Data / Investment advisers / Kentucky / Harvey Investment Company, LLC
Harvey Investment Company, LLC, Louisville, KY: $1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Harvey Investment Company, LLC is an SEC registered investment adviser with its main office in Louisville, Kentucky and reports $1 billion in regulatory assets under management in its Form ADV filed August 4, 2026. Its clients include high net worth individuals, charitable organizations and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Harvey Investment Company, LLC (CRD number 110482): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 110482
- SEC file number
- 801-58031
- SEC status
- Approved, effective October 26, 2000
- Main office
- 297 North Hubbards Lane Suite 102, Louisville, KY 40207
- Phone
- (502) 339-8270
- Website
- harveyinvestment.com
- Regulatory AUM
- $1,028,628,022 in the Form ADV filed August 4, 2026
- Discretionary AUM
- $1,028,628,022
- Accounts
- 264
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- August 4, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 163 | $902 million |
| Charitable organizations | 8 | $114.7 million |
| Individuals (other than high net worth individuals) | 13 | $9.1 million |
| Corporations or other businesses | Fewer than 5 | $2.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.03 billion | March 23, 2026 |
| December 1, 2025 | $941.5 million | March 27, 2025 |
Other advisers in Louisville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Private Client Services, LLC | Louisville | $1.38 billion | Not listed | adviserinfo.sec.gov |
| Barlow Wealth Partners, LLC | Louisville | $1.35 billion | Not listed | adviserinfo.sec.gov |
| KPP Advisory Services LLC | Louisville | $1.24 billion | Not listed | adviserinfo.sec.gov |
| Parthenon LLC | Louisville | $1.22 billion | 1 | adviserinfo.sec.gov |
| Waycross Partners, LLC | Louisville | $1.18 billion | Not listed | adviserinfo.sec.gov |
| Castellan | Louisville | $882.2 million | 8 | adviserinfo.sec.gov |
| Ramsey Quantitative Systems, Inc. | Louisville | $691.4 million | 2 | adviserinfo.sec.gov |
| Saling Wealth Advisors | Louisville | $617.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Louisville, KY
- Investment advisers in Kentucky
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Harvey Investment Company, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.