Data / Investment advisers / Kentucky / Tony Walker Financial
Tony Walker Financial, Bowling Green, KY: $374 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Tony Walker Financial is an SEC registered investment adviser with its main office in Bowling Green, Kentucky and reports $374 million in regulatory assets under management in its Form ADV filed October 27, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 145457
- SEC file number
- 801-120466
- SEC status
- Approved, effective March 5, 2021
- Legal name
- Walker Financial Services, Inc.
- Main office
- 2451 Industrial Drive, Bowling Green, KY 42101
- Phone
- (270) 843-9380
- Regulatory AUM
- $373,667,468 in the Form ADV filed October 27, 2026
- Discretionary AUM
- $373,667,468
- Accounts
- 2,754
- Employees
- 17, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,772 | $331 million |
| High net worth individuals | 56 | $42.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $373.7 million | February 26, 2026 |
| December 1, 2025 | $312.8 million | June 9, 2025 |
Other advisers in Kentucky
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Owen Larue Financial Group | Elizabethtown | $458.9 million | Not listed | adviserinfo.sec.gov |
| Paragon Private Wealth Management LLC | Lexington | $457.9 million | Not listed | adviserinfo.sec.gov |
| Guidance Capital, Inc. | Louisville | $449.8 million | Not listed | adviserinfo.sec.gov |
| Altus Wealth Management, LLC | Ft. Mitchell | $405.2 million | Not listed | adviserinfo.sec.gov |
| Dupree Financial Group, LLC | Lexington | $404.4 million | Not listed | adviserinfo.sec.gov |
| Dynamic Market Advantage, LLC | Louisville | $361.9 million | Not listed | adviserinfo.sec.gov |
| Pillar Financial Advisors, LLC | Louisville | $357.9 million | Not listed | adviserinfo.sec.gov |
| Access Wealth Management, LLC | Louisville | $357.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Kentucky
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Tony Walker Financial on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.