Data / Investment advisers / Kentucky / Lexington
Investment advisers in Lexington, KY: 22 firms, $24.4 billion in AUM
22 investment advisers have their main office in Lexington, Kentucky: 22 SEC registered and 0 exempt reporting. The registered advisers report $24.4 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Meridian Wealth Management, LLC with $5 billion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 22Advisers
- 22SEC registered
- $24.4 billionTotal AUM
- 22Advisers over $100 million
- 4Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Meridian Wealth Management, LLC | Lexington | $4.98 billion | 12,298 | 67 | Not listed | (859) 543-4516 | adviserinfo.sec.gov | |
| MCF Advisors, LLC | Lexington | $4.68 billion | 7,540 | 55 | 1 | (859) 967-0999 | adviserinfo.sec.gov | |
| Middleground Capital | Lexington | $3.89 billion | 24 | 111 | 24 | (859) 721-1466 | adviserinfo.sec.gov | |
| Keystone Financial Group, LLC | Lexington | $2.34 billion | 6,628 | 49 | Not listed | (859) 317-8316 | adviserinfo.sec.gov | |
| E. S. Barr & Company | Lexington | $2.22 billion | 886 | 6 | 1 | (859) 266-1300 | esbarr.com | adviserinfo.sec.gov |
| Dupree & Company, Inc. | Lexington | $888.2 million | 1 | 12 | Not listed | (859) 254-7741 | adviserinfo.sec.gov | |
| Asio Capital LLC | Lexington | $805.1 million | 700 | 7 | Not listed | (859) 785-4130 | asiocapital.com | adviserinfo.sec.gov |
| Ballast, Inc. | Lexington | $751.5 million | 1,888 | 12 | Not listed | (859) 226-0625 | ballastplan.com | adviserinfo.sec.gov |
| Alpha Financial Partners LLC | Lexington | $459.9 million | 1,424 | 7 | Not listed | (859) 785-2660 | adviserinfo.sec.gov | |
| Paragon Private Wealth Management LLC | Lexington | $457.9 million | 711 | 6 | Not listed | (859) 300-3985 | paragonmgmt.com | adviserinfo.sec.gov |
| Dupree Financial Group, LLC | Lexington | $404.4 million | 1,655 | 7 | Not listed | (859) 233-0400 | adviserinfo.sec.gov | |
| FWG Investments, LLC | Lexington | $349 million | 3,534 | 27 | Not listed | (859) 309-0349 | thefamilywealthgroup.com | adviserinfo.sec.gov |
| Moneywatch Advisors, Inc. | Lexington | $329.7 million | 384 | 6 | Not listed | (859) 268-1117 | moneywatchadvisors.com | adviserinfo.sec.gov |
| Investments & Financial Planning, LLC | Lexington | $318.7 million | 1,780 | 6 | Not listed | (859) 543-8188 | investfp.com | adviserinfo.sec.gov |
| Russell Capital Management, LLC | Lexington | $275 million | 606 | 4 | Not listed | (859) 254-5225 | adviserinfo.sec.gov | |
| Wallace Hart Capital Management | Lexington | $264 million | 873 | 5 | 1 | (859) 300-3030 | wallacehart.com | adviserinfo.sec.gov |
| Itrust Asset Management, LLC | Lexington | $211.9 million | 462 | 4 | Not listed | (859) 425-1222 | lpl.com | adviserinfo.sec.gov |
| Wealth Management of the Bluegrass, LLC. | Lexington | $186.7 million | 160 | 2 | Not listed | (859) 420-4838 | adviserinfo.sec.gov | |
| Invest Inc. | Lexington | $164.6 million | 699 | 5 | Not listed | (859) 268-9200 | invest-lex.com | adviserinfo.sec.gov |
| Equity Advisors of Kentucky Inc | Lexington | $141.6 million | 530 | 3 | Not listed | (502) 829-9244 | ea-ky.com | adviserinfo.sec.gov |
| Q2 Wealth Management | Lexington | $123.5 million | 426 | 3 | Not listed | (859) 216-2169 | q5wealth.com | adviserinfo.sec.gov |
| Abri LLC | Lexington | $114.4 million | 991 | 8 | Not listed | (859) 636-6140 | adviserinfo.sec.gov |
Advisers in Lexington that manage private funds
4 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Middleground Capital | Lexington | KY | 24 | Not listed | 24 | Not listed | Not listed | $3.42 billion | $3.89 billion | adviserinfo.sec.gov |
| MCF Advisors, LLC | Lexington | KY | 1 | Not listed | Not listed | Not listed | 1 | $6.7 million | $4.68 billion | adviserinfo.sec.gov |
| E. S. Barr & Company | Lexington | KY | 1 | 1 | Not listed | Not listed | Not listed | $48.2 million | $2.22 billion | adviserinfo.sec.gov |
| Wallace Hart Capital Management | Lexington | KY | 1 | 1 | Not listed | Not listed | Not listed | $17.5 million | $264 million | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.