Data / Investment advisers / Kentucky / Paragon Private Wealth Management LLC
Paragon Private Wealth Management LLC, Lexington, KY: $458 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Paragon Private Wealth Management LLC is an SEC registered investment adviser with its main office in Lexington, Kentucky and reports $458 million in regulatory assets under management in its Form ADV filed October 15, 2026. Its clients include high net worth individuals, state and municipal governments and individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 312817
- SEC file number
- 801-120682
- SEC status
- Approved, effective April 2, 2021
- Main office
- 300 West Vine Street Suite 2201, Lexington, KY 40507
- Phone
- (859) 300-3985
- Website
- paragonmgmt.com
- Regulatory AUM
- $457,884,918 in the Form ADV filed October 15, 2026
- Discretionary AUM
- $444,001,299
- Non discretionary AUM
- $13,883,619
- Accounts
- 711
- Employees
- 6, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 85 | $398.2 million |
| State or municipal government entities | 2 | $30.8 million |
| Individuals (other than high net worth individuals) | 82 | $28.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $457.9 million | March 19, 2026 |
| December 1, 2025 | $354.9 million | March 27, 2025 |
Other advisers in Lexington
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| E. S. Barr & Company | Lexington | $2.22 billion | 1 | adviserinfo.sec.gov |
| Dupree & Company, Inc. | Lexington | $888.2 million | Not listed | adviserinfo.sec.gov |
| Asio Capital LLC | Lexington | $805.1 million | Not listed | adviserinfo.sec.gov |
| Ballast, Inc. | Lexington | $751.5 million | Not listed | adviserinfo.sec.gov |
| Alpha Financial Partners LLC | Lexington | $459.9 million | Not listed | adviserinfo.sec.gov |
| Dupree Financial Group, LLC | Lexington | $404.4 million | Not listed | adviserinfo.sec.gov |
| FWG Investments, LLC | Lexington | $349 million | Not listed | adviserinfo.sec.gov |
| Moneywatch Advisors, Inc. | Lexington | $329.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Lexington, KY
- Investment advisers in Kentucky
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving state and municipal governments
- Paragon Private Wealth Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.