Data / Investment advisers / $100 million to $500 million in AUM / Kentucky

Investment advisers in Kentucky with $100 million to $500 million in AUM: 45 firms

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

45 SEC registered investment advisers in Kentucky report between $100 million and $500 million in regulatory assets under management, $12.4 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Legacy Financial Independent Advisors LLC with $484 million.

The request: Every investment adviser in Kentucky with AUM in the range $100 million to $500 million, with phone and website. $10 of work on sign-up, no card.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

• 45Advisers
• 45SEC registered
• $12.4 billionTotal AUM
• 45Advisers over $100 million
• 5Manage private funds
• November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

Also on SpecStream

• All advisers with $100 million to $500 million in AUM
• All investment advisers in Kentucky

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.