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Data / Investment advisers / Kentucky

Investment advisers in Kentucky: 89 firms, $80.5 billion in AUM

89 investment advisers have their main office in Kentucky: 84 SEC registered and 5 exempt reporting. The registered advisers report $80.5 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is River Road Asset Management, LLC with $9.9 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Get advisers in Kentucky over $100 millionWatch new advisers in KentuckyGet private fund advisers in Kentucky
  • 89Advisers
  • 84SEC registered
  • 5Exempt reporting
  • $80.5 billionTotal AUM
  • 80Advisers over $100 million
  • 21Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
River Road Asset Management, LLCLouisville$9.85 billion9346Not listed(502) 371-4100riverroadam.comadviserinfo.sec.gov
Todd Asset Management LLCLouisville$6.18 billion10418Not listed(502) 585-3121toddasset.comadviserinfo.sec.gov
Meridian Wealth Management, LLCLexington$4.98 billion12,29867Not listed(859) 543-4516adviserinfo.sec.gov
MCF Advisors, LLCLexington$4.68 billion7,540551(859) 967-0999adviserinfo.sec.gov
Middleground CapitalLexington$3.89 billion2411124(859) 721-1466adviserinfo.sec.gov
PNC Real EstateLouisville$3.55 billion721868(913) 253-9150adviserinfo.sec.gov
Renaissance Investment ManagementCovington$2.91 billion2,08519Not listed(513) 723-4500reninv.comadviserinfo.sec.gov
Stegner Investment Associates IncLouisville$2.77 billion82010Not listed(502) 895-0122adviserinfo.sec.gov
Keystone Financial Group, LLCLexington$2.34 billion6,62849Not listed(859) 317-8316adviserinfo.sec.gov
E. S. Barr & CompanyLexington$2.22 billion88661(859) 266-1300esbarr.comadviserinfo.sec.gov
Journey Advisory Group, LLCCovington$1.65 billion2,11331Not listed(859) 888-0356discover.journeyadvisory.groupadviserinfo.sec.gov
The Gleason Group, Inc.Prospect$1.61 billion1,10911Not listed(502) 882-7300adviserinfo.sec.gov
Legacy Financial Advisors, Inc.Covington$1.52 billion3,72121Not listed(859) 655-5225legacyfinancialadvisors.comadviserinfo.sec.gov
Cullinan Associates, Inc.Louisville$1.48 billion63217Not listed(502) 893-0300cullinan.comadviserinfo.sec.gov
Strategic Wealth Investment Group, LLCLouisville$1.38 billion8,60688Not listed(502) 412-3354youtubeadviserinfo.sec.gov
Private Client Services, LLCLouisville$1.38 billion8,76560Not listed(502) 451-0600adviserinfo.sec.gov
Barlow Wealth Partners, LLCLouisville$1.35 billion1,4256Not listed(502) 308-4270barlowwealth.comadviserinfo.sec.gov
KPP Advisory Services LLCLouisville$1.24 billion3,99529Not listed(502) 394-0400kpp-lpl.comadviserinfo.sec.gov
Parthenon LLCLouisville$1.22 billion46171(502) 327-5660parthenonllc.comadviserinfo.sec.gov
Waycross Partners, LLCLouisville$1.18 billion5113Not listed(502) 410-1900adviserinfo.sec.gov
Harvey Investment Company, LLCLouisville$1.03 billion2644Not listed(502) 339-8270harveyinvestment.comadviserinfo.sec.gov
Dupree & Company, Inc.Lexington$888.2 million112Not listed(859) 254-7741adviserinfo.sec.gov
CastellanLouisville$882.2 million10688(859) 494-0523adviserinfo.sec.gov
Spectrum Financial Alliance, LTD., L.L.C.Nicholasville$813 million2,05614Not listed(859) 223-6333adviserinfo.sec.gov
Asio Capital LLCLexington$805.1 million7007Not listed(859) 785-4130asiocapital.comadviserinfo.sec.gov
Ballast, Inc.Lexington$751.5 million1,88812Not listed(859) 226-0625ballastplan.comadviserinfo.sec.gov
Ramsey Quantitative Systems, Inc.Louisville$691.4 million39202(502) 245-6220rqsi.comadviserinfo.sec.gov
Saling Wealth AdvisorsLouisville$617.7 million89511Not listed(502) 805-3000salingwealthadvisors.comadviserinfo.sec.gov
Atlas BrownLouisville$605.2 million1,1949Not listed(502) 271-2900atlasbrown.comadviserinfo.sec.gov
Reliant Wealth Planning, LLCLouisville$595.2 million1,70113Not listed(502) 398-5050reliantwealthplanning.comadviserinfo.sec.gov
Alexander Investment Services Co.Louisville$576.8 million1,51421Not listed(502) 459-4414aisretirement.comadviserinfo.sec.gov
First Kentucky Securities CorpLouisville$566 million1,53019Not listed(502) 893-7288firstky.comadviserinfo.sec.gov
Van Leeuwen Retirement & Investment ServicesRichmond$559.4 million1,2313Not listed(859) 626-3400vlretirement.comadviserinfo.sec.gov
Aristides Capital LLCLouisville$541.4 million5114(502) 694-8001aristidescapital.comadviserinfo.sec.gov
Churchill Financial Advisors, LLCLouisville$522.9 million2795Not listed(502) 895-3535churchillfa.comadviserinfo.sec.gov
Legacy Financial Independent Advisors LLCLouisville$484 million2,6148Not listed(502) 873-0522legacyfia.comadviserinfo.sec.gov
Retirement Planning Solutions, LLCLouisville$467 million2,81210Not listed(502) 499-5668adviserinfo.sec.gov
Alpha Financial Partners LLCLexington$459.9 million1,4247Not listed(859) 785-2660adviserinfo.sec.gov
Owen Larue Financial GroupElizabethtown$458.9 million1,5097Not listed(270) 769-9995owenlarue.comadviserinfo.sec.gov
Paragon Private Wealth Management LLCLexington$457.9 million7116Not listed(859) 300-3985paragonmgmt.comadviserinfo.sec.gov
Guidance Capital, Inc.Louisville$449.8 million2,04810Not listed(502) 813-2100guidancecapital.comadviserinfo.sec.gov
Altus Wealth Management, LLCFt. Mitchell$405.2 million5855Not listed(859) 815-8566altuswm.comadviserinfo.sec.gov
Dupree Financial Group, LLCLexington$404.4 million1,6557Not listed(859) 233-0400adviserinfo.sec.gov
Tony Walker FinancialBowling Green$373.7 million2,75417Not listed(270) 843-9380adviserinfo.sec.gov
Dynamic Market Advantage, LLCLouisville$361.9 million1,3024Not listed(502) 813-2100dynamicmarketadvantage.comadviserinfo.sec.gov
Pillar Financial Advisors, LLCLouisville$357.9 million7656Not listed(502) 384-3890adviserinfo.sec.gov
Access Wealth Management, LLCLouisville$357.7 million8195Not listed(502) 292-5500adviserinfo.sec.gov
FWG Investments, LLCLexington$349 million3,53427Not listed(859) 309-0349thefamilywealthgroup.comadviserinfo.sec.gov
J. Hagan Capital, Inc.Louisville$341.8 million1,68914Not listed(502) 690-5635adviserinfo.sec.gov
Moneywatch Advisors, Inc.Lexington$329.7 million3846Not listed(859) 268-1117moneywatchadvisors.comadviserinfo.sec.gov
Centerline Wealth Advisors, LLCLouisville$326 million8198Not listed(502) 242-1561adviserinfo.sec.gov
Investments & Financial Planning, LLCLexington$318.7 million1,7806Not listed(859) 543-8188investfp.comadviserinfo.sec.gov
Family Wealth Planning PartnersLouisville$317.4 million1,3668Not listed(502) 200-5210fwppartners.comadviserinfo.sec.gov
Magnate Advisory Services, LLCLouisville$314.1 million2,2297Not listed(502) 855-3160magnatewealth.comadviserinfo.sec.gov
Ricketts Financial, LLCLouisville$314 million2883Not listed(502) 396-4055ricketts-financial.comadviserinfo.sec.gov
Lockshield Partners, Inc.Glasgow$290.6 million1,7178Not listed(270) 629-2046adviserinfo.sec.gov
Russell Capital Management, LLCLexington$275 million6064Not listed(859) 254-5225adviserinfo.sec.gov
Demeter Tactical Investments Corp.Prospect$265.3 million1,079105(212) 518-4444demetertacticalinvestments.comadviserinfo.sec.gov
Wallace Hart Capital ManagementLexington$264 million87351(859) 300-3030wallacehart.comadviserinfo.sec.gov
Winebrenner Capital Management LLCLouisville$260.5 million1,04294(502) 671-0015wcmria.comadviserinfo.sec.gov
Principled Wealth Advisors, LLCCovington$252.1 million7835Not listed(859) 957-2737principledwealth.netadviserinfo.sec.gov
Wealthmd CorporationLouisville$250.5 million1,5934Not listed(502) 413-6893wealthmd.netadviserinfo.sec.gov
Jennings & Associates Financial Advisors, LLCPaducah$240.1 million1,1178Not listed(270) 448-1010adviserinfo.sec.gov
Blvd Private Wealth, LLCProspect$220.4 million4273Not listed(502) 805-5820adviserinfo.sec.gov
Advantage Investment ManagementLouisville$215.4 million36910Not listed(502) 212-3000adviserinfo.sec.gov
Itrust Asset Management, LLCLexington$211.9 million4624Not listed(859) 425-1222lpl.comadviserinfo.sec.gov
LFG Wealth Partners, LLCElizabethtown$190.7 million91926Not listed(877) 573-2043adviserinfo.sec.gov
Wealth Management of the Bluegrass, LLC.Lexington$186.7 million1602Not listed(859) 420-4838adviserinfo.sec.gov
Invest Inc.Lexington$164.6 million6995Not listed(859) 268-9200invest-lex.comadviserinfo.sec.gov
Research & Portfolio ManagementCrescent Springs$160.8 million2593Not listed(859) 578-2200adviserinfo.sec.gov
Waycross GP, LLCLouisville$156.1 million3123(502) 410-1900waycrosspartners.comadviserinfo.sec.gov
VF Advisors, LLCLouisville$150 million1101(502) 208-2125whiskeycapitalfinance.comadviserinfo.sec.gov
Townsend Financial PlanningMt. Sterling$148.3 million5796Not listed(859) 498-2020adviserinfo.sec.gov
The Prosperity PeopleBellevue$147 million5336Not listed(859) 331-7755theprosperitypeople.comadviserinfo.sec.gov
Equity Advisors of Kentucky IncLexington$141.6 million5303Not listed(502) 829-9244ea-ky.comadviserinfo.sec.gov
Mercurio Wealth AdvisorsLouisville$141.1 million95711Not listed(502) 253-9366adviserinfo.sec.gov
Q2 Wealth ManagementLexington$123.5 million4263Not listed(859) 216-2169q5wealth.comadviserinfo.sec.gov
Abri LLCLexington$114.4 million9918Not listed(859) 636-6140adviserinfo.sec.gov
Graeter Wealth Advisors, LLCLouisville$104.9 million3413Not listed(502) 625-1996graeterwealth.comadviserinfo.sec.gov
Riverstone Asset Management, LLCLouisville$103 million692Not listed(502) 882-5580adviserinfo.sec.gov
Access Real Estate, LLCLouisville$63.4 million414(502) 292-5500adviserinfo.sec.gov
Hafele InvestmentsLouisville$57.7 million949(502) 365-1440adviserinfo.sec.gov
Connetic VenturesCovington$41.3 million241(859) 201-6235conneticventures.comadviserinfo.sec.gov
Dmlo Wealth Planning, LLCLouisville$30.4 million459Not listed(502) 813-2100dmlowealthplanning.comadviserinfo.sec.gov
Egateway Capital, LLCCovingtonNot listedNot listedNot listed11(312) 608-0271egatewaycapital.comadviserinfo.sec.gov
Chrysalis VenturesLouisvilleNot listedNot listedNot listed5(502) 583-7644chrysalisventures.comadviserinfo.sec.gov
ClearleafLouisvilleNot listedNot listedNot listed1(888) 908-8005adviserinfo.sec.gov
Oak Proof Management LLCLouisvilleNot listedNot listedNot listed1(323) 253-3700oakproof.coadviserinfo.sec.gov
Warlock LTD.LouisvilleNot listedNot listedNot listed1(502) 574-2146adviserinfo.sec.gov

Advisers in Kentucky that manage private funds

21 advisers report private funds. The 40 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
Middleground CapitalLexingtonKY24Not listed24Not listedNot listed$3.42 billion$3.89 billionadviserinfo.sec.gov
Egateway Capital, LLCCovingtonKY11Not listedNot listed11Not listed$88.6 millionNot listedadviserinfo.sec.gov
Hafele InvestmentsLouisvilleKY9Not listedNot listedNot listed9$57.7 million$57.7 millionadviserinfo.sec.gov
PNC Real EstateLouisvilleKY8Not listed8Not listedNot listed$349.1 million$3.55 billionadviserinfo.sec.gov
CastellanLouisvilleKY8Not listed251$59.9 million$882.2 millionadviserinfo.sec.gov
Demeter Tactical Investments Corp.ProspectKY55Not listedNot listedNot listed$48.5 million$265.3 millionadviserinfo.sec.gov
Chrysalis VenturesLouisvilleKY5Not listedNot listed5Not listed$28.3 millionNot listedadviserinfo.sec.gov
Aristides Capital LLCLouisvilleKY44Not listedNot listedNot listed$541.4 million$541.4 millionadviserinfo.sec.gov
Winebrenner Capital Management LLCLouisvilleKY44Not listedNot listedNot listed$73.7 million$260.5 millionadviserinfo.sec.gov
Access Real Estate, LLCLouisvilleKY4Not listedNot listedNot listed4$63.4 million$63.4 millionadviserinfo.sec.gov
Waycross GP, LLCLouisvilleKY33Not listedNot listedNot listed$156.1 million$156.1 millionadviserinfo.sec.gov
Ramsey Quantitative Systems, Inc.LouisvilleKY22Not listedNot listedNot listed$536.6 million$691.4 millionadviserinfo.sec.gov
MCF Advisors, LLCLexingtonKY1Not listedNot listedNot listed1$6.7 million$4.68 billionadviserinfo.sec.gov
E. S. Barr & CompanyLexingtonKY11Not listedNot listedNot listed$48.2 million$2.22 billionadviserinfo.sec.gov
Parthenon LLCLouisvilleKY11Not listedNot listedNot listed$17.8 million$1.22 billionadviserinfo.sec.gov
Wallace Hart Capital ManagementLexingtonKY11Not listedNot listedNot listed$17.5 million$264 millionadviserinfo.sec.gov
VF Advisors, LLCLouisvilleKY1Not listedNot listedNot listedNot listed$150 million$150 millionadviserinfo.sec.gov
Connetic VenturesCovingtonKY1Not listedNot listed1Not listed$500,000$41.3 millionadviserinfo.sec.gov
ClearleafLouisvilleKY11Not listedNot listedNot listed$47.4 millionNot listedadviserinfo.sec.gov
Oak Proof Management LLCLouisvilleKY1Not listedNot listed1Not listedNot listedNot listedadviserinfo.sec.gov
Warlock LTD.LouisvilleKY1Not listed1Not listedNot listed$79 millionNot listedadviserinfo.sec.gov

Cities in Kentucky

CityAdvisersAUM
Louisville47$43.84 billion
Lexington22$24.36 billion

More ways to read Kentucky

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.