Data / Investment advisers / Kentucky / Lockshield Partners, Inc.
Lockshield Partners, Inc., Glasgow, KY: $291 million AUM, SEC registered investment adviser
Lockshield Partners, Inc. is an SEC registered investment adviser with its main office in Glasgow, Kentucky and reports $291 million in regulatory assets under management in its Form ADV filed March 12, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 175433
- SEC file number
- 801-116877
- SEC status
- Approved, effective July 2, 2019
- Main office
- 301 South Broadway, Glasgow, KY 42141
- Phone
- (270) 629-2046
- Regulatory AUM
- $290,617,759 in the Form ADV filed March 12, 2026
- Non discretionary AUM
- $290,617,759
- Accounts
- 1,717
- Employees
- 8, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,053 | $185.5 million |
| High net worth individuals | 60 | $104.1 million |
| Pension and profit sharing plans | 1 | $684,877 |
| Charitable organizations | 2 | $294,310 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $290.6 million | March 12, 2026 |
| December 1, 2025 | $245.8 million | March 21, 2025 |
Other advisers in Kentucky
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Centerline Wealth Advisors, LLC | Louisville | $326 million | Not listed | adviserinfo.sec.gov |
| Investments & Financial Planning, LLC | Lexington | $318.7 million | Not listed | adviserinfo.sec.gov |
| Family Wealth Planning Partners | Louisville | $317.4 million | Not listed | adviserinfo.sec.gov |
| Magnate Advisory Services, LLC | Louisville | $314.1 million | Not listed | adviserinfo.sec.gov |
| Ricketts Financial, LLC | Louisville | $314 million | Not listed | adviserinfo.sec.gov |
| Russell Capital Management, LLC | Lexington | $275 million | Not listed | adviserinfo.sec.gov |
| Demeter Tactical Investments Corp. | Prospect | $265.3 million | 5 | adviserinfo.sec.gov |
| Wallace Hart Capital Management | Lexington | $264 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Kentucky
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Lockshield Partners, Inc. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.