec.gov |
| Stegner Investment Associates Inc | Louisville | 101 | $82.3 million | $2.77 billion | adviserinfo.sec.gov |
| Alpha Financial Partners LLC | Lexington | 285 | $79.7 million | $459.9 million | adviserinfo.sec.gov |
| Itrust Asset Management, LLC | Lexington | 407 | $79 million | $211.9 million | adviserinfo.sec.gov |
| Advantage Investment Management | Louisville | 310 | $72.7 million | $215.4 million | adviserinfo.sec.gov |
| LFG Wealth Partners, LLC | Elizabethtown | 271 | $69.6 million | $190.7 million | adviserinfo.sec.gov |
| Russell Capital Management, LLC | Lexington | 220 | $53.8 million | $275 million | adviserinfo.sec.gov |
| Wallace Hart Capital Management | Lexington | 138 | $52.8 million | $264 million | adviserinfo.sec.gov |
| Winebrenner Capital Management LLC | Louisville | 309 | $52.5 million | $260.5 million | adviserinfo.sec.gov |
| Saling Wealth Advisors | Louisville | 108 | $48.1 million | $617.7 million | adviserinfo.sec.gov |
| Townsend Financial Planning | Mt. Sterling | 122 | $46.8 million | $148.3 million | adviserinfo.sec.gov |
| The Prosperity People | Bellevue | 128 | $46.7 million | $147 million | adviserinfo.sec.gov |
| The Gleason Group, Inc. | Prospect | 126 | $46.7 million | $1.61 billion | adviserinfo.sec.gov |
| Q2 Wealth Management | Lexington | 115 | $43.7 million | $123.5 million | adviserinfo.sec.gov |
| Abri LLC | Lexington | 224 | $33.1 million | $114.4 million | adviserinfo.sec.gov |
| Paragon Private Wealth Management LLC | Lexington | 82 | $28.9 million | $457.9 million | adviserinfo.sec.gov |
| Principled Wealth Advisors, LLC | Covington | 53 | $28.6 million | $252.1 million | adviserinfo.sec.gov |
| Blvd Private Wealth, LLC | Prospect | 91 | $28.1 million | $220.4 million | adviserinfo.sec.gov |
| Research & Portfolio Management | Crescent Springs | 205 | $27.2 million | $160.8 million | adviserinfo.sec.gov |
| Barlow Wealth Partners, LLC | Louisville | 91 | $23.1 million | $1.35 billion | adviserinfo.sec.gov |
| Graeter Wealth Advisors, LLC | Louisville | 55 | $19.3 million | $104.9 million | adviserinfo.sec.gov |
| Wealth Management of the Bluegrass, LLC. | Lexington | 82 | $16.1 million | $186.7 million | adviserinfo.sec.gov |
| Ricketts Financial, LLC | Louisville | 66 | $13.9 million | $314 million | adviserinfo.sec.gov |
| Centerline Wealth Advisors, LLC | Louisville | 162 | $12.3 million | $326 million | adviserinfo.sec.gov |
| Access Wealth Management, LLC | Louisville | 41 | $12.1 million | $357.7 million | adviserinfo.sec.gov |
| Churchill Financial Advisors, LLC | Louisville | 63 | $10.4 million | $522.9 million | adviserinfo.sec.gov |
| Harvey Investment Company, LLC | Louisville | 13 | $9.1 million | $1.03 billion | adviserinfo.sec.gov |
| Dmlo Wealth Planning, LLC | Louisville | 33 | $8.8 million | $30.4 million | adviserinfo.sec.gov |
| Riverstone Asset Management, LLC | Louisville | 7 | $5.7 million | $103 million | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.