Data / Investment advisers / Kentucky / Access Wealth Management, LLC
Access Wealth Management, LLC, Louisville, KY: $358 million AUM, SEC registered investment adviser
Access Wealth Management, LLC is an SEC registered investment adviser with its main office in Louisville, Kentucky and reports $358 million in regulatory assets under management in its Form ADV filed April 20, 2026. Its clients include high net worth individuals, corporations and other businesses and individuals. It is paid through a percentage of assets under management and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 339285
- SEC file number
- 801-135370
- SEC status
- Approved, effective February 27, 2026
- Main office
- 4360 Brownsboro Road Ste .101, Louisville, KY 40207
- Phone
- (502) 292-5500
- Regulatory AUM
- $357,683,282 in the Form ADV filed April 20, 2026
- Discretionary AUM
- $304,102,880
- Non discretionary AUM
- $53,580,402
- Accounts
- 819
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 116 | $318.9 million |
| Corporations or other businesses | 17 | $20.7 million |
| Individuals (other than high net worth individuals) | 41 | $12.1 million |
| Pension and profit sharing plans | Fewer than 5 | $5.2 million |
| Charitable organizations | Fewer than 5 | $748,571 |
Other advisers in Louisville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Legacy Financial Independent Advisors LLC | Louisville | $484 million | Not listed | adviserinfo.sec.gov |
| Retirement Planning Solutions, LLC | Louisville | $467 million | Not listed | adviserinfo.sec.gov |
| Guidance Capital, Inc. | Louisville | $449.8 million | Not listed | adviserinfo.sec.gov |
| Dynamic Market Advantage, LLC | Louisville | $361.9 million | Not listed | adviserinfo.sec.gov |
| Pillar Financial Advisors, LLC | Louisville | $357.9 million | Not listed | adviserinfo.sec.gov |
| J. Hagan Capital, Inc. | Louisville | $341.8 million | Not listed | adviserinfo.sec.gov |
| Centerline Wealth Advisors, LLC | Louisville | $326 million | Not listed | adviserinfo.sec.gov |
| Family Wealth Planning Partners | Louisville | $317.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Louisville, KY
- Investment advisers in Kentucky
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Access Wealth Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.