Data / Investment advisers / Kentucky / Wallace Hart Capital Management
Wallace Hart Capital Management, Lexington, KY: $264 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Wallace Hart Capital Management is an SEC registered investment adviser with its main office in Lexington, Kentucky and reports $264 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include high net worth individuals, individuals and pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
The request: Watch Wallace Hart Capital Management (CRD number 285981): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 285981
- SEC file number
- 801-108930
- SEC status
- Approved, effective January 13, 2017
- Legal name
- Wallace Hart LLC
- Main office
- 1792 Alysheba Way Suite 390, Lexington, KY 40509
- Phone
- (859) 300-3030
- Website
- wallacehart.com
- Regulatory AUM
- $264,001,265 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $260,806,027
- Non discretionary AUM
- $3,195,238
- Accounts
- 873
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $17,521,012
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 89 | $189.3 million |
| Individuals (other than high net worth individuals) | 138 | $52.8 million |
| Pooled investment vehicles | 2 | $17.5 million |
| Pension and profit sharing plans | 1 | $4.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $264 million | March 24, 2026 |
| December 1, 2025 | $255.6 million | September 24, 2025 |
Other advisers in Lexington
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Dupree Financial Group, LLC | Lexington | $404.4 million | Not listed | adviserinfo.sec.gov |
| FWG Investments, LLC | Lexington | $349 million | Not listed | adviserinfo.sec.gov |
| Moneywatch Advisors, Inc. | Lexington | $329.7 million | Not listed | adviserinfo.sec.gov |
| Investments & Financial Planning, LLC | Lexington | $318.7 million | Not listed | adviserinfo.sec.gov |
| Russell Capital Management, LLC | Lexington | $275 million | Not listed | adviserinfo.sec.gov |
| Itrust Asset Management, LLC | Lexington | $211.9 million | Not listed | adviserinfo.sec.gov |
| Wealth Management of the Bluegrass, LLC. | Lexington | $186.7 million | Not listed | adviserinfo.sec.gov |
| Invest Inc. | Lexington | $164.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Lexington, KY
- Investment advisers in Kentucky
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Wallace Hart Capital Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.