Data / Investment advisers / Kentucky / Castellan
Castellan, Louisville, KY: $882 million AUM, SEC registered investment adviser
Castellan is an SEC registered investment adviser with its main office in Louisville, Kentucky and reports $882 million in regulatory assets under management in its Form ADV filed March 25, 2026. Its clients include high net worth individuals, charitable organizations and pooled investment vehicles. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 8 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 299363
- SEC file number
- 801-119581
- SEC status
- Approved, effective October 2, 2020
- Legal name
- Castellan Group, LLC
- Main office
- 2011 Lake Point Way Suite 001, Louisville, KY 40223
- Phone
- (859) 494-0523
- Regulatory AUM
- $882,230,876 in the Form ADV filed March 25, 2026
- Discretionary AUM
- $881,142,578
- Non discretionary AUM
- $1,088,298
- Accounts
- 106
- Employees
- 8, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 8: 5 venture capital funds, 2 private equity funds, 1 real estate fund
- Gross assets of private funds
- $59,895,490
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 12 | $650.9 million |
| Charitable organizations | Fewer than 5 | $128.6 million |
| Pooled investment vehicles | 9 | $59.9 million |
| Investment companies | 2 | $35.7 million |
| Corporations or other businesses | Fewer than 5 | $7.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $882.2 million | March 25, 2026 |
| December 1, 2025 | $496.1 million | June 17, 2025 |
Other advisers in Louisville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Barlow Wealth Partners, LLC | Louisville | $1.35 billion | Not listed | adviserinfo.sec.gov |
| KPP Advisory Services LLC | Louisville | $1.24 billion | Not listed | adviserinfo.sec.gov |
| Parthenon LLC | Louisville | $1.22 billion | 1 | adviserinfo.sec.gov |
| Waycross Partners, LLC | Louisville | $1.18 billion | Not listed | adviserinfo.sec.gov |
| Harvey Investment Company, LLC | Louisville | $1.03 billion | Not listed | adviserinfo.sec.gov |
| Ramsey Quantitative Systems, Inc. | Louisville | $691.4 million | 2 | adviserinfo.sec.gov |
| Saling Wealth Advisors | Louisville | $617.7 million | Not listed | adviserinfo.sec.gov |
| Atlas Brown | Louisville | $605.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Louisville, KY
- Investment advisers in Kentucky
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Advisers that manage private funds
- Castellan on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.