Data / Investment advisers / Kentucky / FWG Investments, LLC
FWG Investments, LLC, Lexington, KY: $349 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
FWG Investments, LLC is an SEC registered investment adviser with its main office in Lexington, Kentucky and reports $349 million in regulatory assets under management in its Form ADV filed May 22, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch FWG Investments, LLC (CRD number 284064): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 284064
- SEC file number
- 801-112954
- SEC status
- Approved, effective April 26, 2018
- Main office
- 2704 Old Rosebud Road Suite 160, Lexington, KY 40509
- Phone
- (859) 309-0349
- Website
- thefamilywealthgroup.com
- Regulatory AUM
- $349,048,767 in the Form ADV filed May 22, 2026
- Discretionary AUM
- $349,048,767
- Accounts
- 3,534
- Employees
- 27, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 5
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- May 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,794 | $293.7 million |
| High net worth individuals | 19 | $40.8 million |
| Pension and profit sharing plans | 28 | $9.3 million |
| Corporations or other businesses | 5 | $4.4 million |
| Charitable organizations | Fewer than 5 | $700,533 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $349 million | March 25, 2026 |
| December 1, 2025 | $250.1 million | August 19, 2025 |
Other advisers in Lexington
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Asio Capital LLC | Lexington | $805.1 million | Not listed | adviserinfo.sec.gov |
| Ballast, Inc. | Lexington | $751.5 million | Not listed | adviserinfo.sec.gov |
| Alpha Financial Partners LLC | Lexington | $459.9 million | Not listed | adviserinfo.sec.gov |
| Paragon Private Wealth Management LLC | Lexington | $457.9 million | Not listed | adviserinfo.sec.gov |
| Dupree Financial Group, LLC | Lexington | $404.4 million | Not listed | adviserinfo.sec.gov |
| Moneywatch Advisors, Inc. | Lexington | $329.7 million | Not listed | adviserinfo.sec.gov |
| Investments & Financial Planning, LLC | Lexington | $318.7 million | Not listed | adviserinfo.sec.gov |
| Russell Capital Management, LLC | Lexington | $275 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Lexington, KY
- Investment advisers in Kentucky
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- FWG Investments, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.