Data / Investment advisers / Kentucky / Keystone Financial Group, LLC
Keystone Financial Group, LLC, Lexington, KY: $2.3 billion AUM, SEC registered investment adviser
Keystone Financial Group, LLC is an SEC registered investment adviser with its main office in Lexington, Kentucky and reports $2.3 billion in regulatory assets under management in its Form ADV filed September 29, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 170201
- SEC file number
- 801-79274
- SEC status
- Approved, effective February 26, 2014
- Main office
- 527 Wellington Way, Ste 225, Lexington, KY 40503
- Phone
- (859) 317-8316
- Regulatory AUM
- $2,338,235,877 in the Form ADV filed September 29, 2026
- Discretionary AUM
- $2,317,045,915
- Non discretionary AUM
- $21,189,962
- Accounts
- 6,628
- Employees
- 49, of which 33 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 8
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 464 | $1.19 billion |
| Individuals (other than high net worth individuals) | 6,138 | $1.11 billion |
| Corporations or other businesses | 13 | $30.1 million |
| Charitable organizations | 13 | $5.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.34 billion | March 17, 2026 |
| December 1, 2025 | $1.86 billion | April 14, 2025 |
Other advisers in Lexington
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Meridian Wealth Management, LLC | Lexington | $4.98 billion | Not listed | adviserinfo.sec.gov |
| MCF Advisors, LLC | Lexington | $4.68 billion | 1 | adviserinfo.sec.gov |
| Middleground Capital | Lexington | $3.89 billion | 24 | adviserinfo.sec.gov |
| E. S. Barr & Company | Lexington | $2.22 billion | 1 | adviserinfo.sec.gov |
| Dupree & Company, Inc. | Lexington | $888.2 million | Not listed | adviserinfo.sec.gov |
| Asio Capital LLC | Lexington | $805.1 million | Not listed | adviserinfo.sec.gov |
| Ballast, Inc. | Lexington | $751.5 million | Not listed | adviserinfo.sec.gov |
| Alpha Financial Partners LLC | Lexington | $459.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Lexington, KY
- Investment advisers in Kentucky
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Keystone Financial Group, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.